0000913760-20-000056.txt : 20200430
0000913760-20-000056.hdr.sgml : 20200430
20200430112710
ACCESSION NUMBER: 0000913760-20-000056
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200430
DATE AS OF CHANGE: 20200430
EFFECTIVENESS DATE: 20200430
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTL FCSTONE INC.
CENTRAL INDEX KEY: 0000913760
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 592921318
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17573
FILM NUMBER: 20833962
BUSINESS ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-485-3500
MAIL ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP
DATE OF NAME CHANGE: 19931020
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000913760
XXXXXXXX
03-31-2020
03-31-2020
false
INTL FCSTONE INC.
708 Third Avenue
Suite 1500
New York
NY
10017
13F HOLDINGS REPORT
028-17573
N
John Calvano
Chief Compliance Officer
205-414-3367
John Calvano
Birmingham
AL
04-30-2020
1
0
0
1
0001650393
028-17766
SA Stone Investment Advisors Inc.
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
233
2955
SH
DFND
1
0
0
2955
ALBEMARLE CORP
COM
012653101
277
4879
SH
DFND
1
0
0
4879
AMAZON COM INC
COM
023135106
4350
2231
SH
DFND
1
0
0
2231
AMETEK INC
COM
031100100
2776
38538
SH
DFND
1
0
0
38538
AMGEN INC
COM
031162100
889
4384
SH
DFND
1
0
0
4384
APPLE INC
COM
037833100
5073
19949
SH
DFND
1
0
0
19949
BP PLC
SPONSORED ADR
055622104
305
12495
SH
DFND
1
0
0
12495
BK OF AMERICA CORP
COM
060505104
457
21547
SH
DFND
1
0
0
21547
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
769
599
SH
DFND
1
0
0
599
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
927
5072
SH
DFND
1
0
0
5072
BOEING CO
COM
097023105
804
5390
SH
DFND
1
0
0
5390
BRISTOL-MYERS SQUIBB CO
COM
110122108
890
15961
SH
DFND
1
0
0
15961
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
72
18960
SH
DFND
1
0
0
18960
CSX CORP
COM
126408103
226
3937
SH
DFND
1
0
0
3937
CVS HEALTH CORP
COM
126650100
421
7103
SH
DFND
1
0
0
7103
CATERPILLAR INC DEL
COM
149123101
237
2041
SH
DFND
1
0
0
2041
CHEVRON CORP NEW
COM
166764100
503
6939
SH
DFND
1
0
0
6939
COCA COLA CO
COM
191216100
405
9086
SH
DFND
1
0
0
9086
CORNING INC
COM
219350105
216
10522
SH
DFND
1
0
0
10522
CUMMINS INC
COM
231021106
341
2517
SH
DFND
1
0
0
2517
DISNEY WALT CO
COM DISNEY
254687106
798
8260
SH
DFND
1
0
0
8260
EMERSON ELEC CO
COM
291011104
236
4952
SH
DFND
1
0
0
4952
FIDELITY COMWLTH TR
NDQ CP IDX TRK
315912808
262
876
SH
DFND
1
0
0
876
FIDELITY COVINGTON TR
MSCI HLTH CARE I
316092600
2972
69148
SH
DFND
1
0
0
69148
FIRST BANCSHARES INC MS
COM
318916103
299
15668
SH
DFND
1
0
0
15668
FIRST TR EXCHANGE TRADED FD
US EQTY OPPT ETF
336920103
380
6031
SH
DFND
1
0
0
6031
FIRST TR NASDAQ-100 TECH IND
SHS
337345102
600
7104
SH
DFND
1
0
0
7104
FORD MTR CO DEL
COM
345370860
109
22649
SH
DFND
1
0
0
22649
GENERAL ELECTRIC CO
COM
369604103
131
16534
SH
DFND
1
0
0
16534
GENERAL MLS INC
COM
370334104
219
4152
SH
DFND
1
0
0
4152
GENPREX INC
COM
372446104
85
35150
SH
DFND
1
0
0
35150
HOME DEPOT INC
COM
437076102
1113
5963
SH
DFND
1
0
0
5963
HONEYWELL INTL INC
COM
438516106
243
1818
SH
DFND
