0000913760-21-000145.txt : 20210927 0000913760-21-000145.hdr.sgml : 20210927 20210927180852 ACCESSION NUMBER: 0000913760-21-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210924 FILED AS OF DATE: 20210927 DATE AS OF CHANGE: 20210927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Philip Andrew CENTRAL INDEX KEY: 0001569789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 211283075 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 4 1 wf-form4_163278051414976.xml FORM 4 X0306 4 2021-09-24 0 0000913760 StoneX Group Inc. SNEX 0001569789 Smith Philip Andrew 230 PARK AVENUE 10TH FLOOR NEW YORK NY 10169 0 0 0 1 CEO - subsidiary entity Common 2021-09-24 4 M 0 10000 25.91 A 151472 D Stock Options 25.91 2021-09-24 4 M 0 10000 0 D 2016-12-16 2021-12-16 Common Stock 10000.0 120000 D Philip Andrew Smith 2021-09-27