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Consolidated Balance Sheets - USD ($)
$ in Millions
Sep. 30, 2022
Sep. 30, 2021
ASSETS    
Cash and cash equivalents $ 1,108.5 $ 1,109.6
Cash, securities and other assets segregated under federal and other regulations (including $805.7 million and $14.1 million at fair value at September 30, 2022 and 2021, respectively) 3,267.2 2,274.4
Collateralized transactions:    
Securities purchased under agreements to resell 1,672.0 2,239.9
Securities borrowed 1,209.8 2,163.1
Deposits with and receivables from broker-dealers, clearing organizations and counterparties, net (including $2,817.2 million and $1,070.6 million at fair value at September 30, 2022 and 2021, respectively) 6,842.6 5,292.9
Receivable from clients, net (including $(0.5) million and $2.6 million at fair value at September 30, 2022 and 2021, respectively) 566.2 461.1
Notes receivable, net 5.1 6.1
Income taxes receivable 16.8 26.6
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $2,372.3 million and $843.3 million at September 30, 2022 and 2021, respectively) 4,167.3 4,354.6
Physical commodities inventory, net (including $359.8 million and $359.9 million at fair value at September 30, 2022 and 2021, respectively) 513.5 447.5
Deferred income taxes, net 52.0 35.1
Property and equipment, net 112.9 93.3
Operating right of use assets 121.8 125.3
Goodwill and intangible assets, net 86.2 100.8
Other assets 117.7 109.3
Total assets 19,859.6 18,839.6
Liabilities:    
Accounts payable and other accrued liabilities (including $0.0 million and $2.8 million at fair value at September 30, 2022 and 2021, respectively) 400.6 305.1
Operating lease liabilities 143.0 146.6
Payables to:    
Clients (including $(1,392.4) million and $291.5 million at fair value at September 30, 2022 and 2021, respectively) 9,891.0 7,835.9
Broker-dealers, clearing organizations and counterparties (including $55.8 million and $12.7 million at fair value at September 30, 2022 and 2021, respectively) 659.8 613.5
Lenders under loans 485.1 248.6
Senior secured borrowings, net 339.1 507.0
Income taxes payable 16.2 13.2
Collateralized transactions:    
Securities sold under agreements to repurchase 3,195.6 4,340.9
Securities loaned 1,189.5 2,153.6
Financial instruments sold, not yet purchased, at fair value 2,469.6 1,771.2
Total liabilities 18,789.5 17,935.6
Commitments and contingencies (Note 13)
Stockholders' equity:    
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding 0.0 0.0
Common stock, $0.01 par value. Authorized 30,000,000 shares; 22,911,227 issued and 20,303,904 outstanding at September 30, 2022 and 22,431,233 issued and 19,823,910 outstanding at September 30, 2021 0.2 0.2
Common stock in treasury, at cost - 2,607,323 shares at September 30, 2022 and 2021 (69.3) (69.3)
Additional paid-in-capital 340.2 315.7
Retained earnings 889.6 682.5
Accumulated other comprehensive loss, net (90.6) (25.1)
Total equity 1,070.1 904.0
Total liabilities and stockholders' equity $ 19,859.6 $ 18,839.6