1
0
0
1818
INFOSYS LTD
SPONSORED ADR
456788108
447
54404
SH
DFND
1
0
0
54404
INTEL CORP
COM
458140100
690
12742
SH
DFND
1
0
0
12742
INTERNATIONAL BUSINESS MACHS
COM
459200101
787
7095
SH
DFND
1
0
0
7095
ISHARES GOLD TRUST
ISHARES
464285105
313
20750
SH
DFND
1
0
0
20750
ISHARES TR
CORE S&P TTL STK
464287150
1030
18009
SH
DFND
1
0
0
18009
ISHARES TR
TIPS BD ETF
464287176
242
2056
SH
DFND
1
0
0
2056
ISHARES TR
CORE S&P500 ETF
464287200
8229
31840
SH
DFND
1
0
0
31840
ISHARES TR
CORE US AGGBD ET
464287226
3271
28353
SH
DFND
1
0
0
28353
ISHARES TR
MSCI EMG MKT ETF
464287234
260
7609
SH
DFND
1
0
0
7609
ISHARES TR
IBOXX INV CP ETF
464287242
281
2273
SH
DFND
1
0
0
2273
ISHARES TR
S&P 500 GRWT ETF
464287309
1359
8235
SH
DFND
1
0
0
8235
ISHARES TR
S&P 500 VAL ETF
464287408
678
7044
SH
DFND
1
0
0
7044
ISHARES TR
20 YR TR BD ETF
464287432
225
1366
SH
DFND
1
0
0
1366
ISHARES TR
BARCLAYS 7 10 YR
464287440
516
4247
SH
DFND
1
0
0
4247
ISHARES TR
1 3 YR TREAS BD
464287457
434
5011
SH
DFND
1
0
0
5011
ISHARES TR
MSCI EAFE ETF
464287465
670
12527
SH
DFND
1
0
0
12527
ISHARES TR
RUS MD CP GR ETF
464287481
270
2217
SH
DFND
1
0
0
2217
ISHARES TR
CORE S&P MCP ETF
464287507
3890
27039
SH
DFND
1
0
0
27039
ISHARES TR
RUS 1000 ETF
464287622
331
2319
SH
DFND
1
0
0
2319
ISHARES TR
RUS 2000 VAL ETF
464287630
215
2623
SH
DFND
1
0
0
2623
ISHARES TR
RUS 2000 GRW ETF
464287648
443
2796
SH
DFND
1
0
0
2796
ISHARES TR
RUSSELL 2000 ETF
464287655
313
2737
SH
DFND
1
0
0
2737
ISHARES TR
U.S. REAL ES ETF
464287739
461
6631
SH
DFND
1
0
0
6631
ISHARES TR
CORE S&P SCP ETF
464287804
3318
59125
SH
DFND
1
0
0
59125
ISHARES TR
MRGSTR MD CP GRW
464288307
225
1030
SH
DFND
1
0
0
1030
ISHARES TR
NATIONAL MUN ETF
464288414
1538
13612
SH
DFND
1
0
0
13612
ISHARES TR
MBS ETF
464288588
325
2939
SH
DFND
1
0
0
2939
ISHARES TR
INTRM GOV CR ETF
464288612
391
3409
SH
DFND
1
0
0
3409
ISHARES TR
10-20 YR TRS ETF
464288653
361
2154
SH
DFND
1
0
0
2154
ISHARES TR
3 7 YR TREAS BD
464288661
331
2480
SH
DFND
1
0
0
2480
ISHARES TR
PFD AND INCM SEC
464288687
1075
33775
SH
DFND
1
0
0
33775
ISHARES TR
US AER DEF ETF
464288760
406
2825
SH
DFND
1
0
0
2825
ISHARES TR
U.S. MED DVC ETF
464288810
403
1789
SH
DFND
1
0
0
1789
JOHNSON & JOHNSON
COM
478160104
1318
10047
SH
DFND
1
0
0
10047
LILLY ELI & CO
COM
532457108
679
4892
SH
DFND
1
0
0
4892
LIONS GATE ENTMNT CORP
CL A VTG
535919401
104
17103
SH
DFND
1
0
0
17103
LOCKHEED MARTIN CORP
COM
539830109
618
1824
SH
DFND
1
0
0
1824
LOWES COS INC
COM
548661107
291
3379
SH
DFND
1
0
0
3379
MCDONALDS CORP
COM
580135101
518
3131
SH
DFND
1
0
0
3131
MICROSOFT CORP
COM
594918104
2196
13927
SH
DFND
1
0
0
13927
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
418
34681
SH
DFND
1
0
0
34681
NEW YORK MTG TR INC
COM PAR $.02
649604501
57
37068
SH
DFND
1
0
0
37068
PEPSICO INC
COM
713448108
850
7078
SH
DFND
1
0
0
7078
PFIZER INC
COM
717081103
452
13854
SH
DFND
1
0
0
13854
PHILIP MORRIS INTL INC
COM
718172109
469
6327
SH
DFND
1
0
0
6327
PROCTER & GAMBLE CO
COM
742718109
1488
13525
SH
DFND
1
0
0
13525
QUALCOMM INC
COM
747525103
498
7362
SH
DFND
1
0
0
7362
RAYTHEON CO
COM NEW
755111507
