0000913760-23-000200.txt : 20231219 0000913760-23-000200.hdr.sgml : 20231219 20231219165152 ACCESSION NUMBER: 0000913760-23-000200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Philip Andrew CENTRAL INDEX KEY: 0001569789 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 231498119 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 4 1 wk-form4_1703022698.xml FORM 4 X0508 4 2023-12-15 0 0000913760 StoneX Group Inc. SNEX 0001569789 Smith Philip Andrew 230 PARK AVENUE 10TH FLOOR NEW YORK NY 10169 0 0 0 1 CEO - subsidiary entity 0 Restricted Shares of Common Stock 2023-12-15 4 A 0 14261 0 A 245555 D Restricted Shares of Common Stock 2023-12-15 4 A 0 12468 0 A 258023 D Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. Shares issued pursuant to the terms of the remuneration policy as agreed upon by subsidiary StoneX Financial Ltd. Shares vest equally on anniversary in years one, two and three. Philip Andrew Smith 2023-12-19