0000913760-21-000127.txt : 20210806 0000913760-21-000127.hdr.sgml : 20210806 20210806110500 ACCESSION NUMBER: 0000913760-21-000127 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210806 DATE AS OF CHANGE: 20210806 EFFECTIVENESS DATE: 20210806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17573 FILM NUMBER: 211151445 BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000913760 XXXXXXXX 06-30-2021 06-30-2021 false StoneX Group Inc.

230 Park Ave 10th Floor New York NY 10169

13F HOLDINGS REPORT 028-17573 N John Calvano 205-414-3367 John Calvano Birmingham AL 08-06-2021 2 472 674298 1 0001650393 028-17766 SA Stone Investment Advisors Inc. 2 0001070092 028-21283 STONEX FINANCIAL INC. INFORMATION TABLE 2 infotable.xml ABB LTD SPONSORED ADR 000375204 571 16797 SH DFND 1,2 16697 0 100 ABBOTT LABS COM 002824100 585 5049 SH DFND 1 0 0 5049 ADVANCED MICRO DEVICES INC COM 007903107 452 4812 SH DFND 1 0 0 4812 AIRBNB INC COM CL A 009066101 316 2063 SH DFND 1 0 0 2063 AMAZON COM INC COM 023135106 9048 2630 SH DFND 1 0 0 2630 AMERCO COM 023586100 262 444 SH DFND 1 0 0 444 AMERICAN ELEC PWR CO INC COM 025537101 280 3309 SH DFND 1 0 0 3309 AMERICAN WTR WKS CO INC NEW COM 030420103 283 1836 SH DFND 1 0 0 1836 AMETEK INC COM 031100100 5084 38081 SH DFND 1 0 0 38081 AMGEN INC COM 031162100 1005 4124 SH DFND 1 0 0 4124 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 250 5253 SH DFND 1 0 0 5253 AMPLIFY ETF TR BLACKSWAN GRWT 032108888 212 6198 SH DFND 1 0 0 6198 APPLE INC COM 037833100 13618 99432 SH DFND 1 0 0 99432 APPLIED MATLS INC COM 038222105 335 2349 SH DFND 1 0 0 2349 ARCHER DANIELS MIDLAND CO COM 039483102 218 3605 SH DFND 1 0 0 3605 ASTRAZENECA PLC SPONSORED ADR 046353108 2097 35005 SH DFND 1,2 31755 0 3250 BP PLC SPONSORED ADR 055622104 246 9330 SH DFND 1 0 0 9330 BK OF AMERICA CORP COM 060505104 852 20664 SH DFND 1 0 0 20664 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1977 7112 SH DFND 1 0 0 7112 BOEING CO COM 097023105 964 4024 SH DFND 1 0 0 4024 BRISTOL-MYERS SQUIBB CO COM 110122108 1234 18474 SH DFND 1 0 0 18474 BURCON NUTRASCIENCE CORP COM 120831102 56 19998 SH DFND 2 19998 0 0 CSX CORP COM 126408103 786 24489 SH DFND 1 0 0 24489 CVS HEALTH CORP COM 126650100 1037 12426 SH DFND 1 0 0 12426 CATERPILLAR INC COM 149123101 3383 15545 SH DFND 1,2 12000 0 3545 CHEVRON CORP NEW COM 166764100 1668 15924 SH DFND 1 0 0 15924 COCA COLA CO COM 191216100 929 17075 SH DFND 1 0 0 17075 CONSOLIDATED EDISON INC COM 209115104 229 3192 SH DFND 1 0 0 3192 CORNING INC COM 219350105 656 16043 SH DFND 1 0 0 16043 CROCS INC COM 227046109 211 1815 SH DFND 1 0 0 1815 CUMMINS INC COM 231021106 616 2526 SH DFND 1 0 0 2526 DBX ETF TR XTRACK MSCI JAPN 233051507 239 4815 SH DFND 1 0 0 4815 DANAHER CORPORATION COM 235851102 397 1478 SH DFND 1 0 0 1478 DEERE & CO COM 244199105 441 1246 SH DFND 1 0 0 1246 DELTA AIR LINES INC DEL COM NEW 247361702 311 7179 SH DFND 1 0 0 7179 DENISON MINES CORP COM 248356107 30 25000 SH DFND 1 0 0 25000 DISNEY WALT CO COM 254687106 1651 9391 SH DFND 1 0 0 9391 DOCUSIGN INC COM 256163106 329 1176 SH DFND 1 0 0 1176 DOW INC COM 260557103 665 10516 SH DFND 1 0 0 10516 EMERSON ELEC CO COM 291011104 452 4696 SH DFND 1 0 0 4696 ENTERPRISE PRODS PARTNERS L COM 293792107 381 15774 SH DFND 1 0 0 15774 FIDELITY COMWLTH TR NASDAQ COMPSIT 315912808 418 7411 SH DFND 1 0 0 7411 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 7017 110087 SH DFND 1 0 0 110087 FIFTH THIRD BANCORP COM 316773100 213 5541 SH DFND 1 0 0 5541 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 466 3657 SH DFND 1 0 0 3657 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 370 3302 SH DFND 1 0 0 3302 FIRST TR NASDAQ 100 TECH IND SHS 337345102 1705 10722 SH DFND 1 0 0 10722 FORD MTR CO DEL COM 345370860 350 23569 SH DFND 1 0 0 23569 GENERAL ELECTRIC CO COM 369604103 318 23638 SH DFND 1 0 0 23638 GENERAL MLS INC COM 370334104 324 5313 SH DFND 1 0 0 5313 GENPREX INC COM 372446104 118 35150 SH DFND 1 0 0 35150 GILEAD SCIENCES INC COM 375558103 201 2918 SH DFND 1 0 0 2918 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 233 3473 SH DFND 1 0 0 3473 GRUPO AEROPUERTO DEL PACIFIC SPON ADR B 400506101 534 5000 SH DFND 2 5000 0 0 HOME DEPOT INC COM 437076102 2111 