CCO, SA Stone Investment Advisors

0000913760-22-000035.txt : 20220210 0000913760-22-000035.hdr.sgml : 20220210 20220210150654 ACCESSION NUMBER: 0000913760-22-000035 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220210 DATE AS OF CHANGE: 20220210 EFFECTIVENESS DATE: 20220210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17573 FILM NUMBER: 22613442 BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000913760 XXXXXXXX 12-31-2021 12-31-2021 false StoneX Group Inc.

230 Park Ave 10th Floor New York NY 10169

13F HOLDINGS REPORT 028-17573 N John Calvano CCO, SA Stone Investment Advisors 2054143367 John Calvano Birmingham AL 02-10-2022 2 541 836802 1 0001650393 028-17766 SA Stone Investment Advisors Inc. 2 0001070092 028-21283 STONEX FINANCIAL INC. INFORMATION TABLE 2 infotable.xml FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED 33740U109 3084 120000 SH DFND 1 0 0 120000 AMETEK INC COM 031100100 5541 37684 SH DFND 1 0 0 37684 AMERCO COM 023586100 322 444 SH DFND 1 0 0 444 DBX ETF TR XTRACK MSCI JAPN 233051507 243 4815 SH DFND 1 0 0 4815 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 229 6335 SH DFND 1 0 0 6335 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 4268 80205 SH DFND 1 0 0 80205 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 3435 71784 SH DFND 1,2 13 0 71771 APPLE INC COM 037833100 20092 113148 SH DFND 1 0 0 113148 IRIDEX CORP COM 462684101 131 21400 SH DFND 1 0 0 21400 BABCOCK & WILCOX ENTERPRISES COM 05614L209 122 13500 SH DFND 1 0 0 13500 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 2672 22222 SH DFND 1 0 0 22222 STAR GROUP L P UNIT LTD PARTNR 85512C105 108 10000 SH DFND 1 0 0 10000 MICROSOFT CORP COM 594918104 7405 22017 SH DFND 1 0 0 22017 INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 46138G656 465 11025 SH DFND 1 0 0 11025 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 3452 49401 SH DFND 1 0 0 49401 ISHARES TR ISHARES BIOTECH 464287556 379 2483 SH DFND 1 0 0 2483 BIORESTORATIVE THERAPIES INC COM NEW 090655606 65 14954 SH DFND 1,2 74 0 14880 ISHARES TR MORNINGSTAR GRWT 464287119 201 2805 SH DFND 1 0 0 2805 ISHARES TR MSCI ACWI ETF 464288257 239 2255 SH DFND 1 0 0 2255 ISHARES TR S&P MC 400GR ETF 464287606 447 5246 SH DFND 1 0 0 5246 FIRST TR VALUE LINE DIVID IN SHS 33734H106 11785 273814 SH DFND 1 0 0 273814 GENPREX INC COM 372446104 46 35150 SH DFND 1 0 0 35150 INTUIT COM 461202103 245 380 SH DFND 1 0 0 380 THERATECHNOLOGIES INC COM 88338H100 42 14000 SH DFND 1 0 0 14000 FIRST TR NASDAQ 100 TECH IND SHS 337345102 1915 10930 SH DFND 1 0 0 10930 VANGUARD INDEX FDS VALUE ETF 922908744 1641 11154 SH DFND 1 0 0 11154 PAYPAL HLDGS INC COM 70450Y103 1354 7181 SH DFND 1 0 0 7181 FIRST TR EXCHNG TRADED FD VI FT CBOE EQTY BFR 33740U505 951 27206 SH DFND 1 0 0 27206 TEXAS INSTRS INC COM 882508104 690 3663 SH DFND 1 0 0 3663 NORFOLK SOUTHN CORP COM 655844108 215 724 SH DFND 1 0 0 724 CATERPILLAR INC COM 149123101 1023 4947 SH DFND 1 0 0 4947 SHOPIFY INC CL A 82509L107 4405 3198 SH DFND 1 0 0 3198 AMAZON COM INC COM 023135106 9086 2725 SH DFND 1 0 0 2725 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 402 5419 SH DFND 1 0 0 5419 SALESFORCE COM INC COM 79466L302 1325 5212 SH DFND 1 0 0 5212 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 824 6694 SH DFND 1 0 0 6694 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 231 10450 SH DFND 1 0 0 10450 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 1518 24315 SH DFND 1 0 0 24315 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 354 4280 SH DFND 1 0 0 4280 SPDR S&P 500 ETF TR TR UNIT 78462F103 9850 20691 SH DFND 1,2 6014 0 14677 ISHARES TR MSCI EMG MKT ETF 464287234 943 19293 SH DFND 1 0 0 19293 ISHARES TR NATIONAL MUN ETF 464288414 4369 37573 SH DFND 1 0 0 37573 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 1711 35709 SH DFND 1 0 0 35709 FEDEX CORP COM 31428X106 397 1535 SH DFND 1,2 12 0 1523 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 5773 96533 SH DFND 1 0 0 96533 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 3378 67578 SH DFND 1 0 0 67578 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 224 2882 SH DFND 1 0 0 2882 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 287 3027 SH DFND 1 0 0 3027 APPLIED MATLS INC COM 038222105 411 2609 SH DFND 1,2 4 0 2605 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 636 1226 SH DFND 1 0 0 1226 INVESCO EXCHANGE TRADED FD T DWA INDLS MUMT 46137V845 1442 12405 SH DFND 1 0 0 12405 INVESCO EXCHANGE TRADED FD T DWA TECHNOLOGY 46137V811 916 5515 SH DFND 1 0 0 5515 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7968 33004 SH DFND 1 0 0 33004 INVESCO EXCHANGE TRADED FD T DWA FINL MUMT 46137V860 366 6695 SH DFND 1 0 0 6695 CISCO SYS INC COM 17275R102 2636 41589 SH DFND 1 0 0 41589 NETFLIX INC COM 64110L106 2298 3815 SH DFND 1 0 0 3815 ISHARES TR MSCI USA MIN