0000913760-21-000009.txt : 20210119 0000913760-21-000009.hdr.sgml : 20210119 20210119163702 ACCESSION NUMBER: 0000913760-21-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210115 FILED AS OF DATE: 20210119 DATE AS OF CHANGE: 20210119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCONNOR SEAN MICHAEL CENTRAL INDEX KEY: 0001208362 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 21535967 MAIL ADDRESS: STREET 1: 220 E. CENTRAL PARKWAY STREET 2: SUITE 2060 CITY: ALTEMONTE SPRINGS STATE: FL ZIP: 32701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 155 EAST 44TH STREET STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 155 EAST 44TH STREET STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 4 1 wf-form4_161109220517459.xml FORM 4 X0306 4 2021-01-15 0 0000913760 StoneX Group Inc. SNEX 0001208362 OCONNOR SEAN MICHAEL 329 PARK AVENUE NORTH SUITE 350 WINTER PARK FL 32789 1 1 0 0 CEO/President Common Stock 2021-01-15 4 M 0 27402 25.91 A 338170 D Common Stock 2021-01-15 4 S 0 18016 60.4011 D 320154 D Common Stock 2021-01-19 4 M 0 2598 25.91 A 322752 D Common Stock 2021-01-19 4 S 0 1807 60 D 320945 D Common Stock 61290 I By Trust Common Stock 780434 I Darseaker Limited Stock Options 25.91 2021-01-15 4 M 0 27402 0 D 2016-12-16 2021-12-16 Common 27402.0 342598 D Stock Options 25.91 2021-01-19 4 M 0 2598 0 D 2016-12-16 2021-12-16 Common 2598.0 340000 D All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Sean M. O'Connor 2021-01-19