CCO, SA Stone Investment Advisors Inc.

0000913760-23-000116.txt : 20230814 0000913760-23-000116.hdr.sgml : 20230814 20230811185333 ACCESSION NUMBER: 0000913760-23-000116 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230811 EFFECTIVENESS DATE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17573 FILM NUMBER: 231165648 BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0000913760 XXXXXXXX 06-30-2023 06-30-2023 false StoneX Group Inc.

230 Park Ave 10th Floor New York NY 10169

13F HOLDINGS REPORT 028-17573 N John Calvano CCO, SA Stone Investment Advisors Inc. 2054143367 John Calvano Birmingham AL 08-11-2023 2 269 775308 1 0001650393 028-17766 SA Stone Investment Advisors Inc. 2 0001070092 028-21283 STONEX FINANCIAL INC. INFORMATION TABLE 2 infotable.xml PAN AMERN SILVER CORP COM 697900108 152 10405 SH DFND 1 0 0 10405 PALANTIR TECHNOLOGIES INC CL A 69608A108 171 11131 SH DFND 1 0 0 11131 BARRICK GOLD CORP COM 067901108 190 11194 SH DFND 1 0 0 11194 ACCELERATE DIAGNOSTICS INC COM 00430H102 10 11940 SH DFND 1 0 0 11940 SEELOS THERAPEUTICS INC COM 81577F109 14 12000 SH DFND 1 0 0 12000 HECLA MNG CO COM 422704106 64 12442 SH DFND 1,2 402 0 12040 GRAPHEX GROUP LTD SPONSORED ADS 38867H104 18 12663 SH DFND 2 12663 0 0 RENALYTIX PLC ADS 75973T101 39 13343 SH DFND 2 13343 0 0 BABCOCK & WILCOX ENTERPRISES COM 05614L209 80 13503 SH DFND 1 0 0 13503 THERATECHNOLOGIES INC COM 88338H100 12 14000 SH DFND 1 0 0 14000 BIORESTORATIVE THERAPIES INC COM NEW 090655606 66 14880 SH DFND 1 0 0 14880 JAPAN SMALLER CAPITALIZATION COM 47109U104 108 15000 SH DFND 2 15000 0 0 PHAXIAM THERAPEUTICS S A SPONSORED ADR 29604W108 13 17304 SH DFND 2 17304 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 169 17731 SH DFND 1 0 0 17731 MFS INTER INCOME TR SH BEN INT 55273C107 50 18349 SH DFND 2 18349 0 0 CORNERSTONE TOTAL RETURN FD COM 21924U300 148 18525 SH DFND 1 0 0 18525 ZOMEDICA CORP COM 98980M109 4 20000 SH DFND 1 0 0 20000 NEW AMER HIGH INCOME FD INC COM NEW 641876800 145 21831 SH DFND 2 21831 0 0 IRIDEX CORP COM 462684101 55 25400 SH DFND 1 0 0 25400 TELEFONICA S A SPONSORED ADR 879382208 105 25982 SH DFND 1 0 0 25982 COEUR MNG INC COM NEW 192108504 80 28120 SH DFND 1,2 15000 0 13120 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 141 31012 SH DFND 1 0 0 31012 GENPREX INC COM 372446104 33 35150 SH DFND 1 0 0 35150 LI-CYCLE HOLDINGS CORP COMMON SHARES 50202P105 196 35274 SH DFND 1 0 0 35274 GINKGO BIOWORKS HOLDINGS INC *W EXP 09/16/202 37611X118 11 41174 SH DFND 1,2 41074 0 100 WAVEDANCER INC COM 456696103 13 42430 SH DFND 2 42430 0 0 MIZUHO FINANCIAL GROUP INC SPONSORED ADR 60687Y109 154 50000 SH DFND 2 50000 0 0 SHARECARE INC COM CL A 81948W104 91 52046 SH DFND 1 0 0 52046 LOTTERY COM INC COM 54570M108 13 64856 SH DFND 2 64856 0 0 CANOO INC COM CL A 13803R102 32 67412 SH DFND 1 0 0 67412 CAREMAX INC *W EXP 06/08/202 14171W111 26 75747 SH DFND 2 75747 0 0 STAR GROUP L P UNIT LTD PARTNR 85512C105 205 15000 SH DFND 1 0 0 15000 FRANKLIN LTD DURATION INCOME COM 35472T101 225 36352 SH DFND 1,2 5000 0 31352 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 232 12163 SH DFND 1 0 0 12163 XEROX HOLDINGS CORP COM NEW 98421M106 239 15777 SH DFND 1 0 0 15777 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 240 10134 SH DFND 1 0 0 10134 ARK ETF TR FINTECH INNOVA 00214Q708 240 11489 SH DFND 1 0 0 11489 COREBRIDGE FINL INC COM 21871X109 248 14050 SH DFND 1 0 0 14050 