0000913760-21-000231.txt : 20211217 0000913760-21-000231.hdr.sgml : 20211217 20211217171848 ACCESSION NUMBER: 0000913760-21-000231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211215 FILED AS OF DATE: 20211217 DATE AS OF CHANGE: 20211217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rotsztain Diego CENTRAL INDEX KEY: 0001511110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 211502666 MAIL ADDRESS: STREET 1: 135 US HIGHWAY 202/206, SUITE 11 CITY: BEDMINSTER STATE: NJ ZIP: 07921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 4 1 wf-form4_163977951043584.xml FORM 4 X0306 4 2021-12-15 0 0000913760 StoneX Group Inc. SNEX 0001511110 Rotsztain Diego 230 PARK AVENUE 10TH FLOOR NEW YORK NY 10169 0 1 0 0 Chief Governance/Legal Officer Restricted Shares of Common Stock 2021-12-15 4 A 0 2294 0 A 6716 D Stock Options 62.04 2021-12-15 4 A 0 30000 62.04 A 2022-12-05 2026-12-05 Common Stock 30000.0 30000 D Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. The option grant was approved by the Company's Board of Directors on December 15, 2021. The strike price of the grant was set by the Company's Board of Directors as the closing price on December 14, 2021. The options vest in equal tranches on each of the first, second, third and fourth anniversaries of the Exercisable Date. The Exercisable Date and Expiration Date were set by the Company's Board of Directors to coincide with the same dates as stock options previously granted to additional members of the Company's senior executive management team. Diego Rotsztain 2021-12-17