VOL 46429B697 1083 13393 SH DFND 1 0 0 13393 INVESCO EXCHANGE TRADED FD T DWA CYCLICALS 46137V803 978 10710 SH DFND 1 0 0 10710 ISHARES TR CORE US AGGBD ET 464287226 19288 169070 SH DFND 1 0 0 169070 INTERNATIONAL PAPER CO COM 460146103 507 10792 SH DFND 1 0 0 10792 DISNEY WALT CO COM 254687106 1705 11006 SH DFND 1 0 0 11006 ISHARES TR GRWT ALLOCAT ETF 464289867 328 5740 SH DFND 1 0 0 5740 BRISTOL-MYERS SQUIBB CO COM 110122108 1025 16434 SH DFND 1 0 0 16434 PUBLIC STORAGE COM 74460D109 279 745 SH DFND 1 0 0 745 INTEL CORP COM 458140100 868 16859 SH DFND 1 0 0 16859 SPDR SER TR NUVEEN BLMBRG SH 78468R739 220 4470 SH DFND 1 0 0 4470 FIDELITY COMWLTH TR NASDAQ COMPSIT 315912808 457 7500 SH DFND 1 0 0 7500 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 382 3611 SH DFND 1 0 0 3611 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 549 8001 SH DFND 1 0 0 8001 VANGUARD WORLD FDS MATERIALS ETF 92204A801 241 1225 SH DFND 1 0 0 1225 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 306 955 SH DFND 1 0 0 955 FIRST TR EXCHNG TRADED FD VI VEST US BUFFER 33740F862 714 18447 SH DFND 1 0 0 18447 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 4408 12112 SH DFND 1 0 0 12112 COHEN & STEERS QUALITY INCOM COM 19247L106 184 10085 SH DFND 1 0 0 10085 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1178 23073 SH DFND 1 0 0 23073 ISHARES TR MSCI USA VALUE 46432F388 1693 15464 SH DFND 1 0 0 15464 ISHARES U S ETF TR INFLATION HEDG 46431W580 505 16506 SH DFND 1 0 0 16506 UNITED PARCEL SERVICE INC CL B 911312106 2231 10410 SH DFND 1 0 0 10410 INVESCO EXCHANGE TRADED FD T S&P500 EQL REL 46137V290 226 5346 SH DFND 1 0 0 5346 GXO LOGISTICS INCORPORATED COMMON STOCK 36262G101 569 6264 SH DFND 1 0 0 6264 AMPLIFY ETF TR BLACKSWAN GRWT 032108888 232 6723 SH DFND 1 0 0 6723 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1217 25702 SH DFND 1 0 0 25702 VICTORY PORTFOLIOS II VCSHS US LRG CAP 92647N865 886 14488 SH DFND 1 0 0 14488 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 1406 20202 SH DFND 1 0 0 20202 VANGUARD INDEX FDS LARGE CAP ETF 922908637 434 1962 SH DFND 1 0 0 1962 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 320 13486 SH DFND 1 0 0 13486 TIMOTHY PLAN INTL ETF 887432334 327 11244 SH DFND 1 0 0 11244 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 657 43777 SH DFND 1 0 0 43777 ABBVIE INC COM 00287Y109 3008 22213 SH DFND 1 0 0 22213 VICTORY PORTFOLIOS II VCSHS US SMCP HG 92647N873 755 12282 SH DFND 1 0 0 12282 HUMANA INC COM 444859102 871 1875 SH DFND 1 0 0 1875 SPDR SER TR FTSE INT GVT ETF 78464A490 204 3783 SH DFND 1 0 0 3783 CORNERSTONE TOTAL RETURN FD COM 21924U300 301 21916 SH DFND 1 0 0 21916 SPROTT PHYSICAL GOLD TR UNIT 85207H104 723 50350 SH DFND 1 0 0 50350 FIRST TR EXCHNG TRADED FD VI CBOE EQT BUFER 33740F847 760 19488 SH DFND 1 0 0 19488 PIMCO ETF TR ACTIVE BD ETF 72201R775 706 6439 SH DFND 1 0 0 6439 BARCLAYS BANK PLC IPATH SHILR CAPE 06742A669 1229 53984 SH DFND 1 0 0 53984 PEPSICO INC COM 713448108 1926 11017 SH DFND 1 0 0 11017 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 5189 30215 SH DFND 1 0 0 30215 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 42900 98266 SH DFND 1 0 0 98266 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 374 3284 SH DFND 1 0 0 3284 ISHARES TR RUSSELL 2000 ETF 464287655 2449 11009 SH DFND 1 0 0 11009 DELTA AIR LINES INC DEL COM NEW 247361702 304 7792 SH DFND 1 0 0 7792 QUALCOMM INC COM 747525103 3313 18114 SH DFND 1 0 0 18114 FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 135 10173 SH DFND 1 0 0 10173 AT&T INC COM 00206R102 1054 42833 SH DFND 1,2 1050 0 41783 ISHARES TR S&P 500 VAL ETF 464287408 1172 7480 SH DFND 1 0 0 7480 PHILIP MORRIS INTL INC COM 718172109 810 8411 SH DFND 1 0 0 8411 ISHARES TR RUS MID CAP ETF 464287499 327 3940 SH DFND 1 0 0 3940 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 1131 773 SH DFND 1 0 0 773 FIRST TR MORNINGSTAR DIVID L SHS 336917109 200 5616 SH DFND 1 0 0 5616 FIRST TR EXCHNG TRADED FD VI US EQT BUFFER 33740F763 309 8023 SH DFND 1 0 0 8023 ISHARES INC MSCI WORLD ETF 464286392 231 1704 SH DFND 1 0 0 1704 ISHARES TR IBOXX INV CP ETF 464287242 1063 8024 SH DFND 1 0 0 8024 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 267 3738 SH DFND 1 0 0 3738 VANECK ETF TRUST VIDEO GMNG ESPRT 92189F114 265 3994 SH DFND 1 0 0 3994 SPDR SER TR BLOOMBERG CONV 78464A359 509 6132 SH DFND 1 0 0 6132 SPDR SER TR AEROSPACE DEF 78464A631 673 5777 SH DFND 1 0 0 5777 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 805 4913 SH DFND 1 0 0 4913 ISHARES INC MSCI EURZONE ETF 464286608 4433 90442 SH DFND 1,2 90000 0 442 PROCTER AND GAMBLE CO COM 742718109 2487 15206 SH DFND 1 0 0 15206 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 537 4069 SH DFND 1 0 0 4069 VICTORY PORTFOLIOS II VCSHS INTL HG DV 92647N881 549 17012 SH DFND 1 0 0 17012 AMERICAN WTR