0000913760-21-000207.txt : 20211213 0000913760-21-000207.hdr.sgml : 20211213 20211213162900 ACCESSION NUMBER: 0000913760-21-000207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211209 FILED AS OF DATE: 20211213 DATE AS OF CHANGE: 20211213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Philip Andrew CENTRAL INDEX KEY: 0001569789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 211488404 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 4 1 wf-form4_163943092549192.xml FORM 4 X0306 4 2021-12-09 0 0000913760 StoneX Group Inc. SNEX 0001569789 Smith Philip Andrew 230 PARK AVENUE 10TH FLOOR NEW YORK NY 10169 0 0 0 1 CEO - subsidiary entity Common 2021-12-09 4 M 0 7500 25.91 A 160972 D Common 2021-12-09 4 S 0 7500 61.6398 D 153472 D Common 2021-12-10 4 M 0 7500 25.91 A 160972 D Common 2021-12-10 4 S 0 7500 59.9121 D 153472 D Stock Options 25.91 2021-12-09 4 M 0 7500 0 D 2016-12-16 2021-12-16 Common Stock 7500.0 107500 D Stock Options 25.91 2021-12-10 4 M 0 7500 0 D 2016-12-16 2021-12-16 Common Stock 7500.0 100000 D All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Philip Andrew Smith 2021-12-13