321
2447
SH
DFND
1
0
0
2447
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
933
32454
SH
DFND
1
0
0
32454
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
406
5093
SH
DFND
1
0
0
5093
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
361
8158
SH
DFND
1
0
0
8158
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
291
6896
SH
DFND
1
0
0
6896
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
534
10368
SH
DFND
1
0
0
10368
SOUTHERN CO
COM
842587107
1099
20305
SH
DFND
1
0
0
20305
SQUARE INC
CL A
852234103
622
11878
SH
DFND
1
0
0
11878
TIMOTHY PLAN
HIG DV STK ETF
887432326
352
18430
SH
DFND
1
0
0
18430
TIMOTHY PLAN
US LRG CAP COR
887432359
373
17986
SH
DFND
1
0
0
17986
UNITED PARCEL SERVICE INC
CL B
911312106
255
2733
SH
DFND
1
0
0
2733
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
2498
24154
SH
DFND
1
0
0
24154
VANGUARD STAR FDS
VG TL INTL STK F
921909768
222
5283
SH
DFND
1
0
0
5283
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
1193
13112
SH
DFND
1
0
0
13112
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
393
4399
SH
DFND
1
0
0
4399
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
6187
72487
SH
DFND
1
0
0
72487
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
334
10009
SH
DFND
1
0
0
10009
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
3621
51164
SH
DFND
1
0
0
51164
VANGUARD WHITEHALL FDS
INTL HIGH ETF
921946794
1834
40490
SH
DFND
1
0
0
40490
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1082
26369
SH
DFND
1
0
0
26369
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
334
9973
SH
DFND
1
0
0
9973
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
818
15454
SH
DFND
1
0
0
15454
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
3452
14575
SH
DFND
1
0
0
14575
VANGUARD INDEX FDS
MID CAP ETF
922908629
1724
13091
SH
DFND
1
0
0
13091
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
229
1934
SH
DFND
1
0
0
1934
VANGUARD INDEX FDS
GROWTH ETF
922908736
2838
18097
SH
DFND
1
0
0
18097
VANGUARD INDEX FDS
VALUE ETF
922908744
2844
31931
SH
DFND
1
0
0
31931
VANGUARD INDEX FDS
SMALL CP ETF
922908751
633
5485
SH
DFND
1
0
0
5485
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
2180
16907
SH
DFND
1
0
0
16907
WALMART INC
COM
931142103
1240
10861
SH
DFND
1
0
0
10861
WELLS FARGO CO NEW
COM
949746101
302
10521
SH
DFND
1
0
0
10521
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
819
643
SH
DFND
1
0
0
643
AT&T INC
COM
00206R102
1589
54494
SH
DFND
1
0
0
54494
ARK ETF TR
INNOVATION ETF
00214Q104
1445
32849
SH
DFND
1
0
0
32849
ARK ETF TR
NEXT GNRTN INTER
00214Q401
275
5214
SH
DFND
1
0
0
5214
ABBVIE INC
COM
00287Y109
947
12424
SH
DFND
1
0
0
12424
ACCELERATE DIAGNOSTICS INC
COM
00430H102
144
17540
SH
DFND
1
0
0
17540
ADOBE INC
COM
00724F101
214
672
SH
DFND
1
0
0
672
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
295
1518
SH
DFND
1
0
0
1518
ALPHABET INC
CAP STK CL C
02079K107
693
596
SH
DFND
1
0
0
596
ALPHABET INC
CAP STK CL A
02079K305
498
429
SH
DFND
1
0
0
429
ALTRIA GROUP INC
COM
02209S103
472
11942
SH
DFND
1
0
0
11942
AMERICAN TOWER CORP NEW
COM
03027X100
276
1267
SH