WKS CO INC NEW COM 030420103 383 2028 SH DFND 1,2 2 0 2026 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 289 1864 SH DFND 1 0 0 1864 SPDR SER TR S&P HOMEBUILD 78464A888 220 2566 SH DFND 1 0 0 2566 ISHARES TR TIPS BD ETF 464287176 2082 16116 SH DFND 1 0 0 16116 WELLS FARGO CO NEW PERP PFD CNV A 949746804 1363 915 SH DFND 1 0 0 915 SPDR SER TR BLOOMBERG 1 10 Y 78468R861 268 12670 SH DFND 1 0 0 12670 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 10081 49308 SH DFND 1 0 0 49308 ISHARES TR S&P MC 400VL ETF 464287705 2066 18663 SH DFND 1 0 0 18663 GENERAL ELECTRIC CO COM NEW 369604301 283 2988 SH DFND 1 0 0 2988 ISHARES TR MSCI USA QLT FCT 46432F339 729 5007 SH DFND 1 0 0 5007 SPDR SER TR S&P DIVID ETF 78464A763 780 6038 SH DFND 1 0 0 6038 ISHARES INC MSCI GBL MIN VOL 464286525 466 4305 SH DFND 1 0 0 4305 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 327 4381 SH DFND 1 0 0 4381 EMERSON ELEC CO COM 291011104 676 7272 SH DFND 1 0 0 7272 ISHARES TR SHORT TREAS BD 464288679 473 4284 SH DFND 1,2 100 0 4184 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 865 42420 SH DFND 1 0 0 42420 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 9847 93059 SH DFND 1 0 0 93059 SANOFI SPONSORED ADR 80105N105 521 10404 SH DFND 1,2 8994 0 1410 FLEXSHARES TR QUALT DIVD IDX 33939L860 211 3433 SH DFND 1 0 0 3433 ISHARES TR ESG AWR MSCI USA 46435G425 3160 29286 SH DFND 1 0 0 29286 BCE INC COM NEW 05534B760 405 7678 SH DFND 1,2 104 0 7574 SIMPLIFY EXCHANGE TRADED FUN US EQT PLS DWNSD 82889N202 346 10415 SH DFND 1 0 0 10415 ISHARES TR CORE HIGH DV ETF 46429B663 798 7901 SH DFND 1 0 0 7901 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 340 3600 SH DFND 1 0 0 3600 ISHARES TR S&P SML 600 GWT 464287887 348 2504 SH DFND 1 0 0 2504 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 716 9781 SH DFND 1 0 0 9781 MCKESSON CORP COM 58155Q103 207 829 SH DFND 1 0 0 829 CORNING INC COM 219350105 586 15744 SH DFND 1 0 0 15744 NORTHERN LTS FD TR IV INSPIRE CORP 66538H633 1087 42220 SH DFND 1 0 0 42220 FIRST TR EXCHANGE-TRADED FD NASDAQ BK ETF 33738R860 543 16522 SH DFND 1 0 0 16522 LIVENT CORP COM 53814L108 565 23160 SH DFND 1 0 0 23160 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 468 10261 SH DFND 1 0 0 10261 ISHARES TR RUS MDCP VAL ETF 464287473 414 3386 SH DFND 1 0 0 3386 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 552 21529 SH DFND 1 0 0 21529 ISHARES TR CORE S&P SCP ETF 464287804 13566 118473 SH DFND 1,2 6 0 118467 WALMART INC COM 931142103 2347 16156 SH DFND 1 0 0 16156 DNP SELECT INCOME FD INC COM 23325P104 1161 106203 SH DFND 1 0 0 106203 ISHARES TR SHRT NAT MUN ETF 464288158 261 2426 SH DFND 1 0 0 2426 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 938 11087 SH DFND 1 0 0 11087 FIRST TR EXCH TRD ALPHDX FD SWITZLND ALPHA 33737J232 312 4371 SH DFND 1 0 0 4371 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 549 11160 SH DFND 1 0 0 11160 ISHARES TR U.S. BAS MTL ETF 464287838 292 2086 SH DFND 1 0 0 2086 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 212 2486 SH DFND 1 0 0 2486 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 184 22900 SH DFND 1 0 0 22900 BLACKSTONE INC COM 09260D107 2632 20344 SH DFND 1 0 0 20344 ISHARES INC CORE MSCI EMKT 46434G103 5143 85920 SH DFND 1 0 0 85920 ISHARES TR RUS 2000 VAL ETF 464287630 286 1719 SH DFND 1,2 1 0 1718 ZOMEDICA CORP COM 98980M109 6 20000 SH DFND 1 0 0 20000 ALBEMARLE CORP COM 012653101 373 1593 SH DFND 1 0 0 1593 ISHARES U S ETF TR INT RT HDG C B 46431W705 266 2778 SH DFND 1 0 0 2778 NORTHERN LTS FD TR IV INSPIRE 100ETF 66538H534 1218 30932 SH DFND 1 0 0 30932 SCHLUMBERGER LTD COM STK 806857108 200 6665 SH DFND 1 0 0 6665 COCA COLA CO COM 191216100 1009 17033 SH DFND 1,2 29 0 17004 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 255 5723 SH DFND 1 0 0 5723 ZOETIS INC CL A 98978V103 314 1286 SH DFND 1,2 27 0 1259 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 714 18289 SH DFND 1 0 0 18289 ALPHABET INC CAP STK CL A 02079K305 2321 801 SH DFND 1 0 0 801 ALPHABET INC CAP STK CL C 02079K107 1429 494 SH DFND 1,2 4 0 490 ISHARES TR US AER DEF ETF 464288760 311 3023 SH DFND 1 0 0 3023 UNITY SOFTWARE INC COM 91332U101 225 1575 SH DFND 1 0 0 1575 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 2364 31062 SH DFND 1 0 0 31062 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 220 1948 SH DFND 1 0 0 1948 FIRST TR EXCH TRD ALPHDX FD UNIT KING ALPH 33737J224 223 5057 SH DFND 1 0 0 5057 TWO RDS SHARED TR LDRSHS ALPFACT 90214Q774 356 10163 SH DFND 1 0 0 10163 VANGUARD STAR FDS VG TL INTL STK F 921909768 1786 28090 SH DFND 1 0 0 28090 ISHARES TR MSCI USA MULTIFT 46434V282 1866 40086 SH DFND 1 0 0 40086 INVESCO EXCHANGE TRADED FD T DYNMC SEMICNDT 46137V647 345 2246 SH DFND 1 0 0 2246 NIO INC SPON ADS 62914V106 243 7671 SH DFND 1 0 0 7671 ISHARES TR FLTG RATE NT ETF 46429B655 204 