0000913760-21-000152.txt : 20211007 0000913760-21-000152.hdr.sgml : 20211007 20211007170808 ACCESSION NUMBER: 0000913760-21-000152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211005 FILED AS OF DATE: 20211007 DATE AS OF CHANGE: 20211007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCONNOR SEAN MICHAEL CENTRAL INDEX KEY: 0001208362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 211313024 MAIL ADDRESS: STREET 1: 220 E. CENTRAL PARKWAY STREET 2: SUITE 2060 CITY: ALTEMONTE SPRINGS STATE: FL ZIP: 32701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 4 1 wf-form4_163364087449361.xml FORM 4 X0306 4 2021-10-05 0 0000913760 StoneX Group Inc. SNEX 0001208362 OCONNOR SEAN MICHAEL 230 PARK AVENUE 10TH FLOOR NEW YORK NY 10169 1 1 0 0 CEO/President Common Stock 2021-10-05 4 M 0 19400 25.91 A 364187 D Common Stock 2021-10-05 4 S 0 14017 66.1369 D 350170 D Common Stock 2021-10-06 4 M 0 9040 25.91 A 359210 D Common Stock 2021-10-06 4 S 0 6503 67.2567 D 352707 D Common Stock 61290 I By Trust Common Stock 780434 I Darseaker Limited Stock Options 25.91 2021-10-05 4 M 0 19400 0 D 2016-12-16 2021-12-16 Common 19400.0 236210 D Stock Options 25.91 2021-10-06 4 M 0 9040 0 D 2016-12-16 2021-12-16 Common 9040.0 227170 D All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Sean M. O'Connor 2021-10-07