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Condensed Consolidated Balance Sheets - USD ($)
$ in Millions
Mar. 31, 2022
Sep. 30, 2021
ASSETS    
Cash and cash equivalents $ 1,299.7 $ 1,109.6
Cash, securities and other assets segregated under federal and other regulations (including $190.7 million and $14.1 million at fair value at March 31, 2022 and September 30, 2021, respectively) 2,766.5 2,274.4
Collateralized transactions:    
Securities purchased under agreements to resell 2,530.6 2,239.9
Securities borrowed 2,084.8 2,163.1
Deposits with and receivables from broker-dealers, clearing organizations and counterparties, net (including $746.8 million and $1,070.6 million at fair value at March 31, 2022 and September 30, 2021, respectively) 6,719.9 5,292.9
Receivable from clients, net (including $(15.5) million and $2.6 million at fair value at March 31, 2022 and September 30, 2021, respectively) 610.3 461.1
Notes receivable, net 5.1 6.1
Income taxes receivable 15.8 26.6
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $1,448.7 million and $843.3 million at March 31, 2022 and September 30, 2021, respectively) 4,156.2 4,354.6
Physical commodities inventory, net (including $362.4 million and $359.9 million at fair value at March 31, 2022 and September 30, 2021, respectively) 547.4 447.5
Deferred income taxes, net 41.8 35.1
Property and equipment, net 104.5 93.3
Operating right of use assets 118.1 125.3
Goodwill and intangible assets, net 93.5 100.8
Other assets 101.5 109.3
Total assets 21,195.7 18,839.6
Liabilities:    
Accounts payable and other accrued liabilities (including $1.5 million and $2.8 million at fair value at March 31, 2022 and September 30, 2021, respectively) 335.2 305.1
Operating lease liabilities 140.4 146.6
Payables to:    
Clients (including $(546.1) million and $291.5 million at fair value at March 31, 2022 and September 30, 2021, respectively) 9,497.8 7,835.9
Broker-dealers, clearing organizations and counterparties (including $52.0 million and $12.7 million at fair value at March 31, 2022 and September 30, 2021, respectively) 519.9 613.5
Lenders under loans 471.3 248.6
Senior secured borrowings, net 503.5 507.0
Income taxes payable 28.6 13.2
Collateralized transactions:    
Securities sold under agreements to repurchase 3,807.9 4,340.9
Securities loaned 2,103.7 2,153.6
Financial instruments sold, not yet purchased, at fair value 2,781.8 1,771.2
Total liabilities 20,190.1 17,935.6
Commitments and contingencies (Note 11)
Stockholders' equity:    
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding 0.0 0.0
Common stock, $0.01 par value. Authorized 30,000,000 shares; 22,775,522 issued and 20,168,199 outstanding at March 31, 2022 and 22,431,233 issued and 19,823,910 outstanding at September 30, 2021 0.2 0.2
Common stock in treasury, at cost. 2,607,323 shares at March 31, 2022 and 2,607,323 shares at September 30, 2021 (69.3) (69.3)
Additional paid-in-capital 329.9 315.7
Retained earnings 788.2 682.5
Accumulated other comprehensive loss, net (43.4) (25.1)
Total equity 1,005.6 904.0
Total liabilities and stockholders' equity $ 21,195.7 $ 18,839.6