4025 SH DFND 1 0 0 4025 ISHARES TR RUS 2000 GRW ETF 464287648 1474 5029 SH DFND 1 0 0 5029 FIRST TR EXCH TRD ALPHDX FD EURO ALPHADEX 33737J505 249 5394 SH DFND 1 0 0 5394 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 245 20544 SH DFND 1 0 0 20544 ISHARES TR RUS 1000 ETF 464287622 674 2550 SH DFND 1 0 0 2550 FIRST TR EXCH TRD ALPHDX FD GERMANY ALPHA 33737J190 263 4907 SH DFND 1 0 0 4907 JANUS DETROIT STR TR HENDRSON AAA CL 47103U845 267 5291 SH DFND 1 0 0 5291 ISHARES TR 1 3 YR TREAS BD 464287457 308 3602 SH DFND 1 0 0 3602 INFOSYS LTD SPONSORED ADR 456788108 1241 49045 SH DFND 1 0 0 49045 TIMOTHY PLAN HIG DV STK ETF 887432326 897 27586 SH DFND 1 0 0 27586 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 215 1728 SH DFND 1 0 0 1728 EASTMAN CHEM CO COM 277432100 220 1811 SH DFND 1 0 0 1811 ISHARES TR ISHS 1-5YR INVS 464288646 709 13162 SH DFND 1 0 0 13162 BLOCK INC CL A 852234103 1862 11528 SH DFND 1 0 0 11528 INTELLIA THERAPEUTICS INC COM 45826J105 985 8330 SH DFND 1 0 0 8330 FIRST TR EXCH TRD ALPHDX FD INDIA NFTY50 EQW 33737J802 220 4584 SH DFND 1 0 0 4584 TERADATA CORP DEL COM 88076W103 210 4947 SH DFND 1 0 0 4947 ARK ETF TR INNOVATION ETF 00214Q104 6705 70796 SH DFND 1 0 0 70796 FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 603 19896 SH DFND 1 0 0 19896 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 33740F755 1770 73639 SH DFND 1 0 0 73639 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2056 20075 SH DFND 1 0 0 20075 ISHARES TR MSCI USA ESG SLC 464288802 351 3305 SH DFND 1 0 0 3305 REAVES UTIL INCOME FD COM SH BEN INT 756158101 1153 32657 SH DFND 1 0 0 32657 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 303 2017 SH DFND 1 0 0 2017 TIMOTHY PLAN US LRGMD CP CORE 887432359 717 18512 SH DFND 1 0 0 18512 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 13669 78616 SH DFND 1 0 0 78616 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 248 728 SH DFND 1 0 0 728 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 348 42232 SH DFND 1 0 0 42232 FIRST TR EXCHNG TRADED FD VI LOW DUR STRTGC 33740F870 3072 153504 SH DFND 1 0 0 153504 HUBSPOT INC COM 443573100 230 349 SH DFND 1,2 23 0 326 B2GOLD CORP COM 11777Q209 488 124150 SH DFND 1 0 0 124150 REPUBLIC SVCS INC COM 760759100 211 1510 SH DFND 1,2 6 0 1504 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 275 3531 SH DFND 1 0 0 3531 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 12388 110497 SH DFND 1 0 0 110497 CSX CORP COM 126408103 936 24901 SH DFND 1 0 0 24901 ISHARES TR EAFE VALUE ETF 464288877 1466 29029 SH DFND 1 0 0 29029 MONMOUTH REAL ESTATE INVT CO CL A 609720107 362 17222 SH DFND 1,2 371 0 16851 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 291 1094 SH DFND 1 0 0 1094 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1404 15631 SH DFND 1 0 0 15631 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 490 6844 SH DFND 1 0 0 6844 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 446 3639 SH DFND 1 0 0 3639 VANGUARD WORLD FDS INF TECH ETF 92204A702 908 1983 SH DFND 1 0 0 1983 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 46138J619 233 4603 SH DFND 1 0 0 4603 EATON VANCE TX ADV GLBL DIV COM 27828S101 1753 77129 SH DFND 1 0 0 77129 PACER FDS TR TRENDPILOT US BD 69374H642 1013 37626 SH DFND 1 0 0 37626 SPDR SER TR PRTFLO S&P500 GW 78464A409 287 3958 SH DFND 1 0 0 3958 ISHARES TR MSCI EAFE MIN VL 46429B689 799 10413 SH DFND 1 0 0 10413 VANGUARD INDEX FDS SM CP VAL ETF 922908611 225 1258 SH DFND 1 0 0 1258 VANGUARD INDEX FDS MID CAP ETF 922908629 8732 34273 SH DFND 1 0 0 34273 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 442 1737 SH DFND 1 0 0 1737 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 427 24050 SH DFND 1,2 2000 0 22050 SHERWIN WILLIAMS CO COM 824348106 300 853 SH DFND 1,2 1 0 852 GENERAL MLS INC COM 370334104 264 3915 SH DFND 1 0 0 3915 DOMINION ENERGY INC COM 25746U109 512 6513 SH DFND 1 0 0 6513 TWO RDS SHARED TR LEASERSHS ALPHAF 90214Q691 387 10861 SH DFND 1 0 0 10861 ISHARES TR CORE MSCI EAFE 46432F842 863 11545 SH DFND 1,2 8 0 11537 STERIS PLC SHS USD G8473T100 202 830 SH DFND 1,2 289 0 541 ETF SER SOLUTIONS DEFIANCE QUANT 26922A420 418 7483 SH DFND 1 0 0 7483 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1602 43925 SH DFND 1 0 0 43925 ISHARES INC MSCI GERMANY ETF 464286806 1641 50050 SH DFND 1,2 50000 0 50 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 568 5595 SH DFND 1 0 0 5595 ISHARES TR IBONDS DEC22 ETF 46434VBA7 3015 119913 SH DFND 1 0 0 119913 ISHARES TR MBS ETF 464288588 623 5795 SH DFND 1 0 0 5795 MAG SILVER CORP COM 55903Q104 290 18503 SH DFND 1 0 0 18503 PNC FINL SVCS GROUP INC COM 693475105 206 1028 SH DFND 1,2 1 0 1027 NORTHROP GRUMMAN CORP COM 666807102 401 1037 SH DFND 1 0 0 1037 SILVERCREST METALS INC COM 828363101 329 41570 SH DFND 1 0 0 41570 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1395 