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 256 14433 SH DFND 1 0 0 14433 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 262 33660 SH DFND 1 0 0 33660 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 270 19389 SH DFND 1,2 17700 0 1689 MAG SILVER CORP COM 55903Q104 272 24400 SH DFND 1 0 0 24400 STELLANTIS N.V SHS N82405106 281 16045 SH DFND 1 0 0 16045 VIR BIOTECHNOLOGY INC COM 92764N102 286 11678 SH DFND 1,2 73 0 11605 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 295 12971 SH DFND 1 0 0 12971 SILVERCREST METALS INC COM 828363101 311 53025 SH DFND 1 0 0 53025 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 315 18470 SH DFND 1 0 0 18470 ARES CAPITAL CORP COM 04010L103 317 16472 SH DFND 1 0 0 16472 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 336 24730 SH DFND 1 0 0 24730 NORTHERN LTS FD TR IV INSPIRE CORP BD 66538H633 354 15323 SH DFND 1 0 0 15323 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 355 12313 SH DFND 1 0 0 12313 B2GOLD CORP COM 11777Q209 361 101000 SH DFND 1 0 0 101000 ISHARES SILVER TR ISHARES 46428Q109 362 17322 SH DFND 1 0 0 17322 FRANKLIN TEMPLETON ETF TR US CORE BOND ETF 35473P553 364 17015 SH DFND 1 0 0 17015 TWO RDS SHARED TR LDRSHS ALPFACT 90214Q774 367 11546 SH DFND 1 0 0 11546 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F433 369 12257 SH DFND 1 0 0 12257 VICTORY PORTFOLIOS II VCSHS INTL HG DV 92647N881 385 12464 SH DFND 1 0 0 12464 GOLDMAN SACHS ETF TR FUTURE 38149W796 389 12234 SH DFND 2 12234 0 0 INVESCO EXCH TRADED FD TR II PURBTA 0 5 YR 46138E495 400 16328 SH DFND 1 0 0 16328 FIRST TR EXCHNG TRADED FD VI US EQT BUFFER 33740F763 407 10211 SH DFND 1 0 0 10211 TRINSEO PLC SHS G9059U107 408 32203 SH DFND 1,2 30 0 32173 TWO RDS SHARED TR LEASERSHS ALPHAF 90214Q691 412 12351 SH DFND 1 0 0 12351 FIRST TR EXCHNG TRADED FD VI CBOE EQT DEP NOV 33740F839 420 11583 SH DFND 1 0 0 11583 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 432 12828 SH DFND 1 0 0 12828 ENBRIDGE INC COM 29250N105 437 11754 SH DFND 1 0 0 11754 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 445 24700 SH DFND 1 0 0 24700 ISHARES TR US TREAS BD ETF 46429B267 453 19788 SH DFND 1 0 0 19788 FIRST TR EXCHNG TRADED FD VI FT CBOE VEST US 33740U844 461 13775 SH DFND 1 0 0 13775 VANECK ETF TRUST AFRICA INDEX ETF 92189F866 461 31369 SH DFND 2 31369 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 465 15456 SH DFND 1 0 0 15456 FIRST TR EXCHNG TRADED FD VI FT CBOE EQTY BFR 33740U505 467 12968 SH DFND 1 0 0 12968 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 476 28261 SH DFND 1 0 0 28261 FIRST HORIZON CORPORATION COM 320517105 479 41902 SH DFND 1 0 0 41902 WELLS FARGO CO NEW COM 949746101 489 11446 SH DFND 1,2 5 0 11441 FREEPORT-MCMORAN INC CL B 35671D857 514 12853 SH DFND 1 0 0 12853 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 528 11618 SH DFND 1 0 0 11618 VICTORY PORTFOLIOS II VCSHS US SMCP HG 92647N873 536 10449 SH DFND 1 0 0 10449 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 540 15700 SH DFND 1 0 0 15700 ISHARES INC CORE MSCI EMKT 46434G103 540 10960 SH DFND 1 0 0 10960 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 568 11233 SH DFND 1 0 0 11233 TIMOTHY PLAN US LRGMD CP CORE 887432359 581 16145 SH DFND 1 0 0 16145 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 596 26187 SH DFND 1 0 0 26187 PACER FDS TR PACER US SMALL 69374H857 598 14681 SH DFND 1 0 0 14681 ISHARES TR GNMA BOND ETF 46429B333 598 13643 