6620 SH DFND 1 0 0 6620 HONEYWELL INTL INC COM 438516106 557 2538 SH DFND 1 0 0 2538 HUBSPOT INC COM 443573100 212 364 SH DFND 1 0 0 364 HUMANA INC COM 444859102 813 1835 SH DFND 1 0 0 1835 INFOSYS LTD SPONSORED ADR 456788108 1123 52817 SH DFND 1 0 0 52817 ING GROEP N.V. SPONSORED ADR 456837103 409 30898 SH DFND 1,2 30214 0 684 INTEL CORP COM 458140100 854 15220 SH DFND 1 0 0 15220 INTERNATIONAL BUSINESS MACHS COM 459200101 1147 7825 SH DFND 1 0 0 7825 INTERNATIONAL PAPER CO COM 460146103 411 6704 SH DFND 1 0 0 6704 IRIDEX CORP COM 462684101 138 19575 SH DFND 1 0 0 19575 ISHARES GOLD TR ISHARES NEW 464285204 464 13777 SH DFND 1 0 0 13777 ISHARES INC MSCI GBL MIN VOL 464286525 201 1955 SH DFND 1 0 0 1955 ISHARES INC MSCI EMERG MRKT 464286533 263 4101 SH DFND 1 0 0 4101 ISHARES INC MSCI SWITZERLAND 464286749 7295 150000 SH DFND 2 150000 0 0 ISHARES TR CORE S&P TTL STK 464287150 2352 23818 SH DFND 1 0 0 23818 ISHARES TR TIPS BD ETF 464287176 820 6406 SH DFND 1 0 0 6406 ISHARES TR TRANS AVG ETF 464287192 344 1325 SH DFND 1 0 0 1325 ISHARES TR CORE S&P500 ETF 464287200 27836 64747 SH DFND 1 0 0 64747 ISHARES TR CORE US AGGBD ET 464287226 17299 149997 SH DFND 1 0 0 149997 ISHARES TR MSCI EMG MKT ETF 464287234 1052 19067 SH DFND 1,2 1 0 19066 ISHARES TR IBOXX INV CP ETF 464287242 1121 8340 SH DFND 1 0 0 8340 ISHARES TR GLOBAL TECH ETF 464287291 290 858 SH DFND 1 0 0 858 ISHARES TR S&P 500 GRWT ETF 464287309 2129 29276 SH DFND 1 0 0 29276 ISHARES TR GLOBAL FINLS ETF 464287333 357 4600 SH DFND 1 0 0 4600 ISHARES TR S&P 500 VAL ETF 464287408 987 6688 SH DFND 1 0 0 6688 ISHARES TR 1 3 YR TREAS BD 464287457 203 2352 SH DFND 1 0 0 2352 ISHARES TR MSCI EAFE ETF 464287465 857 10869 SH DFND 1 0 0 10869 ISHARES TR RUS MD CP GR ETF 464287481 1322 11675 SH DFND 1 0 0 11675 ISHARES TR RUS MID CAP ETF 464287499 317 3994 SH DFND 1 0 0 3994 ISHARES TR CORE S&P MCP ETF 464287507 12243 45560 SH DFND 1 0 0 45560 ISHARES TR ISHARES SEMICDTR 464287523 294 647 SH DFND 1 0 0 647 ISHARES TR ISHARES BIOTECH 464287556 293 1791 SH DFND 1 0 0 1791 ISHARES TR RUS 1000 VAL ETF 464287598 457 2881 SH DFND 1 0 0 2881 ISHARES TR S&P MC 400GR ETF 464287606 217 2687 SH DFND 1 0 0 2687 ISHARES TR RUS 1000 GRW ETF 464287614 641 2362 SH DFND 1 0 0 2362 ISHARES TR RUS 1000 ETF 464287622 566 2336 SH DFND 1 0 0 2336 ISHARES TR RUS 2000 VAL ETF 464287630 321 1938 SH DFND 1 0 0 1938 ISHARES TR RUS 2000 GRW ETF 464287648 1471 4720 SH DFND 1 0 0 4720 ISHARES TR RUSSELL 2000 ETF 464287655 2995 13059 SH DFND 1 0 0 13059 ISHARES TR S&P MC 400VL ETF 464287705 648 6148 SH DFND 1 0 0 6148 ISHARES TR U.S. REAL ES ETF 464287739 511 5012 SH DFND 1 0 0 5012 ISHARES TR U.S. ENERGY ETF 464287796 360 12360 SH DFND 1 0 0 12360 ISHARES TR CORE S&P SCP ETF 464287804 11905 105372 SH DFND 1 0 0 105372 ISHARES TR U.S. CNSM GD ETF 464287812 1679 9128 SH DFND 1 0 0 9128 ISHARES TR U.S. BAS MTL ETF 464287838 271 2082 SH DFND 1 0 0 2082 ISHARES TR SP SMCP600VL ETF 464287879 328 3110 SH DFND 1 0 0 3110 ISHARES TR SHRT NAT MUN ETF 464288158 253 2351 SH DFND 1 0 0 2351 ISHARES TR GL CLEAN ENE ETF 464288224 347 14812 SH DFND 1 0 0 14812 ISHARES TR MSCI ACWI ETF 464288257 228 2255 SH DFND 1 0 0 2255 ISHARES TR JPMORGAN USD EMG 464288281 203 1805 SH DFND 1 0 0 1805 ISHARES TR MRGSTR MD CP GRW 464288307 493 7161 SH DFND 1 0 0 7161 ISHARES TR NATIONAL MUN ETF 464288414 3936 33587 SH DFND 1 0 0 33587 ISHARES TR INTL SEL DIV ETF 464288448 288 8887 SH DFND 1 0 0 8887 ISHARES TR MBS ETF 464288588 572 5282 SH DFND 1 0 0 5282 ISHARES TR MRGSTR SM CP GR 464288604 304 5874 SH DFND 1 0 0 5874 ISHARES TR INTRM GOV CR ETF 464288612 406 3509 SH DFND 1 0 0 3509 ISHARES TR ISHS 5-10YR INVT 464288638 430 7099 SH DFND 1 0 0 7099 ISHARES TR ISHS 1-5YR INVS 464288646 707 12900 SH DFND 1 0 0 12900 ISHARES TR SHORT TREAS BD 464288679 321 2907 SH DFND 1 0 0 2907 ISHARES TR PFD AND INCM SEC 464288687 1428 36308 SH DFND 1 0 0 36308 ISHARES TR US AER DEF ETF 464288760 304 2775 SH DFND 1 0 0 2775 ISHARES TR MSCI USA ESG SLC 464288802 240 2512 SH DFND 1 0 0 2512 ISHARES TR U.S. MED DVC ETF 464288810 765 2120 SH DFND 1 0 0 2120 ISHARES TR EAFE VALUE ETF 464288877 1294 25001 SH DFND 1 0 0 25001 ISHARES TR EAFE GRWTH ETF 464288885 1068 9955 SH DFND 1 0 0 9955 JOHNSON & JOHNSON COM 478160104 2528 15346 SH DFND 1 0 0 15346 KOREA ELEC PWR CORP SPONSORED ADR 500631106 1824 168924 SH DFND 2 168924 0 0 LAM RESEARCH CORP COM 512807108 273 419 SH DFND 1 0 0 419 LILLY ELI & CO COM 532457108 1387 6043 SH DFND 1 0 0 6043 LOCKHEED MARTIN CORP COM 539830109 850 2247 SH DFND 1 0 0 2247 LOWES COS INC COM 548661107 940 4847 SH DFND 1 0 0 4847 MP MATERIALS CORP COM CL A 553368101 218 5925 SH DFND 1 0 0 5925 MARVELL TECHNOLOGY INC COM 573874104 227 3884 SH DFND 1 0 0 3884 MCDONALDS CORP COM 580135101 945 4090 SH DFND 1 0 0 4090 MICROSOFT CORP COM 594918104 5096 18813 SH DFND 1 0 0 18813 MONMOUTH REAL ESTATE INVT CO CL A 609720107 649 34686 SH DFND 1 0 0 34686 MORGAN STANLEY COM NEW 617446448 529 5771 SH DFND 1 0 0 5771 NATIONAL GRID PLC SPONSORED ADR NE 636274409 328 5108 SH DFND 1,2 4405 0 703 NEWAGE INC COM 650194103 185 82750 SH DFND 1 0 0 82750 NEWMONT CORP COM 651639106 295 4648 SH DFND 1,2 100 0 4548 NIKE INC CL B 654106103 554 3583 SH DFND 1 0 0 3583 NORTHROP GRUMMAN CORP COM 666807102 249 685 SH DFND 1 0 0 685 NOVO-NORDISK A S ADR 670100205 630 7525 SH DFND 1,2 6881 0 644 NUCOR CORP COM 670346105 301 3124 SH DFND 1 0 0 3124 OKTA INC CL A 679295105 234 955 SH DFND 1 0 0 955 ONEOK INC NEW COM 682680103 400 7182 SH DFND 1 0 0 7182 PEARSON PLC SPONSORED ADR 705015105 223 19202 SH DFND 1,2 19153 0 49 PEPSICO INC COM 713448108 1302 8782 SH DFND 1 0 0 8782 PFIZER INC COM 717081103 1080 27581 SH DFND 1 0 0 27581 PHILIP MORRIS INTL INC COM 718172109 611 6087 SH DFND 1 0 0 6087 PROCTER AND GAMBLE CO COM 742718109 1554 11520 SH DFND 1 0 0 11520 PROGRESSIVE CORP COM 743315103 214 2180 SH DFND 1 0 0 2180 PRUDENTIAL FINL INC COM 744320102 215 2095 SH DFND 1 0 0 2095 QUALCOMM INC COM 747525103 1988 13908 SH DFND 1 0 0 13908 REAVES UTIL INCOME FD COM SH BEN INT 756158101 1313 38260 SH DFND 1 0 0 38260 RELX PLC SPONSORED ADR 759530108 2860 107235 SH DFND 2 107235 0 0 RENAISSANCE CAP GREENWICH FD IPO ETF 759937204 246 3720 SH DFND 1 0 0 3720 SAP SE SPON ADR 803054204 1104 7860 SH DFND 2 7860 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 352 3382 SH DFND 1 0 0 3382 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1002 6868 SH DFND 1 0 0 6868 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 850 12437 SH DFND 1 0 0 12437 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1119 10738 SH DFND 1 0 0 10738 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 314 9751 SH DFND 1 0 0 9751 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 360 4765 SH DFND 1 0 0 4765 SILVERCREST METALS INC COM 828363101 375 43003 SH DFND 1,2 8 0 42995 SMUCKER J M CO COM NEW 832696405 234 1806 SH DFND 1 0 0 1806 SOUTHERN CO COM 842587107 1909 31541 SH DFND 1 0 0 31541 SOUTHWEST AIRLS CO COM 844741108 352 6637 SH DFND 1 0 0 6637 SQUARE INC CL A 852234103 2581 10588 SH DFND 1 0 0 10588 STARBUCKS CORP COM 855244109 375 3355 SH DFND 1 0 0 3355 STRYKER CORPORATION COM 863667101 252 967 SH DFND 1 0 0 967 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 522 22595 SH DFND 1 0 0 22595 TEXAS INSTRS INC COM 882508104 579 3009 SH DFND 1 0 0 3009 THERMO FISHER SCIENTIFIC INC COM 883556102 466 924 SH DFND 1 0 0 924 TIMOTHY PLAN HIG DV STK ETF 887432326 734 24583 SH DFND 1 0 0 24583 TIMOTHY PLAN INTL ETF 887432334 894 30763 SH DFND 1 0 0 30763 TIMOTHY PLAN US LRGMD CP CORE 887432359 548 15708 SH DFND 1 0 0 15708 US BANCORP DEL COM NEW 902973304 413 7203 SH DFND 1 0 0 7203 UNION PAC CORP COM 907818108 356 1619 SH DFND 1 0 0 1619 UNITED PARCEL SERVICE INC CL B 911312106 1412 6791 SH DFND 1 0 0 6791 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 4426 28591 SH DFND 1 0 0 28591 VANGUARD STAR FDS VG TL INTL STK F 921909768 724 11016 SH DFND 1 0 0 11016 VANGUARD WORLD FD MEGA GRWTH IND 921910816 1132 4894 SH DFND 1 0 0 4894 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 772 7753 SH DFND 1 0 0 7753 VANGUARD WORLD FD MEGA CAP INDEX 921910873 12963 85092 SH DFND 1 0 0 85092 VANGUARD BD INDEX FDS INTERMED TERM 921937819 2647 29429 SH DFND 1 0 0 29429 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 219 2666 SH DFND 1 0 0 2666 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 8802 102482 SH DFND 1 0 0 102482 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1036 