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Condensed Consolidated Balance Sheets - USD ($)
$ in Millions
Jun. 30, 2019
Sep. 30, 2018
ASSETS    
Cash and cash equivalents $ 345.0 $ 342.3
Cash, securities and other assets segregated under federal and other regulations (including $358.4 and $643.3 at fair value at June 30, 2019 and September 30, 2018, respectively) 1,079.4 1,408.7
Collateralized transactions:    
Securities purchased under agreements to resell 1,533.0 870.8
Securities borrowed 1,174.1 225.5
Deposits with and receivables from broker-dealers, clearing organizations and counterparties, net (including $380.4 and $517.4 at fair value at June 30, 2019 and September 30, 2018, respectively) 2,661.6 2,234.5
Receivables from customers, net 282.9 288.0
Notes receivable 4.4 3.8
Income taxes receivable 0.9 0.3
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $370.9 and $123 at June 30, 2019 and September 30, 2018, respectively) 2,429.9 2,054.8
Physical commodities inventory, net (including $169.9 and $156.9 at fair value at June 30, 2019 and September 30, 2018, respectively) 347.8 222.5
Deferred income taxes, net 22.2 19.8
Property and equipment, net 45.7 42.4
Goodwill and intangible assets, net 65.9 59.8
Other assets 62.1 51.5
Total assets 10,054.9 7,824.7
Liabilities:    
Accounts payable and other accrued liabilities 144.1 145.4
Payables to:    
Customers 3,629.0 3,639.6
Broker-dealers, clearing organizations and counterparties (including $14.0 and $0 at fair value at June 30, 2019 and September 30, 2018), respectively 190.7 89.5
Debt, Long-term and Short-term, Combined Amount 337.7 355.2
Senior secured term loan, net 169.7 0.0
Income taxes payable 10.4 8.6
Collateralized transactions:    
Securities sold under agreements to repurchase 2,900.7 1,936.7
Securities loaned 1,240.9 277.9
Financial instruments sold, not yet purchased, at fair value 861.2 866.5
Total liabilities 9,484.4 7,319.4
Stockholders' Equity:    
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding 0.0 0.0
Common stock, $0.01 par value. Authorized 30,000,000 shares; 21,251,227 issued and 19,129,270 outstanding at June 30, 2019 and 21,030,497 issued and 18,908,540 outstanding at September 30, 2018 0.2 0.2
Common stock in treasury, at cost - 2,121,957 shares at June 30, 2019 and September 30, 2018 (46.3) (46.3)
Additional paid-in capital 274.2 267.5
Retained earnings 374.9 317.0
Accumulated other comprehensive loss, net (32.5) (33.1)
Total stockholders' equity 570.5 505.3
Total liabilities and stockholders' equity $ 10,054.9 $ 7,824.7