The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALBEMARLE CORP | COM | 012653101 | 240 | 3,397 | SH | DFND | 1 | 0 | 0 | 3,397 | |
AMAZON COM INC | COM | 023135106 | 3,356 | 1,772 | SH | DFND | 1 | 0 | 0 | 1,772 | |
AMERICAN ELEC PWR CO INC | COM | 025537101 | 293 | 3,331 | SH | DFND | 1 | 0 | 0 | 3,331 | |
AMGEN INC | COM | 031162100 | 670 | 3,636 | SH | DFND | 1 | 0 | 0 | 3,636 | |
APPLE INC | COM | 037833100 | 3,677 | 18,579 | SH | DFND | 1 | 0 | 0 | 18,579 | |
BANK AMER CORP | COM | 060505104 | 490 | 16,889 | SH | DFND | 1 | 0 | 0 | 16,889 | |
BANK AMER CORP | 7.25%CNV PFD L | 060505682 | 738 | 531 | SH | DFND | 1 | 0 | 0 | 531 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 896 | 4,203 | SH | DFND | 1 | 0 | 0 | 4,203 | |
BOEING CO | COM | 097023105 | 777 | 2,134 | SH | DFND | 1 | 0 | 0 | 2,134 | |
CSX CORP | COM | 126408103 | 454 | 5,865 | SH | DFND | 1 | 0 | 0 | 5,865 | |
CVS HEALTH CORP | COM | 126650100 | 370 | 6,790 | SH | DFND | 1 | 0 | 0 | 6,790 | |
CATERPILLAR INC DEL | COM | 149123101 | 256 | 1,878 | SH | DFND | 1 | 0 | 0 | 1,878 | |
CHEVRON CORP NEW | COM | 166764100 | 464 | 3,728 | SH | DFND | 1 | 0 | 0 | 3,728 | |
CITIGROUP INC | COM NEW | 172967424 | 232 | 3,311 | SH | DFND | 1 | 0 | 0 | 3,311 | |
COCA COLA CO | COM | 191216100 | 560 | 10,916 | SH | DFND | 1 | 0 | 0 | 10,916 | |
CORNING INC | COM | 219350105 | 351 | 10,576 | SH | DFND | 1 | 0 | 0 | 10,576 | |
CUMMINS INC | COM | 231021106 | 205 | 1,196 | SH | DFND | 1 | 0 | 0 | 1,196 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 788 | 5,642 | SH | DFND | 1 | 0 | 0 | 5,642 | |
FIRST BANCSHARES INC MS | COM | 318916103 | 1,701 | 56,077 | SH | DFND | 1 | 0 | 0 | 56,077 | |
FIRST TR EXCHANGE TRADED FD | US EQTY OPPT ETF | 336920103 | 288 | 3,702 | SH | DFND | 1 | 0 | 0 | 3,702 | |
FIRST TR NASDAQ100 TECH INDE | SHS | 337345102 | 614 | 7,183 | SH | DFND | 1 | 0 | 0 | 7,183 | |
FORD MTR CO DEL | COM | 345370860 | 229 | 22,353 | SH | DFND | 1 | 0 | 0 | 22,353 | |
GENERAL ELECTRIC CO | COM | 369604103 | 185 | 17,578 | SH | DFND | 1 | 0 | 0 | 17,578 | |
GENPREX INC | COM | 372446104 | 44 | 35,150 | SH | DFND | 1 | 0 | 0 | 35,150 | |
HOME DEPOT INC | COM | 437076102 | 1,161 | 5,581 | SH | DFND | 1 | 0 | 0 | 5,581 | |
HONEYWELL INTL INC | COM | 438516106 | 242 | 1,386 | SH | DFND | 1 | 0 | 0 | 1,386 | |
HUNTINGTON BANCSHARES INC | COM | 446150104 | 157 | 11,241 | SH | DFND | 1 | 0 | 0 | 11,241 | |
INFOSYS LTD | SPONSORED ADR | 456788108 | 684 | 63,958 | SH | DFND | 1 | 0 | 0 | 63,958 | |
INTEL CORP | COM | 458140100 | 616 | 12,865 | SH | DFND | 1 | 0 | 0 | 12,865 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 445 | 3,229 | SH | DFND | 1 | 0 | 0 | 3,229 | |
ISHARES GOLD TRUST | ISHARES | 464285105 | 266 | 19,670 | SH | DFND | 1 | 0 | 0 | 19,670 | |
ISHARES INC | MIN VOL EMRG MKT | 464286533 | 307 | 5,212 | SH | DFND | 1 | 0 | 0 | 5,212 | |
ISHARES TR | CORE S&P TTL STK | 464287150 | 1,250 | 18,767 | SH | DFND | 1 | 0 | 0 | 18,767 | |
ISHARES TR | TIPS BD ETF | 464287176 | 243 | 2,104 | SH | DFND | 1 | 0 | 0 | 2,104 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 7,195 | 24,412 | SH | DFND | 1 | 0 | 0 | 24,412 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 6,046 | 54,295 | SH | DFND | 1 | 0 | 0 | 54,295 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 419 | 9,767 | SH | DFND | 1 | 0 | 0 | 9,767 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 490 | 3,936 | SH | DFND | 1 | 0 | 0 | 3,936 | |
ISHARES TR | GLOBAL TECH ETF | 464287291 | 237 | 1,318 | SH | DFND | 1 | 0 | 0 | 1,318 | |
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 1,978 | 11,033 | SH | DFND | 1 | 0 | 0 | 11,033 | |