20099 SH DFND 1 0 0 20099 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 10125 96640 SH DFND 1 0 0 96640 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 4512 66366 SH DFND 1 0 0 66366 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 237 4053 SH DFND 1 0 0 4053 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1821 28730 SH DFND 1 0 0 28730 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 676 12451 SH DFND 1 0 0 12451 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 284 3448 SH DFND 1 0 0 3448 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 333 4946 SH DFND 1 0 0 4946 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 950 17174 SH DFND 1 0 0 17174 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 33237 84177 SH DFND 1 0 0 84177 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 285 1206 SH DFND 1 0 0 1206 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 385 3780 SH DFND 1 0 0 3780 VANGUARD INDEX FDS MID CAP ETF 922908629 7571 31896 SH DFND 1 0 0 31896 VANGUARD INDEX FDS LARGE CAP ETF 922908637 317 1580 SH DFND 1 0 0 1580 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2877 15254 SH DFND 1 0 0 15254 VANGUARD INDEX FDS GROWTH ETF 922908736 6827 23802 SH DFND 1 0 0 23802 VANGUARD INDEX FDS VALUE ETF 922908744 1428 10388 SH DFND 1 0 0 10388 VANGUARD INDEX FDS SMALL CP ETF 922908751 14087 62529 SH DFND 1 0 0 62529 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5145 23090 SH DFND 1 0 0 23090 WALMART INC COM 931142103 2097 14872 SH DFND 1 0 0 14872 WELLS FARGO CO NEW COM 949746101 557 12297 SH DFND 1 0 0 12297 AMC ENTMT HLDGS INC CL A COM 00165C104 200 3526 SH DFND 1 0 0 3526 AT&T INC COM 00206R102 1084 37660 SH DFND 1 0 0 37660 ARK ETF TR INNOVATION ETF 00214Q104 9965 76200 SH DFND 1 0 0 76200 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 534 6198 SH DFND 1 0 0 6198 ARK ETF TR GENOMIC REV ETF 00214Q302 791 8549 SH DFND 1 0 0 8549 ARK ETF TR NEXT GNRTN INTER 00214Q401 1426 9253 SH DFND 1 0 0 9253 ARK ETF TR FINTECH INNOVA 00214Q708 612 11312 SH DFND 1 0 0 11312 ARK ETF TR ARK SPACE EXPL 00214Q807 345 16408 SH DFND 1 0 0 16408 ABBVIE INC COM 00287Y109 2069 18371 SH DFND 1 0 0 18371 ACCELERATE DIAGNOSTICS INC COM 00430H102 95 11740 SH DFND 1 0 0 11740 ADOBE SYSTEMS INCORPORATED COM 00724F101 422 721 SH DFND 1 0 0 721 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 248 1093 SH DFND 1 0 0 1093 ALPHABET INC CAP STK CL C 02079K107 1363 544 SH DFND 1 0 0 544 ALPHABET INC CAP STK CL A 02079K305 1470 602 SH DFND 1 0 0 602 ALTRIA GROUP INC COM 02209S103 651 13441 SH DFND 1 0 0 13441 AMERICAN TOWER CORP NEW COM 03027X100 453 1668 SH DFND 1 0 0 1668 AURINIA PHARMACEUTICALS INC COM 05156V102 138 10650 SH DFND 1 0 0 10650 BABCOCK & WILCOX ENTERPRISES COM 05614L209 106 13500 SH DFND 1 0 0 13500 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 94 15087 SH DFND 2 15087 0 0 BANCO SANTANDER S.A. ADR 05964H105 113 28992 SH DFND 2 28992 0 0 BARCLAYS BANK PLC IPATH SHILR CAPE 06742A669 1139 54355 SH DFND 1 0 0 54355 BEAM THERAPEUTICS INC COM 07373V105 256 1992 SH DFND 1 0 0 1992 BITFARMS LTD COM 09173B107 81 20564 SH DFND 2 20564 0 0 BLACKROCK INC COM 09247X101 602 688 SH DFND 1 0 0 688 BLACKSTONE GROUP INC COM 09260D107 2056 21161 SH DFND 1 0 0 21161 BOX INC CL A 10316T104 242 9466 SH DFND 1 0 0 9466 BROADCOM INC COM 11135F101 1081 2266 SH DFND 1 0 0 2266 B2GOLD CORP COM 11777Q209 546 129150 SH DFND 1 0 0 129150 CAN FITE BIOFARMA LTD SPONSORED ADS 13471N201 91 40000 SH DFND 2 40000 0 0 CAPITAL ONE FINL CORP COM 14040H105 263 1703 SH DFND 1 0 0 1703 CHEWY INC CL A 16679L109 336 4218 SH DFND 1 0 0 4218 CISCO SYS INC COM 17275R102 1662 31349 SH DFND 1 0 0 31349 COMCAST CORP NEW CL A 20030N101 737 12922 SH DFND 1 0 0 12922 CONSTELLATION BRANDS INC CL A 21036P108 288 1233 SH DFND 1 0 0 1233 CORNERSTONE TOTAL RETURN FD COM 21924U300 309 27228 SH DFND 1 0 0 27228 COSTCO WHSL CORP NEW COM 22160K105 1214 3067 SH DFND 1 0 0 3067 CROWDSTRIKE HLDGS INC CL A 22788C105 2350 9351 SH DFND 1 0 0 9351 DNP SELECT INCOME FD INC COM 23325P104 1280 121704 SH DFND 1 0 0 121704 DIAGEO PLC SPON ADR NEW 25243Q205 1476 7698 SH DFND 1,2 7556 0 142 DIREXION SHS ETF TR MOONSHOT INNOVAT 25460G732 380 10384 SH