SH DFND 1 0 0 13643 FIRST TR EXCHANGE TRADED FD DOW 30 EQL WGT 33733A201 599 19892 SH DFND 1 0 0 19892 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 608 47847 SH DFND 1 0 0 47847 DEVON ENERGY CORP NEW COM 25179M103 622 12871 SH DFND 1 0 0 12871 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 645 30462 SH DFND 1 0 0 30462 ISHARES TR MODERT ALLOC ETF 464289875 648 16047 SH DFND 1 0 0 16047 CITIZENS FINL GROUP INC COM 174610105 653 25036 SH DFND 1 0 0 25036 FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 33737J117 661 19195 SH DFND 1 0 0 19195 FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 666 23533 SH DFND 1 0 0 23533 KEYCORP COM 493267108 668 72274 SH DFND 1 0 0 72274 FIRST TR EXCHNG TRADED FD VI FT CBOE DEEP BFR 33740U406 669 19818 SH DFND 1 0 0 19818 ISHARES TR PFD AND INCM SEC 464288687 669 21636 SH DFND 1 0 0 21636 FIRST TR EXCHANGE-TRADED FD NASDAQ BK ETF 33738R860 672 31670 SH DFND 1 0 0 31670 ALTRIA GROUP INC COM 02209S103 680 14745 SH DFND 1,2 2 0 14743 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 692 10320 SH DFND 1 0 0 10320 REAVES UTIL INCOME FD COM SH BEN INT 756158101 702 25608 SH DFND 1 0 0 25608 FIRST TR EXCHNG TRADED FD VI FT CBOE VEST US 33740F680 711 20777 SH DFND 1 0 0 20777 INTEL CORP COM 458140100 711 21270 SH DFND 1,2 18 0 21252 ISHARES TR FLTG RATE NT ETF 46429B655 714 14050 SH DFND 1 0 0 14050 BANK AMERICA CORP COM 060505104 722 25176 SH DFND 1 0 0 25176 SPROTT PHYSICAL GOLD TR UNIT 85207H104 724 48550 SH DFND 1 0 0 48550 UNIFIED SER TR ONEASCENT INTL 90470L444 731 23779 SH DFND 1 0 0 23779 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 739 10170 SH DFND 1 0 0 10170 VICTORY PORTFOLIOS II VCSHS US LRG CAP 92647N865 742 13112 SH DFND 1 0 0 13112 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 751 10025 SH DFND 1 0 0 10025 PAYPAL HLDGS INC COM 70450Y103 761 11402 SH DFND 1,2 187 0 11215 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 770 10143 SH DFND 1 0 0 10143 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 775 19054 SH DFND 1 0 0 19054 INFOSYS LTD SPONSORED ADR 456788108 787 48404 SH DFND 1 0 0 48404 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 794 12178 SH DFND 1 0 0 12178 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 799 58690 SH DFND 1 0 0 58690 PACER FDS TR TRENDP US LAR CP 69374H105 802 19430 SH DFND 1 0 0 19430 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740U786 806 24702 SH DFND 1 0 0 24702 FORD MTR CO DEL COM 345370860 813 53707 SH DFND 1,2 19 0 53688 FIRST TR EXCHNG TRADED FD VI VEST US DEEP 33740F854 829 24348 SH DFND 1 0 0 24348 AFLAC INC COM 001055102 834 11947 SH DFND 1 0 0 11947 BCE INC COM NEW 05534B760 835 18022 SH DFND 1 0 0 18022 VANGUARD STAR FDS VG TL INTL STK F 921909768 844 15059 SH DFND 1 0 0 15059 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 869 10993 SH DFND 1 0 0 10993 PACER FDS TR LUNT LRGCP MULTI 69374H816 874 22904 SH DFND 1 0 0 22904 DNP SELECT INCOME FD INC COM 23325P104 880 83467 SH DFND 1 0 0 83467 CORNING INC COM 219350105 882 25166 SH DFND 1,2 2 0 25164 NEXTERA ENERGY INC COM 65339F101 891 12013 SH DFND 1 0 0 12013 DUKE ENERGY CORP NEW COM NEW 26441C204 898 10008 SH DFND 1 0 0 10008 ISHARES TR MSCI USA MIN VOL 46429B697 917 12341 SH DFND 1 0 0 12341 FIRST TR EXCHANGE TRAD FD VI ALT ABSLT STRG 33740Y101 929 32995 SH DFND 1 0 0 32995 MORGAN STANLEY COM NEW 617446448 960 11238 SH DFND 1 0 0 11238 