5350 SH DFND 1 0 0 5350 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 357 8233 SH DFND 1,2 7193 0 1040 GLOBAL X FDS US INFR DEV ETF 37954Y673 695 24048 SH DFND 1 0 0 24048 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 290 3587 SH DFND 1 0 0 3587 VERIZON COMMUNICATIONS INC COM 92343V104 1964 37806 SH DFND 1 0 0 37806 FORD MTR CO DEL COM 345370860 492 23675 SH DFND 1 0 0 23675 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 232 6577 SH DFND 1 0 0 6577 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 573 9320 SH DFND 1 0 0 9320 ISHARES TR RUS 1000 GRW ETF 464287614 719 2354 SH DFND 1 0 0 2354 CUMMINS INC COM 231021106 663 3038 SH DFND 1,2 1 0 3037 ENBRIDGE INC COM 29250N105 281 7184 SH DFND 1 0 0 7184 SCHWAB CHARLES CORP COM 808513105 292 3477 SH DFND 1 0 0 3477 AMERICAN TOWER CORP NEW COM 03027X100 645 2196 SH DFND 1,2 17 0 2179 ATMOS ENERGY CORP COM 049560105 433 4129 SH DFND 1 0 0 4129 GENERAL DYNAMICS CORP COM 369550108 232 1114 SH DFND 1 0 0 1114 ISHARES TR CORE DIV GRWTH 46434V621 1136 20431 SH DFND 1 0 0 20431 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 8337 121429 SH DFND 1 0 0 121429 FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 3247 56754 SH DFND 1 0 0 56754 LAM RESEARCH CORP COM 512807108 362 502 SH DFND 1 0 0 502 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 467 12988 SH DFND 1 0 0 12988 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 844 9082 SH DFND 1 0 0 9082 PACER FDS TR TRENDP US LAR CP 69374H105 760 18296 SH DFND 1 0 0 18296 INSTEEL INDS INC COM 45774W108 950 23869 SH DFND 1 0 0 23869 EATON CORP PLC SHS G29183103 225 1303 SH DFND 1 0 0 1303 TWO RDS SHARED TR LEADERSHS ACTIVI 90214Q717 201 5527 SH DFND 1 0 0 5527 PACER FDS TR LUNT LRGCP MULTI 69374H816 1463 34889 SH DFND 1 0 0 34889 ISHARES INC MSCI EMERG MRKT 464286533 264 4205 SH DFND 1 0 0 4205 DEERE & CO COM 244199105 533 1550 SH DFND 1 0 0 1550 SPDR GOLD TR GOLD SHS 78463V107 634 3708 SH DFND 1 0 0 3708 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 914 62373 SH DFND 1 0 0 62373 SEA LTD SPONSORD ADS 81141R100 1311 5862 SH DFND 1 0 0 5862 WASTE MGMT INC DEL COM 94106L109 450 2698 SH DFND 1 0 0 2698 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 963 23201 SH DFND 1 0 0 23201 TRINSEO PLC SHS G9059U107 761 14504 SH DFND 1 0 0 14504 PROSHARES TR S&P 500 DV ARIST 74348A467 416 4240 SH DFND 1 0 0 4240 SERVICENOW INC COM 81762P102 280 431 SH DFND 1 0 0 431 LOWES COS INC COM 548661107 1262 4883 SH DFND 1 0 0 4883 CROCS INC COM 227046109 228 1775 SH DFND 1 0 0 1775 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 470 1522 SH DFND 1 0 0 1522 DUKE ENERGY CORP NEW COM NEW 26441C204 731 6968 SH DFND 1 0 0 6968 VALERO ENERGY CORP COM 91913Y100 699 9308 SH DFND 1,2 15 0 9293 ONEOK INC NEW COM 682680103 462 7865 SH DFND 1 0 0 7865 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 309 11906 SH DFND 1 0 0 11906 CAPITAL ONE FINL CORP COM 14040H105 370 2551 SH DFND 1 0 0 2551 ISHARES TR U.S. MED DVC ETF 464288810 1133 17204 SH DFND 1 0 0 17204 AIRBNB INC COM CL A 009066101 452 2716 SH DFND 1 0 0 2716 AMERICAN ELEC PWR CO INC COM 025537101 332 3736 SH DFND 1 0 0 3736 ISHARES TR RUS MD CP GR ETF 464287481 1406 12199 SH DFND 1 0 0 12199 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 294 9055 SH DFND 1,2 8580 0 475 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1270 4507 SH DFND 1 0 0 4507 FIRST TR EXCHANGE-TRADED FD NASDAQ TRANSN 33738R795 708 20486 SH DFND 1 0 0 20486 ISHARES TR MSCI EAFE ETF 464287465 1356 17198 SH DFND 1 0 0 17198 ETSY INC COM 29786A106 388 1774 SH DFND 1,2 33 0 1741 COLGATE PALMOLIVE CO COM 194162103 211 2473 SH DFND 1 0 0 2473 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 368 7092 SH DFND 1 0 0 7092 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 225 1866 SH DFND 1 0 0 1866 SMUCKER J M CO COM NEW 832696405 326 2397 SH DFND 1 0 0 2397 STARBUCKS CORP COM 855244109 451 3860 SH DFND 1,2 7 0 3853 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 707 15273 SH DFND 1 0 0 15273 TESLA INC COM 88160R101 3995 3780 SH DFND 1 0 0 3780 TWO RDS SHARED TR LEADERSHARES EQT 90214Q683 273 7763 SH DFND 1 0 0 7763 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 4887 72758 SH DFND 1 0 0 72758 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1271 12180 SH DFND 1 0 0 12180 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 418 4067 SH DFND 1 0 0 4067 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 684 3424 SH DFND 1 0 0 3424 FIRST TR EXCHANGE-TRADED FD NASDQ OIL GAS 33738R845 895 46040 SH DFND 1 0 0 46040 ISHARES TR EAFE GRWTH ETF 464288885 1474 13352 SH DFND 1 0 0 13352 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 1152 18563 SH DFND 1 0 0 18563 ISHARES TR US TREAS BD ETF 46429B267 1113 41717 SH DFND 1 0 0 41717 AMERICAN EXPRESS CO COM 025816109 255 1558 SH