4 1 0001.txt FORM 4 ROBERT A. MILLER U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ================================================================================ 1. Name and Address of Reporting Person MILLER ROBERT A -------------------------------------------------------------------------------- (Last) (First) (Middle) 250 PARK AVENUE SOUTH/ SUITE 200 -------------------------------------------------------------------------------- (Street) WINTER PARK FL 32789 -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol INTERNATIONAL ASSETS HOLDING CORPORATION -- IAAC ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year MARCH, 2001 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [_] 10% Owner [_] Officer (give title below) [_] Other (specify below) ---------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [_] Form filed by More Than One Reporting Person ================================================================================ Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. Owner- 7. Nature 3. Trans- 4. Securities Acquired (A) 5. Amount of ship of In- action or Disposed of (D) Securities Form: direct 2. Trans- Code (Instr. 3, 4 and 5) Beneficially Direct Bene- 1. Title action (Instr. 8) Owned at (D) or ficial of Date ----------------------------------------------- End of Indirect Owner- Security (mm/dd/ (A) or Month (I) ship (Instr. 3) yy/ Code V Amount (D) Price (Instr. 3 and 4) (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL ASSETS HOLDING CORPORATION COMMON ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly FORM 4 (continued) Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
============================================================================================================================= 2. Conver- 5. Number of Deriv- sion or 3. Trans- ative Securities Exercise action 4. Transac- Acquired (A) or Price of Date tion Code Disposed of (D) Deriv- (Month/ (Instr. 8) (Instr. 3, 4, and 5) 1. Title of Derivative ative Day/ --------------------------------------------------- Security (Instr. 3) Security Year) Code V (A) (D) ----------------------------------------------------------------------------------------------------------------------------- International Assets Holding Corp. Option 3/9/01 A 7,500 ----------------------------------------------------------------------------------------------------------------------------- International Assets Holding Corp. Option ----------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- -----------------------------------------------------------------------------------------------------------------------------
Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
=================================================================================================================================== 9. Number 10. Owner- 6. Date Exer- of Deriv- ship cisable and ative Form 11. Na- Expiration Secur- of De- ture Date 7. Title and Amount of 8. Price ities rivative of In- (Month/Day/ Underlying Securities of Bene- Securities direct Year) (Instr. 3 and 4) Deriv- ficially Bene- Bene- ---------------------------------------------- ative Owned ficially ficial Secur- at End Owned at Owner- Date Expira- Amount or ity of End of ship Exer- tion Number of (Instr. Month Month(1) (Instr. cisable Date Title Shares 5) (Instr. 4) (Instr. 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ 03/09/02 03/09/06* Common 7,500 3.125 7,500 D ------------------------------------------------------------------------------------------------------------------------------------ 07/20/99 07/20/08** Common 11,990 2.398 19,490 D ------------------------------------------------------------------------------------------------------------------------------------ 01/06/00 01/06/09*** Common 11,990 1.251 31,480 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses:*33% VESTS 03/09/02; 33% VESTS 03/09/03; REMAINDER VESTS 03/09/04 **20% VESTS 07/20/99; 07/20/00; 07/20/01; 07/20/02; 07/20/03 ***20% VESTS 1/6/00; 1/6/01; 1/6/02; 1/6/03; 1/6/04 /s/ ROBERT A. MILLER 04/05/01 --------------------------------------------- ----------------------- **Signature of Reporting Person Date