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 964 12743 SH DFND 1 0 0 12743 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 971 10076 SH DFND 1 0 0 10076 ISHARES TR EAFE VALUE ETF 464288877 988 20188 SH DFND 1 0 0 20188 ISHARES TR CORE TOTAL USD 46434V613 998 21941 SH DFND 1 0 0 21941 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 999 18087 SH DFND 1 0 0 18087 FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 33739G103 1007 21066 SH DFND 1 0 0 21066 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 1016 15813 SH DFND 1 0 0 15813 ISHARES TR CORE MSCI EAFE 46432F842 1024 15175 SH DFND 1 0 0 15175 COMCAST CORP NEW CL A 20030N101 1061 25537 SH DFND 1 0 0 25537 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 1061 23422 SH DFND 1 0 0 23422 FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED 33740U109 1068 50000 SH DFND 1 0 0 50000 CSX CORP COM 126408103 1069 31358 SH DFND 1 0 0 31358 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1072 31811 SH DFND 1 0 0 31811 KINDER MORGAN INC DEL COM 49456B101 1075 62426 SH DFND 1 0 0 62426 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 1115 19352 SH DFND 1 0 0 19352 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1116 25477 SH DFND 1 0 0 25477 TIMOTHY PLAN HIG DV STK ETF 887432326 1118 35503 SH DFND 1 0 0 35503 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 1162 19806 SH DFND 1 0 0 19806 AT&T INC COM 00206R102 1178 73841 SH DFND 1,2 36 0 73805 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 1184 25242 SH DFND 1 0 0 25242 ISHARES TR RUS MD CP GR ETF 464287481 1190 12320 SH DFND 1 0 0 12320 TRUIST FINL CORP COM 89832Q109 1214 40010 SH DFND 1,2 2 0 40008 INSTEEL INDS INC COM 45774W108 1225 39357 SH DFND 1 0 0 39357 EXELON CORP COM 30161N101 1258 30883 SH DFND 1 0 0 30883 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1273 19457 SH DFND 1 0 0 19457 US BANCORP DEL COM NEW 902973304 1276 38079 SH DFND 1 0 0 38079 ISHARES TR CORE S&P TTL STK 464287150 1308 13373 SH DFND 1 0 0 13373 ENTERPRISE PRODS PARTNERS L COM 293792107 1382 52441 SH DFND 1 0 0 52441 COCA COLA CO COM 191216100 1382 22786 SH DFND 1 0 0 22786 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1389 12823 SH DFND 1 0 0 12823 SPDR SER TR PRTFLO S&P500 HI 78468R788 1390 37490 SH DFND 1 0 0 37490 FIRST TR EXCHANGE-TRADED FD NASDQ SEMCNDTR 33738R811 1402 19687 SH DFND 1 0 0 19687 ARK ETF TR INNOVATION ETF 00214Q104 1407 31867 SH DFND 1 0 0 31867 INVESCO EXCHANGE TRADED FD T DWA INDLS MUMT 46137V845 1458 13852 SH DFND 1 0 0 13852 ISHARES TR ESG AWR MSCI USA 46435G425 1468 15067 SH DFND 1 0 0 15067 FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 33737J174 1511 29427 SH DFND 1 0 0 29427 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1527 26453 SH DFND 1 0 0 26453 BRISTOL-MYERS SQUIBB CO COM 110122108 1555 24313 SH DFND 1,2 3 0 24310 NORTHERN LTS FD TR IV INSPIRE 100 ETF 66538H534 1559 47389 SH DFND 1 0 0 47389 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 1569 33968 SH DFND 1 0 0 33968 FIRST TR MORNINGSTAR DIVID L SHS 336917109 1589 46716 SH DFND 1 0 0 46716 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 1596 25288 SH DFND 1 0 0 25288 CVS HEALTH CORP COM 126650100 1597 23096 SH DFND 1,2 2 0 23094 FIRST TR EXCHNG TRADED FD VI MLT MNGD LRG GRW 33740F789 1610 74467 SH DFND 1 0 0 74467 FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 33739P830 1616 81889 SH DFND 1 0 0 81889 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1686 