DFND 1 0 0 1558 ISHARES TR U.S. REAL ES ETF 464287739 2279 19626 SH DFND 1 0 0 19626 ARK ETF TR ARK SPACE EXPL 00214Q807 326 17272 SH DFND 1 0 0 17272 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 227 3345 SH DFND 1 0 0 3345 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 699 13240 SH DFND 1 0 0 13240 ENTERPRISE PRODS PARTNERS L COM 293792107 395 17985 SH DFND 1 0 0 17985 VIR BIOTECHNOLOGY INC COM 92764N102 712 17001 SH DFND 1 0 0 17001 BLACKROCK INC COM 09247X101 906 990 SH DFND 1 0 0 990 PALANTIR TECHNOLOGIES INC CL A 69608A108 206 11306 SH DFND 1,2 1000 0 10306 SPDR SER TR S&P BIOTECH 78464A870 810 7232 SH DFND 1 0 0 7232 ALKALINE WTR CO INC COM NEW 01643A207 33 27687 SH DFND 1,2 26937 0 750 ISHARES INC ESG AWR MSCI EM 46434G863 647 16278 SH DFND 1 0 0 16278 ISHARES TR CORE S&P MCP ETF 464287507 14901 52639 SH DFND 1 0 0 52639 FRANKLIN LTD DURATION INCOME COM 35472T101 171 18645 SH DFND 1 0 0 18645 LILLY ELI & CO COM 532457108 1591 5759 SH DFND 1 0 0 5759 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 4227 81609 SH DFND 1 0 0 81609 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 525 6493 SH DFND 1 0 0 6493 ESSENTIAL UTILS INC COM 29670G102 291 5422 SH DFND 1 0 0 5422 ISHARES TR INTL SEL DIV ETF 464288448 305 9771 SH DFND 1 0 0 9771 STRYKER CORPORATION COM 863667101 324 1209 SH DFND 1 0 0 1209 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 953 15165 SH DFND 1 0 0 15165 ISHARES TR CORE S&P TTL STK 464287150 3041 28430 SH DFND 1 0 0 28430 ISHARES TR GLOBAL TECH ETF 464287291 356 5522 SH DFND 1 0 0 5522 THE TRADE DESK INC COM CL A 88339J105 440 4796 SH DFND 1 0 0 4796 ISHARES TR U.S. ENERGY ETF 464287796 414 13762 SH DFND 1 0 0 13762 ETF SER SOLUTIONS APTUS DRAWDOWN 26922A784 1420 32841 SH DFND 1 0 0 32841 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 9570 112920 SH DFND 1,2 57 0 112863 SOUTHWEST AIRLS CO COM 844741108 224 5226 SH DFND 1 0 0 5226 META PLATFORMS INC CL A 30303M102 1647 4896 SH DFND 1 0 0 4896 OKTA INC CL A 679295105 224 1001 SH DFND 1,2 27 0 974 SPDR SER TR ICE PFD SEC ETF 78464A292 242 5636 SH DFND 1 0 0 5636 THERMO FISHER SCIENTIFIC INC COM 883556102 805 1206 SH DFND 1 0 0 1206 NEXTERA ENERGY INC COM 65339F101 671 7190 SH DFND 1 0 0 7190 BROADCOM INC COM 11135F101 2125 3194 SH DFND 1 0 0 3194 ISHARES TR US BR DEL SE ETF 464288794 205 1861 SH DFND 1 0 0 1861 ISHARES TR MRGSTR MD CP GRW 464288307 527 7197 SH DFND 1 0 0 7197 DISCOVERY INC COM SER A 25470F104 294 12497 SH DFND 1 0 0 12497 DUPONT DE NEMOURS INC COM 26614N102 398 4932 SH DFND 1 0 0 4932 ISHARES TR GLOBAL FINLS ETF 464287333 425 5306 SH DFND 1 0 0 5306 SPDR SER TR S&P 600 SMCP GRW 78464A201 352 3793 SH DFND 1 0 0 3793 DIAMONDBACK ENERGY INC COM 25278X109 266 2464 SH DFND 1 0 0 2464 VANGUARD INDEX FDS GROWTH ETF 922908736 7732 24096 SH DFND 1 0 0 24096 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 421 4645 SH DFND 1 0 0 4645 NEWMONT CORP COM 651639106 306 4928 SH DFND 1 0 0 4928 REGENERON PHARMACEUTICALS COM 75886F107 238 377 SH DFND 1 0 0 377 ISHARES TR FALN ANGLS USD 46435G474 318 10606 SH DFND 1 0 0 10606 ON SEMICONDUCTOR CORP COM 682189105 340 5005 SH DFND 1,2 413 0 4592 SELECT SECTOR SPDR TR ENERGY 81369Y506 713 12839 SH DFND 1 0 0 12839 TERNIUM SA SPONSORED ADS 880890108 221 5083 SH DFND 1 0 0 5083 VIRTUS INVT PARTNERS INC COM 92828Q109 228 766 SH DFND 1 0 0 766 ASTRAZENECA PLC SPONSORED ADR 046353108 221 3799 SH DFND 1 0 0 3799 SUNDIAL GROWERS INC COM 86730L109 6 10662 SH DFND 1 0 0 10662 ISHARES TR PFD AND INCM SEC 464288687 1493 37858 SH DFND 1 0 0 37858 COSTCO WHSL CORP NEW COM 22160K105 2037 3587 SH DFND 1,2 1 0 3586 ADOBE SYSTEMS INCORPORATED COM 00724F101 637 1124 SH DFND 1 0 0 1124 US BANCORP DEL COM NEW 902973304 892 15743 SH DFND 1 0 0 15743 ENPHASE ENERGY INC COM 29355A107 202 1104 SH DFND 1 0 0 1104 ISHARES TR MSCI USA MMENTM 46432F396 732 4028 SH DFND 1 0 0 4028 UBER TECHNOLOGIES INC COM 90353T100 288 6865 SH DFND 1,2 900 0 5965 NUTRIEN LTD COM 67077M108 281 3704 SH DFND 1 0 0 3704 MARVELL TECHNOLOGY INC COM 573874104 391 4469 SH DFND 1,2 97 0 4372 ISHARES TR IBOXX HI YD ETF 464288513 200 2304 SH DFND 1 0 0 2304 ETF SER SOLUTIONS APTUS DEFINED 26922A388 1028 35645 SH DFND 1 0 0 35645 PULTE GROUP INC COM 745867101 230 4013 SH DFND 1 0 0 4013 RIO TINTO PLC SPONSORED ADR 767204100 336 5019 SH DFND 1 0 0 5019 KINDER MORGAN INC DEL COM 49456B101 647 40794 SH DFND 1 0 0 40794 PROLOGIS INC. COM 74340W103 364 2162 SH DFND 1 0 0 2162 UNITEDHEALTH GROUP INC COM 91324P102 2008 3999 SH DFND 1 0 0 3999 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 251 8099 SH DFND 1 0 0 8099 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1126 13852 SH DFND 1 0 0 13852 ISHARES TR CORE S&P500 ETF 464287200 35746 74940 SH DFND 1,2 20 0 74920 ARK ETF TR NEXT GNRTN INTER 00214Q401 1023 8619 SH DFND 1 0 0 8619 ISHARES TR ISHS 5-10YR INVT 