0000913760-21-000097.txt : 20210520 0000913760-21-000097.hdr.sgml : 20210520 20210520213458 ACCESSION NUMBER: 0000913760-21-000097 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20210520 DATE AS OF CHANGE: 20210520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCONNOR SEAN MICHAEL CENTRAL INDEX KEY: 0001208362 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 21946430 MAIL ADDRESS: STREET 1: 220 E. CENTRAL PARKWAY STREET 2: SUITE 2060 CITY: ALTEMONTE SPRINGS STATE: FL ZIP: 32701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 155 EAST 44TH STREET STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 155 EAST 44TH STREET STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 5 1 wf-form5_162156087722298.xml FORM 5 X0306 5 2020-09-30 0 0 0 0000913760 StoneX Group Inc. SNEX 0001208362 OCONNOR SEAN MICHAEL 230 PARK AVENUE 10TH FLOOR NEW YORK NY 10169 1 1 0 0 CEO/President Common Stock 2021-05-14 5 M 0 35 25.91 A 324950 D Common Stock 2021-05-14 5 S 0 26 70 D 324924 D Common Stock 61290 I By Trust Common Stock 780434 I Darseaker Limited Stock Options 25.91 2021-05-14 5 M 0 35 0 D 2016-12-16 2021-12-16 Common 35.0 326208 D All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. Sean M. O'Connor 2021-05-20