51814 SH DFND 1 0 0 51814 ISHARES TR CORE US AGGBD ET 464287226 1716 17521 SH DFND 1 0 0 17521 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1762 32388 SH DFND 1 0 0 32388 WALMART INC COM 931142103 1810 11514 SH DFND 1 0 0 11514 PHILIP MORRIS INTL INC COM 718172109 1924 19462 SH DFND 1 0 0 19462 SHOPIFY INC CL A 82509L107 1963 30389 SH DFND 1 0 0 30389 ISHARES TR CORE MSCI TOTAL 46432F834 1970 31464 SH DFND 1 0 0 31464 SELECT SECTOR SPDR TR ENERGY 81369Y506 1977 24361 SH DFND 1 0 0 24361 PFIZER INC COM 717081103 2009 54773 SH DFND 1,2 9 0 54764 ALPHABET INC CAP STK CL C 02079K107 2031 16791 SH DFND 1 0 0 16791 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2035 28000 SH DFND 1 0 0 28000 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 2068 20413 SH DFND 1 0 0 20413 ISHARES TR CORE DIV GRWTH 46434V621 2070 40171 SH DFND 1 0 0 40171 VANGUARD INDEX FDS VALUE ETF 922908744 2122 14931 SH DFND 1 0 0 14931 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 33740F755 2137 85335 SH DFND 1 0 0 85335 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 2156 35881 SH DFND 1 0 0 35881 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 2192 14422 SH DFND 1 0 0 14422 ISHARES TR MSCI EURO FL ETF 464289180 2203 114871 SH DFND 2 114871 0 0 DOW INC COM 260557103 2236 41988 SH DFND 1 0 0 41988 PIMCO ETF TR MUNI INCOME OPP 72201R635 2324 52155 SH DFND 1 0 0 52155 VERIZON COMMUNICATIONS INC COM 92343V104 2427 65246 SH DFND 1 0 0 65246 AMGEN INC COM 031162100 2498 11253 SH DFND 1 0 0 11253 BLACKSTONE INC COM 09260D107 2508 26979 SH DFND 1 0 0 26979 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2604 26099 SH DFND 1 0 0 26099 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 2647 109517 SH DFND 1 0 0 109517 CATERPILLAR INC COM 149123101 2657 10798 SH DFND 1 0 0 10798 UNITED PARCEL SERVICE INC CL B 911312106 2668 14886 SH DFND 1 0 0 14886 ISHARES TR RUSSELL 2000 ETF 464287655 2703 14435 SH DFND 1 0 0 14435 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 2705 185776 SH DFND 1 0 0 185776 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 2759 57871 SH DFND 1 0 0 57871 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2778 33517 SH DFND 1 0 0 33517 VANGUARD WORLD FD MEGA CAP INDEX 921910873 2806 17934 SH DFND 1 0 0 17934 MERCK & CO INC COM 58933Y105 2910 25052 SH DFND 1 0 0 25052 ALPHABET INC CAP STK CL A 02079K305 2916 24361 SH DFND 1 0 0 24361 CISCO SYS INC COM 17275R102 2960 57217 SH DFND 1,2 11 0 57206 VANGUARD BD INDEX FDS INTERMED TERM 921937819 3004 39933 SH DFND 1 0 0 39933 QUALCOMM INC COM 747525103 3009 25274 SH DFND 1 0 0 25274 ABBVIE INC COM 00287Y109 3103 23031 SH DFND 1 0 0 23031 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 3126 78887 SH DFND 1 0 0 78887 PEPSICO INC COM 713448108 3147 16991 SH DFND 1 0 0 16991 DOUBLELINE ETF TRUST SHILLER CAPE U S 25861R204 3189 130211 SH DFND 1 0 0 130211 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 3214 48193 SH DFND 1 0 0 48193 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 3237 40566 SH DFND 1 0 0 40566 ISHARES TR CORE HIGH DV ETF 46429B663 3424 33970 SH DFND 1 0 0 33970 ISHARES TR U S EQUITY FACTR 46434V282 3486 78228 SH DFND 1 0 0 78228 EXXON MOBIL CORP COM 30231G102 3558 33176 SH DFND 1 0 0 33176 SOUTHERN CO COM 842587107 3659 52085 SH DFND 1 0 0 52085 JOHNSON & JOHNSON COM 478160104 3725 22506 SH DFND 1 0 0 22506 PACER FDS TR US CASH COWS 100 69374H881 