464288638 311 5248 SH DFND 1 0 0 5248 EAST WEST BANCORP INC COM 27579R104 204 2590 SH DFND 1 0 0 2590 DOLLAR GEN CORP NEW COM 256677105 216 915 SH DFND 1 0 0 915 QUANTUMSCAPE CORP COM CL A 74767V109 277 12463 SH DFND 1 0 0 12463 ISHARES TR S&P 500 GRWT ETF 464287309 4139 49470 SH DFND 1 0 0 49470 DOW INC COM 260557103 987 17403 SH DFND 1 0 0 17403 FLEXSHARES TR IBOXX 5YR TRGT 33939L605 338 12037 SH DFND 1 0 0 12037 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 834 7800 SH DFND 1 0 0 7800 FIFTH THIRD BANCORP COM 316773100 284 6488 SH DFND 1 0 0 6488 SENSATA TECHNOLOGIES HLDG PL SHS G8060N102 256 4144 SH DFND 1,2 910 0 3234 ADVANCED MICRO DEVICES INC COM 007903107 752 5224 SH DFND 1 0 0 5224 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1671 27264 SH DFND 1 0 0 27264 HOME DEPOT INC COM 437076102 3263 7863 SH DFND 1,2 38 0 7825 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 802 1934 SH DFND 1,2 120 0 1814 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 560 4827 SH DFND 1 0 0 4827 CROWDSTRIKE HLDGS INC CL A 22788C105 1662 8117 SH DFND 1 0 0 8117 ISHARES SILVER TR ISHARES 46428Q109 987 45905 SH DFND 1 0 0 45905 EXELON CORP COM 30161N101 585 10132 SH DFND 1 0 0 10132 BOYD GAMING CORP COM 103304101 232 3538 SH DFND 1 0 0 3538 MERCK & CO INC COM 58933Y105 1405 18171 SH DFND 1 0 0 18171 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 591 7675 SH DFND 1 0 0 7675 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 827 15055 SH DFND 1 0 0 15055 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 3472 18989 SH DFND 1 0 0 18989 EXXON MOBIL CORP COM 30231G102 1604 26218 SH DFND 1,2 9 0 26209 KINGSOFT CLOUD HLDGS LTD ADS 49639K101 275 17438 SH DFND 1 0 0 17438 MASTERCARD INCORPORATED CL A 57636Q104 525 1461 SH DFND 1 0 0 1461 SPDR SER TR S&P 400 MDCP VAL 78464A839 549 7720 SH DFND 1 0 0 7720 LOCKHEED MARTIN CORP COM 539830109 928 2611 SH DFND 1,2 2 0 2609 3M CO COM 88579Y101 588 3309 SH DFND 1 0 0 3309 ISHARES TR CORE MSCI TOTAL 46432F834 2153 30308 SH DFND 1 0 0 30308 PFIZER INC COM 717081103 2049 34708 SH DFND 1 0 0 34708 CHEVRON CORP NEW COM 166764100 2423 20647 SH DFND 1 0 0 20647 ORACLE CORP COM 68389X105 571 6544 SH DFND 1 0 0 6544 TRUIST FINL CORP COM 89832Q109 586 10007 SH DFND 1 0 0 10007 ISHARES GOLD TR ISHARES NEW 464285204 400 11503 SH DFND 1 0 0 11503 RENAISSANCE CAP GREENWICH FD IPO ETF 759937204 317 5481 SH DFND 1 0 0 5481 KEYCORP COM 493267108 415 17926 SH DFND 1 0 0 17926 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 693 14010 SH DFND 1 0 0 14010 SOUTHERN CO COM 842587107 2405 35063 SH DFND 1 0 0 35063 NIKE INC CL B 654106103 659 3953 SH DFND 1 0 0 3953 DANAHER CORPORATION COM 235851102 684 2078 SH DFND 1 0 0 2078 ARK ETF TR FINTECH INNOVA 00214Q708 531 13000 SH DFND 1 0 0 13000 SPDR SER TR PORTFOLIO AGRGTE 78464A649 364 12296 SH DFND 1 0 0 12296 PRUDENTIAL FINL INC COM 744320102 583 5382 SH DFND 1 0 0 5382 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 424 18387 SH DFND 1 0 0 18387 VANECK ETF TRUST GOLD MINERS ETF 92189F106 315 9841 SH DFND 1 0 0 9841 ISHARES TR CORE TOTAL USD 46434V613 1513 28577 SH DFND 1 0 0 28577 JPMORGAN CHASE & CO COM 46625H100 3247 20505 SH DFND 1 0 0 20505 WATSCO INC COM 942622200 266 851 SH DFND 1 0 0 851 PROGRESSIVE CORP COM 743315103 421 4101 SH DFND 1 0 0 4101 ARK ETF TR GENOMIC REV ETF 00214Q302 601 9813 SH DFND 1 0 0 9813 DOCUSIGN INC COM 256163106 210 1381 SH DFND 1 0 0 1381 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2339 7824 SH DFND 1,2 14 0 7810 MORGAN STANLEY COM NEW 617446448 911 9283 SH DFND 1,2 13 0 9270 NVIDIA CORPORATION COM 67066G104 4737 16106 SH DFND 1 0 0 16106 GENERAL MTRS CO COM 37045V100 258 4403 SH DFND 1 0 0 4403 BP PLC SPONSORED ADR 055622104 202 7576 SH DFND 1,2 50 0 7526 KIMBERLY-CLARK CORP COM 494368103 431 2993 SH DFND 1 0 0 2993 WELLS FARGO CO NEW COM 949746101 683 14236 SH DFND 1 0 0 14236 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 538 9744 SH DFND 1 0 0 9744 ABBOTT LABS COM 002824100 898 6379 SH DFND 1 0 0 6379 MCDONALDS CORP COM 580135101 1564 5835 SH DFND 1,2 63 0 5772 INTERNATIONAL BUSINESS MACHS COM 459200101 1100 8233 SH DFND 1 0 0 8233 MODERNA INC COM 60770K107 296 1164 SH DFND 1 0 0 1164 UNION PAC CORP COM 907818108 503 1995 SH DFND 1 0 0 1995 COMCAST CORP NEW CL A 20030N101 994 19744 SH DFND 1,2 448 0 19296 SYSCO CORP COM 871829107 256 3257 SH DFND 1 0 0 3257 VANGUARD INDEX FDS SMALL CP ETF 922908751 16920 74866 SH DFND 1,2 125 0 74741 AMGEN INC COM 031162100 953 4236 SH DFND 1 0 0 4236 VISA INC COM CL A 92826C839 1202 5546 SH DFND 1 0 0 5546 PPL CORP COM 69351T106 575 18855 SH DFND 1,2 1 0 18854 PINNACLE WEST CAP CORP COM 723484101 243 3442 SH DFND 1 0 0 3442 CVS HEALTH CORP COM 126650100 1351 13101 SH DFND 1 0 0 13101 HONEYWELL INTL INC COM 438516106 666 3194 SH DFND 1 0 0 3194 MEDTRONIC PLC SHS G5960L103 407 3910 SH DFND 1 0 0 