-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1IPGucNcRjn6qi7EQuYsuRfYFDNG+ujbbIK0CWhmO7ChHG3YZnzEbV9NpcpXstE +StjqCv1itRYmS2YVn9vKg== 0001181431-09-047111.txt : 20091007 0001181431-09-047111.hdr.sgml : 20091007 20091007154943 ACCESSION NUMBER: 0001181431-09-047111 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091007 DATE AS OF CHANGE: 20091007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunaway William J CENTRAL INDEX KEY: 0001405955 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23554 FILM NUMBER: 091110139 MAIL ADDRESS: STREET 1: 1251 NW BRIARCLIFF PARKWAY STREET 2: SUITE 800 CITY: KANSAS CITY STATE: MO ZIP: 64116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 220 CENTRAL PARKWAY STREET 2: SUITE 2060 CITY: ALTAMONTE SPRINGS STATE: FL ZIP: 32701 BUSINESS PHONE: 407-741-5334 MAIL ADDRESS: STREET 1: 220 CENTRAL PARKWAY STREET 2: SUITE 2060 CITY: ALTAMONTE SPRINGS STATE: FL ZIP: 32701 3 1 rrd254729.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP X0203 3 2009-09-30 0 0000913760 INTERNATIONAL ASSETS HOLDING CORP IAAC 0001405955 Dunaway William J 1251 NW BRIARCLIFF PKWY SUITE 800 KANSAS CITY MO 64116 0 1 0 0 Chief Financial Officer Common Stock 132 D Common Stock 2136 I ESOP Stock Option 18.64 2009-09-30 2016-06-13 Common Stock 9735 D Stock Option 54.23 2009-09-30 2017-03-16 Common Stock 13275 D Replacement Stock Option Granted Upon Merger of FCStone Group and International Assets Holding Corporation pursuant to the terms of the Merger Agreement. William J. Dunaway 2009-10-07 -----END PRIVACY-ENHANCED MESSAGE-----