DFND
1
0
0
1267
AURORA CANNABIS INC
COM
05156X108
13
14451
SH
DFND
1
0
0
14451
BARCLAYS BANK PLC
IPATH SHILR CAPE
06742A669
429
3643
SH
DFND
1
0
0
3643
BARCLAYS BANK PLC
IPATH B S&P ETN
06745R693
242
58500
SH
DFND
1
0
0
58500
BLACKSTONE GROUP INC
COM CL A
09260D107
1211
26566
SH
DFND
1
0
0
26566
BOX INC
CL A
10316T104
379
26989
SH
DFND
1
0
0
26989
BROADCOM INC
COM
11135F101
353
1488
SH
DFND
1
0
0
1488
B2GOLD CORP
COM
11777Q209
179
58650
SH
DFND
1
0
0
58650
CISCO SYS INC
COM
17275R102
884
22482
SH
DFND
1
0
0
22482
COMCAST CORP NEW
CL A
20030N101
348
10050
SH
DFND
1
0
0
10050
COSTCO WHSL CORP NEW
COM
22160K105
709
2485
SH
DFND
1
0
0
2485
CROWDSTRIKE HLDGS INC
CL A
22788C105
517
9282
SH
DFND
1
0
0
9282
DNP SELECT INCOME FD
COM
23325P104
1284
130304
SH
DFND
1
0
0
130304
DOMINION ENERGY INC
COM
25746U109
486
6736
SH
DFND
1
0
0
6736
DUKE ENERGY CORP NEW
COM NEW
26441C204
424
5239
SH
DFND
1
0
0
5239
ETF SER SOLUTIONS
DEFIANCE NEXT
26922A289
259
11872
SH
DFND
1
0
0
11872
ETF SER SOLUTIONS
APTUS DEFINED
26922A388
932
33187
SH
DFND
1
0
0
33187
ETF SER SOLUTIONS
APTUS DRAWDOWN
26922A784
1204
42813
SH
DFND
1
0
0
42813
EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
149
12459
SH
DFND
1
0
0
12459
EATON VANCE TX ADV GLBL DIV
COM
27828S101
424
35491
SH
DFND
1
0
0
35491
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
122
26459
SH
DFND
1
0
0
26459
EXXON MOBIL CORP
COM
30231G102
381
10031
SH
DFND
1
0
0
10031
FACEBOOK INC
CL A
30303M102
988
5921
SH
DFND
1
0
0
5921
FIRST TR EXCHANGE TRADED FD
WTR ETF
33733B100
357
7483
SH
DFND
1
0
0
7483
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
1679
60645
SH
DFND
1
0
0
60645
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
420
5675
SH
DFND
1
0
0
5675
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
937
15776
SH
DFND
1
0
0
15776
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
415
16905
SH
DFND
1
0
0
16905
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
842
15459
SH
DFND
1
0
0
15459
FIRST TR EXCHANGE TRADED FD
DJ GLBL DIVID
33734X200
208
13038
SH
DFND
1
0
0
13038
FIRST TR LRG CP VL ALPHADEX
COM SHS
33735J101
428
11639
SH
DFND
1
0
0
11639
FIRST TR LARGE CAP GROWTH A
COM SHS
33735K108
810
13513
SH
DFND
1
0
0
13513
FIRST TR EXCHANGE TRADED ALP
EUROPE ALPHADEX
33737J117
360
13870
SH
DFND
1
0
0
13870
FIRST TR EXCHANGE TRADED ALP
EMERG MKT ALPH
33737J182
216
12282
SH
DFND
1
0
0
12282
FIRST TR EXCHANGE-TRADED FD
SENIOR LN FD
33738D309
506
12105
SH
DFND
1
0
0
12105
FIRST TR EXCHANGE-TRADED FD
FIRST TR TA HIYL
33738D408
261
6209
SH
DFND
1
0
0
6209
FIRST TR EXCHANGE-TRADED FD
MULTI ASSET DI
33738R100
354
30177
SH
DFND
1
0
0
30177
FIRST TR EXCHANGE-TRADED FD
NASD TECH DIV
33738R118
633
17785
SH
DFND
1
0
0
17785
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
496
19265
SH
DFND
1
0
0
19265
FIRST TR EXCH TRADED FD III
INSTL PFD SECS
33739P855
358
21199
SH
DFND
1
0
0
21199
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
1344
26353
SH
DFND
1
0
0
26353
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
2619
44292
SH
DFND
1
0
0
44292
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F805
