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Condensed Consolidated Balance Sheets - USD ($)
$ in Millions
Jun. 30, 2021
Sep. 30, 2020
ASSETS    
Cash and cash equivalents $ 1,075.6 $ 952.6
Cash, securities and other assets segregated under federal and other regulations (including $96.1 million and $2.6 million at fair value at June 30, 2021 and September 30, 2020, respectively) 2,325.5 1,920.2
Collateralized transactions:    
Securities purchased under agreements to resell 2,027.2 1,696.2
Securities borrowed 1,697.3 1,440.0
Deposits with and receivables from broker-dealers, clearing organizations and counterparties, net (including $1,028.8 million and $1,775.8 million at fair value at June 30, 2021 and September 30, 2020, respectively) 4,617.7 3,629.9
Receivable from clients, net (including $5.1 million and $1.5 million at fair value at June 30, 2021 and September 30, 2020, respectively) 617.3 411.4
Notes receivable, net 6.6 1.7
Income taxes receivable 16.8 16.6
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $778.2 million and $468.6 million at June 30, 2021 and September 30, 2020, respectively) 3,467.2 2,727.7
Physical commodities inventory, net (including $376.3 million and $215.7 million at fair value at June 30, 2021 and September 30, 2020, respectively) 484.8 281.1
Deferred income taxes, net 37.0 36.9
Property and equipment, net 91.1 62.1
Operating right of use assets 129.9 101.5
Goodwill and intangible assets, net 98.7 109.5
Other assets 107.1 87.5
Total assets 16,799.8 13,474.9
Liabilities:    
Accounts payable and other accrued liabilities (including $0.4 million and $1.5 million at fair value at June 30, 2021 and September 30, 2020, respectively) 302.7 272.6
Operating lease liabilities 151.7 118.7
Payables to:    
Clients (including $(495.7) million and $(222.7) million at fair value at June 30, 2021 and September 30, 2020, respectively) 7,177.7 5,689.0
Broker-dealers, clearing organizations and counterparties (including $12.4 million and $14.7 million at fair value at June 30, 2021 and September 30, 2020, respectively) 375.5 537.5
Lenders under loans 273.7 268.1
Senior secured borrowings, net 508.7 515.5
Income taxes payable 16.3 22.6
Collateralized transactions:    
Securities sold under agreements to repurchase 3,627.6 3,155.5
Securities loaned 1,700.3 1,441.9
Financial instruments sold, not yet purchased, at fair value 1,764.2 686.0
Total liabilities 15,898.4 12,707.4
Commitments and contingencies (Note 11)
Stockholders' equity:    
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding 0.0 0.0
Common stock, $0.01 par value. Authorized 30,000,000 shares; 22,331,856 issued and 19,859,899 outstanding at June 30, 2021 and 21,798,551 issued and 19,376,594 outstanding at September 30, 2020 0.2 0.2
Common stock in treasury, at cost - 2,471,957 shares at June 30, 2021 and 2,421,957 shares at September 30, 2020 (60.7) (57.6)
Additional paid-in-capital 310.5 292.6
Retained earnings 675.2 572.4
Accumulated other comprehensive loss, net (23.8) (40.1)
Total equity 901.4 767.5
Total liabilities and stockholders' equity $ 16,799.8 $ 13,474.9