3910 NEWAGE INC COM 650194103 169 164250 SH DFND 1 0 0 164250 BOEING CO COM 097023105 706 3509 SH DFND 1 0 0 3509 ISHARES TR US CONSM STAPLES 464287812 1588 7934 SH DFND 1 0 0 7934 FIRST TR EXCHNG TRADED FD VI MLT MNGD LRG GRW 33740F789 3830 141024 SH DFND 1 0 0 141024 CITIZENS FINL GROUP INC COM 174610105 276 5850 SH DFND 1 0 0 5850 TELADOC HEALTH INC COM 87918A105 280 3048 SH DFND 1 0 0 3048 VANGUARD WORLD FD MEGA CAP INDEX 921910873 15006 89279 SH DFND 1 0 0 89279 JOHNSON & JOHNSON COM 478160104 2920 17071 SH DFND 1 0 0 17071 SPDR SER TR S&P 600 SMCP VAL 78464A300 1787 21088 SH DFND 1 0 0 21088 ISHARES TR RUS 1000 VAL ETF 464287598 17589 104740 SH DFND 1 0 0 104740 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 560 21231 SH DFND 1 0 0 21231 UPSTART HLDGS INC COM 91680M107 354 2342 SH DFND 1 0 0 2342 GILEAD SCIENCES INC COM 375558103 338 4649 SH DFND 1 0 0 4649 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 22657 160815 SH DFND 1 0 0 160815 BK OF AMERICA CORP COM 060505104 1021 22941 SH DFND 1 0 0 22941 ISHARES TR MSCI UK ETF NEW 46435G334 3430 103505 SH DFND 1,2 50000 0 53505 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 284 9184 SH DFND 1 0 0 9184 FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 33737J174 356 5870 SH DFND 1 0 0 5870 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 333 2811 SH DFND 1 0 0 2811 NUCOR CORP COM 670346105 338 2946 SH DFND 1 0 0 2946 ALTRIA GROUP INC COM 02209S103 451 9340 SH DFND 1 0 0 9340 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 1415 54217 SH DFND 1 0 0 54217 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 444 10559 SH DFND 1 0 0 10559 FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 33739G103 788 17349 SH DFND 1 0 0 17349 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 254 3300 SH DFND 1 0 0 3300 FIRST TR EXCHANGE TRAD FD VI ALT ABSLT STRG 33740Y101 985 34248 SH DFND 1 0 0 34248 FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 33737J117 1525 35399 SH DFND 1 0 0 35399 VANECK ETF TRUST HIGH YLD MUNIETF 92189H409 203 3244 SH DFND 1 0 0 3244 VANGUARD BD INDEX FDS INTERMED TERM 921937819 2708 30906 SH DFND 1 0 0 30906 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 700 12150 SH DFND 1 0 0 12150 DIREXION SHS ETF TR FALLEN KNIVES 25460G757 1098 19198 SH DFND 1 0 0 19198 OSI ETF TR OSHS GBL INTER 67110P704 1212 24628 SH DFND 1 0 0 24628 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 2668 63934 SH DFND 1 0 0 63934 ISHARES TR GLOBAL REIT ETF 46434V647 420 13714 SH DFND 1,2 28 0 13686 ISHARES TR CORE MSCI INTL 46435G326 4970 73479 SH DFND 1 0 0 73479 ETF SER SOLUTIONS DEFIANCE HTL AIR 26922B873 3250 153017 SH DFND 1 0 0 153017 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 4669 281340 SH DFND 1 0 0 281340 ADVISORSHARES TR NEWFLT MULSINC 00768Y727 422 8728 SH DFND 1 0 0 8728 THE BEACHBODY COMPANY INC COM CL A 073463101 28 11905 SH DFND 2 11905 0 0 GOLD STD VENTURES CORP COM 380738104 9 20877 SH DFND 2 20877 0 0 HARMONY GOLD MINING CO LTD SPONSORED ADR 413216300 139 33922 SH DFND 2 33922 0 0 ISHARES INC MSCI FRANCE ETF 464286707 1944 50000 SH DFND 2 50000 0 0 ISHARES INC MSCI SWITZERLAND 464286749 3164 60000 SH DFND 2 60000 0 0 ISHARES TR MSCI PERU ETF 464289842 1568 52929 SH DFND 2 52929 0 0 9 METERS BIOPHARMA INC COM 654405109 20 20000 SH DFND 2 20000 0 0 ADVANCED HUMAN IMAGING LTD ADS 00777C104 120 24500 SH DFND 2 24500 0 0 AMBEV SA SPONSORED ADR 02319V103 47 16636 SH DFND 2 16636 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 211 10000 SH DFND 2 10000 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 401 68397 SH DFND 2 68397 0 0 BANCO SANTANDER S.A. ADR 05964H105 80 24402 SH DFND 2 24402 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 324 60352 SH DFND 2 60352 0 0 CEMENTOS PACASMAYO S A A SPONSORED ADR 15126Q208 221 35514 SH DFND 2 35514 0 0 DASEKE INC *W EXP 02/27/202 23753F115 1 10000 SH DFND 2 10000 0 0 ENI S P A SPONSORED ADR 26874R108 566 20462 SH DFND 2 20462 0 0 ENEL CHILE S.A. SPONSORED ADR 29278D105 57 31238 SH DFND 2 31238 0 0 4D PHARMA PLC SPONSORED ADS 35085K109 87 15896 SH DFND 2 15896 0 0 GOLDMAN SACHS ETF TR FUTURE 38149W796 3266 80402 SH DFND 2 80402 0 0 GOLDMAN SACHS ETF TR INNOVAT EQ ETF 38149W820 3359 55294 SH DFND 2 55294 0 0 ISHARES TR MSCI LW CRB TG 46434V464 1915 11006 SH DFND 2 11006 0 0 PLDT INC SPONSORED ADR 69344D408 209 5858 SH DFND 2 5858 0 0 PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS 72352G107 5 11267 SH DFND 2 11267 0 0 PRUDENTIAL PLC ADR 74435K204 13473 391307 SH DFND 2 391307 0 0 SRAX INC CL A 78472M106 49 11001 SH DFND 2 11001 0 0 ZOSANO PHARMA CORP COM NEW 98979H202 34 73144 SH DFND 2 73144 0 0 WEJO GROUP LIMITED *W EXP 11/18/202 G9525W117 35 31400 SH DFND 2 31400 0 0 ICL GROUP LTD SHS M53213100 234 24173 SH DFND 2 24173 0 0 RISKIFIED LTD SHS CL A M8216R109 79 10019 SH DFND 2 10019 0 0