DFND 1 0 0 10384 DIREXION SHS ETF TR FALLEN KNIVES 25460G757 1677 21538 SH DFND 1 0 0 21538 DOMINION ENERGY INC COM 25746U109 386 5248 SH DFND 1 0 0 5248 DUKE ENERGY CORP NEW COM NEW 26441C204 623 6313 SH DFND 1 0 0 6313 DUPONT DE NEMOURS INC COM 26614N102 396 5118 SH DFND 1 0 0 5118 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 2626 69012 SH DFND 1 0 0 69012 ETF SER SOLUTIONS APTUS DEFINED 26922A388 969 32736 SH DFND 1 0 0 32736 ETF SER SOLUTIONS APTUS DRAWDOWN 26922A784 1219 30676 SH DFND 1 0 0 30676 ETF SER SOLUTIONS DEFIANCE HTL AIR 26922B873 3872 170227 SH DFND 1 0 0 170227 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 313 5153 SH DFND 1 0 0 5153 EATON VANCE TX ADV GLBL DIV COM 27828S101 2131 101475 SH DFND 1 0 0 101475 ENBRIDGE INC COM 29250N105 257 6422 SH DFND 1,2 200 0 6222 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 428 40244 SH DFND 1 0 0 40244 EQUINOR ASA SPONSORED ADR 29446M102 251 11831 SH DFND 1,2 11582 0 249 ESSENTIAL UTILS INC COM 29670G102 325 7110 SH DFND 1 0 0 7110 ETSY INC COM 29786A106 441 2143 SH DFND 1 0 0 2143 EXXON MOBIL CORP COM 30231G102 989 15686 SH DFND 1 0 0 15686 FACEBOOK INC CL A 30303M102 1558 4481 SH DFND 1 0 0 4481 FEDEX CORP COM 31428X106 513 1716 SH DFND 1 0 0 1716 FIRST TR EXCHANGE TRADED FD CHINDIA ETF 33733A102 261 4186 SH DFND 1 0 0 4186 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 269 3224 SH DFND 1 0 0 3224 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 284 4107 SH DFND 1 0 0 4107 FIRST TR BICK INDEX FD COM SHS 33733H107 293 7192 SH DFND 1 0 0 7192 FIRST TR VALUE LINE DIVID IN SHS 33734H106 9697 243833 SH DFND 1 0 0 243833 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 1058 17419 SH DFND 1 0 0 17419 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 123 10769 SH DFND 1 0 0 10769 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 643 14714 SH DFND 1 0 0 14714 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 1380 23394 SH DFND 1 0 0 23394 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 1375 11072 SH DFND 1 0 0 11072 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 1535 14484 SH DFND 1 0 0 14484 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 428 9154 SH DFND 1 0 0 9154 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 888 12989 SH DFND 1 0 0 12989 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 376 3759 SH DFND 1 0 0 3759 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 3407 51903 SH DFND 1 0 0 51903 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 2380 21677 SH DFND 1 0 0 21677 FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 33737J117 1444 33836 SH DFND 1 0 0 33836 FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 33737J174 283 4515 SH DFND 1 0 0 4515 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 1675 59869 SH DFND 1 0 0 59869 FIRST TR EXCH TRD ALPHDX FD GERMANY ALPHA 33737J190 276 4834 SH DFND 1 0 0 4834 FIRST TR EXCH TRD ALPHDX FD SWITZLND ALPHA 33737J232 286 4306 SH DFND 1 0 0 4306 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 400 5247 SH DFND 1 0 0 5247 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 391 5185 SH DFND 1 0 0 5185 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 321 4376 SH DFND 1 0 0 4376 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 1092 22743 SH DFND 1 0 0 22743 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 1173 24181 SH DFND 1 0 0 24181 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 3182 187612 SH DFND 1 0 0 187612 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 827 14430 SH DFND 1 0 0 14430 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 2287 47616 SH DFND 1 0 0 47616 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 545 11511 SH DFND 1 0 0 11511 FIRST TR EXCHANGE-TRADED FD NASDAQ TRANSN 33738R795 639 18809 SH DFND 1 0 0 18809 FIRST TR EXCHANGE-TRADED FD NASDAQ BK ETF 33738R860 373 12013 SH DFND 1 0 0 12013 FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 33739G103 899 18438 SH DFND 1 0 0 18438 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 219 9260 SH DFND 1 0 0 9260 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 405 19584 SH DFND 1 0 0 19584 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 