Regulatory Capital Requirements

9 Months Ended

Jun. 30, 2022

Capital and Other Regulatory Requirements [Abstract]

The Company’s activities are subject to significant governmental regulation, both in the U.S. and in the international jurisdictions in which it operates. Subsidiaries of the Company were in compliance with all of their regulatory requirements as of June 30, 2022. The following table details those subsidiaries with minimum regulatory requirements in excess of $10.0 million along with the actual balance maintained as of that date.


(in millions)		As of June 30, 2022
Subsidiary	Regulatory Authority	Actual		Minimum Requirement
StoneX Financial Inc.	SEC and CFTC	$	352.7	$	233.8
StoneX Financial Ltd.	Financial Conduct Authority (“FCA”)	$	403.0	$	358.0
Gain Capital Group, LLC	CFTC and NFA	$	55.8	$	29.1
StoneX Markets LLC	CFTC and NFA	$	182.7	$	127.9

Certain other subsidiaries of the Company, typically with a minimum requirement less than $10.0 million, are also subject to net capital requirements promulgated by authorities in the countries in which they operate. As of June 30, 2022, all of the Company’s subsidiaries were in compliance with their local regulatory requirements.

- Definition

The entire disclosure for regulatory capital requirement for depository and lending institutions. Institutions include, but not are not limited to, finance company, insured depository institution, bank holding company, savings and loan association holding company, bank and savings institution not federally insured, mortgage company, foreign financial institution and credit union.

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