0000913760-21-000100.txt : 20210524 0000913760-21-000100.hdr.sgml : 20210524 20210524171813 ACCESSION NUMBER: 0000913760-21-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210520 FILED AS OF DATE: 20210524 DATE AS OF CHANGE: 20210524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Philip Andrew CENTRAL INDEX KEY: 0001569789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 21956144 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 155 EAST 44TH STREET STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 155 EAST 44TH STREET STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 4 1 wf-form4_162189107425144.xml FORM 4 X0306 4 2021-05-20 0 0000913760 StoneX Group Inc. SNEX 0001569789 Smith Philip Andrew 230 PARK AVENUE 10TH FLOOR NEW YORK NY 10169 0 0 0 1 CEO - subsidiary entity Common 2021-05-20 4 M 0 1538 25.91 A 133010 D Common 2021-05-20 4 S 0 1538 70.25 D 131472 D Common 2021-05-21 4 M 0 2465 25.91 A 133937 D Common 2021-05-21 4 S 0 2465 70.25 D 131472 D Stock Options 25.91 2021-05-20 4 M 0 1538 0 D 2016-12-16 2021-12-16 Common Stock 1538.0 142465 D Stock Options 25.91 2021-05-21 4 M 0 2465 0 D 2016-12-16 2021-12-16 Common Stock 2465.0 140000 D All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Philip Andrew Smith 2021-05-24