2840 55786 SH DFND 1 0 0 55786 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 8667 144553 SH DFND 1 0 0 144553 FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 1445 27092 SH DFND 1 0 0 27092 FIRST TR EXCHNG TRADED FD VI US EQT BUFFER 33740F763 349 9588 SH DFND 1 0 0 9588 FIRST TR EXCHNG TRADED FD VI MLT MNGD LRG GRW 33740F789 3208 121025 SH DFND 1 0 0 121025 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 4599 85743 SH DFND 1 0 0 85743 FIRST TR EXCHNG TRADED FD VI CBOE EQT BUFER 33740F847 714 18908 SH DFND 1 0 0 18908 FIRST TR EXCHNG TRADED FD VI VEST US BUFFER 33740F862 628 17000 SH DFND 1 0 0 17000 FIRST TR EXCHNG TRADED FD VI LOW DUR STRTGC 33740F870 2330 114839 SH DFND 1 0 0 114839 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 635 23818 SH DFND 1 0 0 23818 FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED 33740U109 3112 120000 SH DFND 1 0 0 120000 FIRST TR EXCHANGE TRAD FD VI ALT ABSLT STRG 33740Y101 1180 38811 SH DFND 1 0 0 38811 FRANKLIN LTD DURATION INCOME COM 35472T101 768 82675 SH DFND 1 0 0 82675 GLOBAL X FDS US INFR DEV ETF 37954Y673 406 15741 SH DFND 1 0 0 15741 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 453 12936 SH DFND 1 0 0 12936 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 823 11354 SH DFND 1 0 0 11354 INTELLIA THERAPEUTICS INC COM 45826J105 1909 11792 SH DFND 1 0 0 11792 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 300 3990 SH DFND 1 0 0 3990 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 279 954 SH DFND 1 0 0 954 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 759 2958 SH DFND 1 0 0 2958 INVESCO EXCHANGE TRADED FD T DYNMC SEMICNDT 46137V647 288 2246 SH DFND 1 0 0 2246 INVESCO EXCHANGE TRADED FD T DWA CYCLICALS 46137V803 813 8706 SH DFND 1 0 0 8706 INVESCO EXCHANGE TRADED FD T DWA TECHNOLOGY 46137V811 658 4407 SH DFND 1 0 0 4407 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 323 3607 SH DFND 1 0 0 3607 INVESCO EXCHANGE TRADED FD T DWA INDLS MUMT 46137V845 989 9941 SH DFND 1 0 0 9941 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 327 1964 SH DFND 1 0 0 1964 INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM 46138E339 227 3830 SH DFND 1 0 0 3830 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 502 8246 SH DFND 1 0 0 8246 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 632 41229 SH DFND 1 0 0 41229 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 231 10450 SH DFND 1 0 0 10450 INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 46138G656 404 9799 SH DFND 1 0 0 9799 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 1316 10921 SH DFND 1 0 0 10921 ISHARES SILVER TR ISHARES 46428Q109 1473 60836 SH DFND 1 0 0 60836 ISHARES TR US TREAS BD ETF 46429B267 994 37355 SH DFND 1 0 0 37355 ISHARES TR FLTG RATE NT ETF 46429B655 201 3956 SH DFND 1 0 0 3956 ISHARES TR CORE HIGH DV ETF 46429B663 825 8550 SH DFND 1 0 0 8550 ISHARES TR MSCI EAFE MIN VL 46429B689 897 11874 SH DFND 1 0 0 11874 ISHARES TR MSCI USA MIN VOL 46429B697 1185 16098 SH DFND 1 0 0 16098 ISHARES TR 0-5 YR TIPS ETF 46429B747 242 2272 SH DFND 1 0 0 2272 ISHARES U S ETF TR INFLATION HEDG 46431W580 281 9503 SH DFND 1 0 0 9503 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 259 7493 SH DFND 1 0 0 7493 ISHARES TR MSCI USA QLT FCT 46432F339 630 4741 SH DFND 1 0 0 4741 ISHARES TR MSCI USA VALUE 46432F388 719 6839 SH DFND 1 0 0 6839 ISHARES TR MSCI USA MMENTM 46432F396 452 2606 SH DFND 1 0 0 2606 ISHARES TR CORE MSCI TOTAL 46432F834 1749 23859 SH DFND 1 0 0 23859 ISHARES TR CORE MSCI EAFE 46432F842 764 10202 SH DFND 1 0 0 10202 ISHARES INC CORE MSCI EMKT 46434G103 5389 80450 SH DFND 1 0 0 80450 ISHARES INC ESG AWR MSCI EM 46434G863 685 15166 SH DFND 1 0 0 15166 ISHARES TR MSCI USA MULTIFT 46434V282 1603 37421 SH DFND 1 0 0 37421 ISHARES TR CORE TOTAL USD 46434V613 1308 24459 SH DFND 1 0 0 24459 ISHARES TR CORE DIV GRWTH 46434V621 1072 21293 SH DFND 1 0 0 21293 ISHARES TR GLOBAL REIT ETF 46434V647 362 13045 SH DFND 1 0 0 13045 ISHARES TR IBONDS DEC22 ETF 46434VBA7 2310 90954 SH DFND 1 0 0 90954 ISHARES TR IBONDS DEC21 ETF 46434VBK5 567 22871 SH DFND 1 0 0 22871 ISHARES TR CORE MSCI INTL 46435G326 3963 58755 SH DFND 1 0 0 58755 ISHARES TR MSCI UK ETF NEW 46435G334 1614 