384
7294
SH
DFND
1
0
0
7294
FIRST TR SR FLOATING RATE 20
COM SHS
33740K101
97
13265
SH
DFND
1
0
0
13265
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
67
18129
SH
DFND
1
0
0
18129
GLOBAL X FDS
LITHIUM BTRY ETF
37954Y855
243
11181
SH
DFND
1
0
0
11181
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
201
6673
SH
DFND
1
0
0
6673
INTELLIA THERAPEUTICS INC
COM
45826J105
183
14982
SH
DFND
1
0
0
14982
INVESCO TR INVT GRADE MUNS
COM
46131M106
130
10788
SH
DFND
1
0
0
10788
INVESCO EXCHANGE TRADED FD T
AEROSPACE DEFN
46137V100
206
4140
SH
DFND
1
0
0
4140
INVESCO EXCHANGE TRADED FD T
S&P500 BUY WRT
46137V399
239
14287
SH
DFND
1
0
0
14287
INVESCO EXCHANGE TRADED FD T
DWA INDLS MUMT
46137V845
272
4895
SH
DFND
1
0
0
4895
INVESCO EXCHANGE-TRADED FD T
S&P500 LOW VOL
46138E354
673
14335
SH
DFND
1
0
0
14335
INVESCO EXCHANGE-TRADED FD T
PFD ETF
46138E511
245
18637
SH
DFND
1
0
0
18637
INVESCO EXCHANGE-TRADED FD T
DWA EMERG MKTS
46138E867
177
12170
SH
DFND
1
0
0
12170
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
389
18506
SH
DFND
1
0
0
18506
ISHARES TR
US TREAS BD ETF
46429B267
959
34219
SH
DFND
1
0
0
34219
ISHARES TR
CORE HIGH DV ETF
46429B663
476
6651
SH
DFND
1
0
0
6651
ISHARES TR
MIN VOL EAFE ETF
46429B689
820
13202
SH
DFND
1
0
0
13202
ISHARES TR
MSCI MIN VOL ETF
46429B697
1605
29712
SH
DFND
1
0
0
29712
ISHARES TR
USA QUALITY FCTR
46432F339
830
10238
SH
DFND
1
0
0
10238
ISHARES TR
CORE MSCI TOTAL
46432F834
395
8405
SH
DFND
1
0
0
8405
ISHARES TR
CORE MSCI EAFE
46432F842
1945
38988
SH
DFND
1
0
0
38988
ISHARES INC
CORE MSCI EMKT
46434G103
437
10798
SH
DFND
1
0
0
10798
ISHARES TR
MULTIFACTOR USA
46434V282
685
25903
SH
DFND
1
0
0
25903
ISHARES TR
CORE DIV GRWTH
46434V621
362
11096
SH
DFND
1
0
0
11096
ISHARES TR
ULTR SH TRM BD
46434V878
448
8947
SH
DFND
1
0
0
8947
ISHARES TR
ESG MSCI USA ETF
46435G425
426
7406
SH
DFND
1
0
0
7406
JPMORGAN CHASE & CO
COM
46625H100
1312
14576
SH
DFND
1
0
0
14576
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
293
5907
SH
DFND
1
0
0
5907
KINDER MORGAN INC DEL
COM
49456B101
404
29035
SH
DFND
1
0
0
29035
MAG SILVER CORP
COM
55903Q104
91
11800
SH
DFND
1
0
0
11800
MASTERCARD INC
CL A
57636Q104
242
1000
SH
DFND
1
0
0
1000
MERCK & CO. INC
COM
58933Y105
649
8375
SH
DFND
1
0
0
8375
NETFLIX INC
COM
64110L106
1215
3237
SH
DFND
1
0
0
3237
NORTHERN LTS FD TR IV
INTRNTINL ESG
66538H419
697
34647
SH
DFND
1
0
0
34647
NORTHERN LTS FD TR IV
INSPIRE CORP
66538H633
549
22496
SH
DFND
1
0
0
22496
NUTANIX INC
CL A
67059N108
262
16593
SH
DFND
1
0
0
16593
NVIDIA CORP
COM
67066G104
708
2685
SH
DFND
1
0
0
2685
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
859
83099
SH
DFND
1
0
0
83099
NUVEEN HIGH INCOME NOVEMBER
COM
67077N106
441
50995
SH
DFND
1
0
0
50995
PAYPAL HLDGS INC
COM
70450Y103
385
4024
SH
DFND
1
0
0
4024
PIMCO ETF TR
ACTIVE BD ETF
72201R775
207
1952
SH
DFND
1
0
0
1952
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
322
3251
SH
DFND
1
0
0
3251
REGENERON PHARMACEUTICALS
COM
75886F107
250
511
SH
DFND
1
0
0
511
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1508
5821
SH
DFND
1
0
0
