Consolidated Balance Sheets - USD ($) $ in Millions	Sep. 30, 2019	Sep. 30, 2018
ASSETS
Cash and cash equivalents	$ 471.3	$ 342.3
Cash, securities and other assets segregated under federal and other regulations (including $306.0 and $643.3 at fair value at September 30, 2019 and September 30, 2018, respectively)	1,049.9	1,408.7
Securities purchased under agreements to resell	1,424.5	870.8
Securities Borrowed	1,423.2	225.5
Deposits with and receivables from broker-dealers, clearing organizations and counterparties, net (including $626.9 and $517.4 at fair value at September 30, 2019 and September 30, 2018, respectively)	2,540.5	2,234.5
Receivables from clients, net	422.3	288.0
Notes receivable, net	2.9	3.8
Income taxes receivable	5.2	0.3
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $478.8 and $123.0 at September 30, 2019 and September 30, 2018, respectively)	2,175.2	2,054.8
Physical commodities inventory, net (including $151.9 and $156.9 at fair value at September 30, 2019 and September 30, 2018, respectively	229.3	222.5
Deferred income taxes, net	18.0	19.8
Property and equipment, net	43.9	42.4
Goodwill and intangible assets, net	67.9	59.8
Other assets	62.0	51.5
Total assets	9,936.1	7,824.7
Liabilities:
Accounts payable and other accrued liabilities (including $1.8 and $0 at fair value at September 30, 2019 and September 30, 2018)	157.5	145.4
Payable to:
Clients	3,589.5	3,639.6
Broker-dealers, clearing organizations and counterparties (including $5.6 and $0.0 at fair value at September 30, 2019 and September 30, 2018, respectively)	266.2	89.5
Lenders under loans	202.3	355.2
Senior secured term loan, net	167.6	0.0
Income taxes payable	10.4	8.6
Securities sold under agreements to repurchase	2,773.7	1,936.7
Securities Loaned	1,459.9	277.9
Financial instruments sold, not yet purchased, at fair value	714.8	866.5
Total liabilities	9,341.9	7,319.4
Commitments and contingencies (Note 12)
Stockholders’ equity:
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding	0.0	0.0
Common stock, $0.01 par value. Authorized 30,000,000 shares; 21,297,317 issued and 19,075,360 outstanding at September 30, 2019 and 21,030,497 issued and 18,908,540 outstanding at September 30, 2018	0.2	0.2
Common stock in treasury, at cost - 2,221,957 shares at September 30, 2019 and 2,121,957 shares at September 30, 2018	(50.1)	(46.3)
Additional paid-in capital	276.8	267.5
Retained earnings	402.1	317.0
Accumulated other comprehensive loss, net	(34.8)	(33.1)
Total stockholders' equity	594.2	505.3
Total liabilities and stockholders' equity	$ 9,936.1	$ 7,824.7