49367 SH DFND 1 0 0 49367 ISHARES TR ESG AWR MSCI USA 46435G425 2486 25244 SH DFND 1 0 0 25244 ISHARES TR FALN ANGLS USD 46435G474 214 7153 SH DFND 1 0 0 7153 JPMORGAN CHASE & CO COM 46625H100 2560 16456 SH DFND 1 0 0 16456 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 209 4112 SH DFND 1 0 0 4112 JANUS DETROIT STR TR HENDERSN CAP ETF 47103U100 207 3026 SH DFND 1 0 0 3026 JUST EAT TAKEAWAY COM N V SPONSORED ADS 48214T305 207 11361 SH DFND 1,2 10986 0 375 KINDER MORGAN INC DEL COM 49456B101 621 34052 SH DFND 1 0 0 34052 KINGSOFT CLOUD HLDGS LTD ADS 49639K101 548 16138 SH DFND 1 0 0 16138 MAG SILVER CORP COM 55903Q104 315 15038 SH DFND 1 0 0 15038 MASTERCARD INCORPORATED CL A 57636Q104 410 1122 SH DFND 1 0 0 1122 MERCK & CO INC COM 58933Y105 934 11910 SH DFND 1 0 0 11910 MIDATECH PHARMA PLC SPONSORED ADS 59564R302 68 32484 SH DFND 2 32484 0 0 MODERNA INC COM 60770K107 303 1288 SH DFND 1 0 0 1288 NIO INC SPON ADS 62914V106 409 7692 SH DFND 1 0 0 7692 NEPTUNE WELLNESS SOLUTIONS I COM 64079L105 12 10000 SH DFND 2 10000 0 0 NETFLIX INC COM 64110L106 1850 3502 SH DFND 1 0 0 3502 NEXTERA ENERGY INC COM 65339F101 416 5683 SH DFND 1 0 0 5683 NORTHERN LTS FD TR IV INSPIRE 100ETF 66538H534 1085 25367 SH DFND 1 0 0 25367 NORTHERN LTS FD TR IV INSPIRE CORP 66538H633 1043 39663 SH DFND 1 0 0 39663 NUTANIX INC CL A 67059N108 251 6571 SH DFND 1 0 0 6571 NVIDIA CORPORATION COM 67066G104 2951 3688 SH DFND 1 0 0 3688 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 1036 71030 SH DFND 1 0 0 71030 NUTRIEN LTD COM 67077M108 219 3574 SH DFND 1 0 0 3574 NUVEEN CORPORATE INCM NOVEME COM 67077N106 536 56836 SH DFND 1 0 0 56836 OSI ETF TR OSHS GBL INTER 67110P704 1585 27765 SH DFND 1 0 0 27765 ORACLE CORP COM 68389X105 408 5239 SH DFND 1 0 0 5239 PPL CORP COM 69351T106 292 10277 SH DFND 1 0 0 10277 PACER FDS TR TRENDP US LAR CP 69374H105 552 14694 SH DFND 1 0 0 14694 PACER FDS TR TRENDPILOT US BD 69374H642 642 23179 SH DFND 1 0 0 23179 PACER FDS TR LUNT LRGCP MULTI 69374H816 263 6785 SH DFND 1 0 0 6785 PALANTIR TECHNOLOGIES INC CL A 69608A108 234 8876 SH DFND 1 0 0 8876 PAYPAL HLDGS INC COM 70450Y103 1351 4634 SH DFND 1 0 0 4634 PELOTON INTERACTIVE INC CL A COM 70614W100 246 1987 SH DFND 1 0 0 1987 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 988 9685 SH DFND 1 0 0 9685 PROLOGIS INC. COM 74340W103 208 1743 SH DFND 1 0 0 1743 PROSHARES TR ONLINE RTL ETF 74347B169 306 3789 SH DFND 1 0 0 3789 PROSHARES TR SHORT QQQ NEW 74347B714 352 28400 SH DFND 2 28400 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 384 4241 SH DFND 1 0 0 4241 PUBLIC STORAGE COM 74460D109 238 792 SH DFND 1 0 0 792 QUALIGEN THERAPEUTICS INC COM 74754R103 27 13442 SH DFND 1 0 0 13442 QUANTUMSCAPE CORP COM CL A 74767V109 337 11508 SH DFND 1 0 0 11508 RBB FD INC MFAM SMLCP GRWTH 74933W874 745 18627 SH DFND 1 0 0 18627 REGENERON PHARMACEUTICALS COM 75886F107 272 487 SH DFND 1 0 0 487 SPDR S&P 500 ETF TR TR UNIT 78462F103 5259 12259 SH DFND 1 0 0 12259 SPDR GOLD TR GOLD SHS 78463V107 621 3750 SH DFND 1 0 0 3750 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 924 20317 SH DFND 1 0 0 20317 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1345 36548 SH DFND 1 0 0 36548 SPDR SER TR ICE PFD SEC ETF 78464A292 271 6118 SH DFND 1 0 0 6118 SPDR SER TR S&P 600 SMCP VAL 78464A300 877 10232 SH DFND 1 0 0 10232 SPDR SER TR BLMBRG BRC CNVRT 78464A359 426 4910 SH DFND 1 0 0 4910 SPDR SER TR PRTFLO S&P500 GW 78464A409 278 4416 SH DFND 1 0 0 4416 SPDR SER TR PRTFLO S&P500 VL 78464A508 230 5824 SH DFND 1 0 0 5824 SPDR SER TR AEROSPACE DEF 78464A631 920 6957 SH DFND 1 0 0 6957 SPDR SER TR S&P DIVID ETF 78464A763 601 4918 SH DFND 1 0 0 4918 SPDR SER TR S&P 400 MDCP VAL 78464A839 200 2968 SH DFND 1 0 0 2968 SPDR SER TR S&P BIOTECH 78464A870 1038 7663 SH DFND 1 0 0 7663 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1088 22476 SH DFND 1 0 0 22476 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 3651 10572 SH DFND 1 0 0 10572 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1916 3902 SH DFND 1 0 0 3902 SPDR SER TR NUVEEN BLMBRG SR 78468R739 256 5164 SH DFND 1 0 0 5164 SALESFORCE COM INC COM 79466L302 966 3956 SH DFND 1 0 0 3956 SCORE MEDIA & GAMING INC CL A SUB VTG SHS 80919D202 728 36467 SH