5821
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
410
7491
SH
DFND
1
0
0
7491
SPDR SER TR
AEROSPACE DEF
78464A631
425
5586
SH
DFND
1
0
0
5586
SPDR SER TR
S&P DIVID ETF
78464A763
460
5756
SH
DFND
1
0
0
5756
SPDR SER TR
S&P BIOTECH
78464A870
629
8128
SH
DFND
1
0
0
8128
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
760
15841
SH
DFND
1
0
0
15841
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1240
5642
SH
DFND
1
0
0
5642
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
215
4392
SH
DFND
1
0
0
4392
SALESFORCE COM INC
COM
79466L302
473
3288
SH
DFND
1
0
0
3288
SEA LTD
SPONSORED ADS
81141R100
457
10312
SH
DFND
1
0
0
10312
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
763
8610
SH
DFND
1
0
0
8610
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
337
6179
SH
DFND
1
0
0
6179
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
222
2267
SH
DFND
1
0
0
2267
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
256
12269
SH
DFND
1
0
0
12269
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
385
6525
SH
DFND
1
0
0
6525
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
877
10910
SH
DFND
1
0
0
10910
SHOPIFY INC
CL A
82509L107
1207
2896
SH
DFND
1
0
0
2896
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
371
28300
SH
DFND
1
0
0
28300
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
153
10450
SH
DFND
1
0
0
10450
THERATECHNOLOGIES INC
COM
88338H100
22
14000
SH
DFND
1
0
0
14000
3M CO
COM
88579Y101
243
1778
SH
DFND
1
0
0
1778
UNITEDHEALTH GROUP INC
COM
91324P102
740
2966
SH
DFND
1
0
0
2966
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
345
14965
SH
DFND
1
0
0
14965
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
924
21118
SH
DFND
1
0
0
21118
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
539
9579
SH
DFND
1
0
0
9579
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
213
1545
SH
DFND
1
0
0
1545
VANGUARD WORLD FDS
INF TECH ETF
92204A702
458
2163
SH
DFND
1
0
0
2163
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
617
6690
SH
DFND
1
0
0
6690
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
542
6221
SH
DFND
1
0
0
6221
VERIZON COMMUNICATIONS INC
COM
92343V104
1315
24481
SH
DFND
1
0
0
24481
VICTORY PORTFOLIOS II
VCSHS US 500 ENH
92647N782
255
5462
SH
DFND
1
0
0
5462
VICTORY PORTFOLIOS II
VCSHS US EQ INCM
92647N824
1072
25902
SH
DFND
1
0
0
25902
VICTORY PORTFOLIOS II
VCSHS US LRG CAP
92647N865
633
17991
SH
DFND
1
0
0
17991
VICTORY PORTFOLIOS II
VCSHS US SMCP HG
92647N873
417
13314
SH
DFND
1
0
0
13314
VICTORY PORTFOLIOS II
VCSHS INTL HG DV
92647N881
543
23810
SH
DFND
1
0
0
23810
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
169
11461
SH
DFND
1
0
0
11461
VISA INC
COM CL A
92826C839
634
3932
SH
DFND
1
0
0
3932
WARRIOR MET COAL INC
COM
93627C101
158
14900
SH
DFND
1
0
0
14900
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
373
20723
SH
DFND
1
0
0
20723
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
950
6499
SH
DFND
1
0
0
6499
EATON CORP PLC
SHS
G29183103
272
3497
SH
DFND
1
0
0
3497
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
355
2926
SH
DFND
1
0
0
2926