3727 77854 SH DFND 1 0 0 77854 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740U885 3759 114562 SH DFND 1 0 0 114562 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 3763 128182 SH DFND 1,2 128082 0 100 ISHARES TR 1 3 YR TREAS BD 464287457 3769 46489 SH DFND 1 0 0 46489 ISHARES TR S&P 500 GRWT ETF 464287309 3837 54448 SH DFND 1 0 0 54448 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3884 52363 SH DFND 1 0 0 52363 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3886 11397 SH DFND 1 0 0 11397 PROCTER AND GAMBLE CO COM 742718109 3914 25792 SH DFND 1 0 0 25792 JPMORGAN CHASE & CO COM 46625H100 3967 27273 SH DFND 1 0 0 27273 HOME DEPOT INC COM 437076102 3982 12819 SH DFND 1 0 0 12819 FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 4164 78328 SH DFND 1 0 0 78328 TESLA INC COM 88160R101 4192 16013 SH DFND 1 0 0 16013 VANGUARD INDEX FDS MID CAP ETF 922908629 4320 19622 SH DFND 1 0 0 19622 PIMCO ETF TR INTER MUN BD ACT 72201R866 4425 85354 SH DFND 1 0 0 85354 CHEVRON CORP NEW COM 166764100 4434 28180 SH DFND 1 0 0 28180 ISHARES TR SHRT NAT MUN ETF 464288158 5031 48360 SH DFND 1 0 0 48360 SPDR S&P 500 ETF TR TR UNIT 78462F103 5597 12588 SH DFND 1 0 0 12588 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 5622 34451 SH DFND 1 0 0 34451 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 5916 235247 SH DFND 1,2 45 0 235202 AMETEK INC COM 031100100 5993 37018 SH DFND 1 0 0 37018 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 6212 140629 SH DFND 1 0 0 140629 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 6896 440949 SH DFND 1 0 0 440949 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 6920 35338 SH DFND 1 0 0 35338 NVIDIA CORPORATION COM 67066G104 7215 17055 SH DFND 1 0 0 17055 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 7362 156301 SH DFND 1 0 0 156301 FIRST TR VALUE LINE DIVID IN SHS 33734H106 8008 199688 SH DFND 1 0 0 199688 VANGUARD INDEX FDS TOTAL STK MKT 922908769 9126 41428 SH DFND 1 0 0 41428 AMAZON COM INC COM 023135106 9165 70306 SH DFND 1 0 0 70306 VANGUARD INDEX FDS GROWTH ETF 922908736 9716 34337 SH DFND 1 0 0 34337 MICROSOFT CORP COM 594918104 9933 29169 SH DFND 1 0 0 29169 ISHARES TR MSCI EMG MKT ETF 464287234 9965 251895 SH DFND 1 0 0 251895 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 10998 157739 SH DFND 1,2 157699 0 40 ISHARES TR CORE S&P SCP ETF 464287804 11254 112934 SH DFND 1 0 0 112934 ISHARES TR CORE S&P MCP ETF 464287507 12674 48469 SH DFND 1 0 0 48469 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 13010 98015 SH DFND 1 0 0 98015 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 14154 133440 SH DFND 1 0 0 133440 ISHARES TR MSCI EAFE ETF 464287465 15203 209694 SH DFND 1 0 0 209694 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 15312 256770 SH DFND 1 0 0 256770 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 16422 94456 SH DFND 1 0 0 94456 VANGUARD INDEX FDS SMALL CP ETF 922908751 20935 105259 SH DFND 1 0 0 105259 APPLE INC COM 037833100 21486 110769 SH DFND 1 0 0 110769 ISHARES TR RUS MID CAP ETF 464287499 21769 298085 SH DFND 1 0 0 298085 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 22938 310934 SH DFND 2 310934 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 42572 269733 SH DFND 1 0 0 269733 ISHARES TR CORE S&P500 ETF 464287200 58098 130351 SH DFND 1 0 0 130351 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 60770 148640 SH DFND 1 0 0 148640