DFND 1 0 0 36467 SEA LTD SPONSORD ADS 81141R100 1707 6218 SH DFND 1 0 0 6218 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 17522 139118 SH DFND 1 0 0 139118 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 419 5982 SH DFND 1 0 0 5982 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 7326 41030 SH DFND 1 0 0 41030 SELECT SECTOR SPDR TR ENERGY 81369Y506 392 7278 SH DFND 1 0 0 7278 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 443 12062 SH DFND 1 0 0 12062 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 8213 80210 SH DFND 1 0 0 80210 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 10674 72288 SH DFND 1 0 0 72288 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 326 5150 SH DFND 1 0 0 5150 SHOPIFY INC CL A 82509L107 4536 3105 SH DFND 1 0 0 3105 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 11652 268243 SH DFND 2 268243 0 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 641 45700 SH DFND 1 0 0 45700 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 336 36177 SH DFND 1 0 0 36177 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 364 19500 SH DFND 1 0 0 19500 STARWOOD PPTY TR INC COM 85571B105 282 10593 SH DFND 1 0 0 10593 TERADATA CORP DEL COM 88076W103 408 8172 SH DFND 1 0 0 8172 TESLA INC COM 88160R101 2484 3654 SH DFND 1 0 0 3654 THERATECHNOLOGIES INC COM 88338H100 54 14000 SH DFND 1 0 0 14000 THE TRADE DESK INC COM CL A 88339J105 325 4199 SH DFND 1 0 0 4199 3M CO COM 88579Y101 483 2430 SH DFND 1 0 0 2430 TRUIST FINL CORP COM 89832Q109 287 5168 SH DFND 1 0 0 5168 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 202 6282 SH DFND 1 0 0 6282 UNITEDHEALTH GROUP INC COM 91324P102 1394 3480 SH DFND 1 0 0 3480 UNIVERSAL DISPLAY CORP COM 91347P105 261 1173 SH DFND 1 0 0 1173 UR-ENERGY INC COM 91688R108 296 211400 SH DFND 2 211400 0 0 VALERO ENERGY CORP COM 91913Y100 496 6347 SH DFND 1 0 0 6347 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 312 9176 SH DFND 1 0 0 9176 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 310 4273 SH DFND 1 0 0 4273 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 2151 29040 SH DFND 1 0 0 29040 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 344 1310 SH DFND 1 0 0 1310 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 372 6516 SH DFND 1 0 0 6516 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 211 672 SH DFND 1 0 0 672 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 525 2877 SH DFND 1 0 0 2877 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 341 1380 SH DFND 1 0 0 1380 VANGUARD WORLD FDS INF TECH ETF 92204A702 761 1907 SH DFND 1 0 0 1907 VANGUARD WORLD FDS MATERIALS ETF 92204A801 242 1337 SH DFND 1 0 0 1337 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 690 8341 SH DFND 1 0 0 8341 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1351 14570 SH DFND 1 0 0 14570 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 810 8523 SH DFND 1 0 0 8523 VERIZON COMMUNICATIONS INC COM 92343V104 1779 31752 SH DFND 1 0 0 31752 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 1190 18425 SH DFND 1 0 0 18425 VICTORY PORTFOLIOS II VCSHS US LRG CAP 92647N865 634 11194 SH DFND 1 0 0 11194 VICTORY PORTFOLIOS II VCSHS US SMCP HG 92647N873 537 8936 SH DFND 1 0 0 8936 VICTORY PORTFOLIOS II VCSHS INTL HG DV 92647N881 356 10851 SH DFND 1 0 0 10851 VIR BIOTECHNOLOGY INC COM 92764N102 952 20131 SH DFND 1 0 0 20131 VISA INC COM CL A 92826C839 866 3704 SH DFND 1 0 0 3704 VIRTUS INVT PARTNERS INC COM 92828Q109 202 729 SH DFND 1 0 0 729 WASTE MGMT INC DEL COM 94106L109 380 2713 SH DFND 1 0 0 2713 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 426 7617 SH DFND 1 0 0 7617 ZOETIS INC CL A 98978V103 214 1149 SH DFND 1 0 0 1149 ZSCALER INC COM 98980G102 236 1092 SH DFND 1 0 0 1092 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1321 3413 SH DFND 1 0 0 3413 ZOMEDICA CORP COM 98980M109 17 20000 SH DFND 1 0 0 20000 AMCOR PLC ORD G0250X107 248 21629 SH DFND 1,2 21529 0 100 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 396 1344 SH DFND 1 0 0 1344 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 335 1885 SH DFND 1 0 0 1885 MEDTRONIC PLC SHS G5960L103 396 3173 SH DFND 1 0 0 3173 TRINSEO S A SHS L9340P101 1124 18779 SH DFND 1 0 0 18779