ISHARES TR | S&P 500 VAL ETF | 464287408 | 624 | 5,355 | SH | DFND | 1 | 0 | 0 | 5,355 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 724 | 11,021 | SH | DFND | 1 | 0 | 0 | 11,021 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 781 | 4,020 | SH | DFND | 1 | 0 | 0 | 4,020 | |
ISHARES TR | S&P MC 400GR ETF | 464287606 | 1,174 | 5,187 | SH | DFND | 1 | 0 | 0 | 5,187 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 544 | 3,455 | SH | DFND | 1 | 0 | 0 | 3,455 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 219 | 1,348 | SH | DFND | 1 | 0 | 0 | 1,348 | |
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 264 | 2,192 | SH | DFND | 1 | 0 | 0 | 2,192 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 373 | 2,398 | SH | DFND | 1 | 0 | 0 | 2,398 | |
ISHARES TR | S&P MC 400VL ETF | 464287705 | 207 | 1,299 | SH | DFND | 1 | 0 | 0 | 1,299 | |
ISHARES TR | U.S. TECH ETF | 464287721 | 203 | 1,024 | SH | DFND | 1 | 0 | 0 | 1,024 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 387 | 4,436 | SH | DFND | 1 | 0 | 0 | 4,436 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,304 | 16,663 | SH | DFND | 1 | 0 | 0 | 16,663 | |
ISHARES TR | MSCI ACWI ETF | 464288257 | 232 | 3,151 | SH | DFND | 1 | 0 | 0 | 3,151 | |
ISHARES TR | PFD AND INCM SEC | 464288687 | 1,791 | 48,604 | SH | DFND | 1 | 0 | 0 | 48,604 | |
ISHARES TR | US AER DEF ETF | 464288760 | 971 | 4,532 | SH | DFND | 1 | 0 | 0 | 4,532 | |
ISHARES TR | U.S. MED DVC ETF | 464288810 | 798 | 3,313 | SH | DFND | 1 | 0 | 0 | 3,313 | |
JOHNSON & JOHNSON | COM | 478160104 | 875 | 6,286 | SH | DFND | 1 | 0 | 0 | 6,286 | |
KROGER CO | COM | 501044101 | 286 | 13,191 | SH | DFND | 1 | 0 | 0 | 13,191 | |
LIONS GATE ENTMNT CORP | CL A VTG | 535919401 | 371 | 30,252 | SH | DFND | 1 | 0 | 0 | 30,252 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 386 | 1,061 | SH | DFND | 1 | 0 | 0 | 1,061 | |
MCDONALDS CORP | COM | 580135101 | 326 | 1,572 | SH | DFND | 1 | 0 | 0 | 1,572 | |
MICROSOFT CORP | COM | 594918104 | 1,258 | 9,387 | SH | DFND | 1 | 0 | 0 | 9,387 | |
MONMOUTH REAL ESTATE INVT CO | CL A | 609720107 | 414 | 30,567 | SH | DFND | 1 | 0 | 0 | 30,567 | |
PEPSICO INC | COM | 713448108 | 430 | 3,278 | SH | DFND | 1 | 0 | 0 | 3,278 | |
PFIZER INC | COM | 717081103 | 483 | 11,140 | SH | DFND | 1 | 0 | 0 | 11,140 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 433 | 5,430 | SH | DFND | 1 | 0 | 0 | 5,430 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 1,396 | 12,730 | SH | DFND | 1 | 0 | 0 | 12,730 | |
QUALCOMM INC | COM | 747525103 | 313 | 4,118 | SH | DFND | 1 | 0 | 0 | 4,118 | |
RAYTHEON CO | COM NEW | 755111507 | 208 | 1,194 | SH | DFND | 1 | 0 | 0 | 1,194 | |
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 1,335 | 37,286 | SH | DFND | 1 | 0 | 0 | 37,286 | |
RED HAT INC | COM | 756577102 | 284 | 1,513 | SH | DFND | 1 | 0 | 0 | 1,513 | |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 287 | 3,444 | SH | DFND | 1 | 0 | 0 | 3,444 | |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 345 | 6,106 | SH | DFND | 1 | 0 | 0 | 6,106 | |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 618 | 10,794 | SH | DFND | 1 | 0 | 0 | 10,794 | |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 656 | 9,153 | SH | DFND | 1 | 0 | 0 | 9,153 | |
SOUTHERN CO | COM | 842587107 | 386 | 6,975 | SH | DFND | 1 | 0 | 0 | 6,975 | |
SQUARE INC | CL A | 852234103 | 1,122 | 15,467 | SH | DFND | 1 | 0 | 0 | 15,467 | |
UNION PACIFIC CORP | COM | 907818108 | 314 | 1,857 | SH | DFND | 1 | 0 | 0 | 1,857 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 216 | 2,089 | SH | DFND | 1 | 0 | 0 | 2,089 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 214 | 1,640 | SH | DFND | 1 | 0 | 0 | 1,640 | |
VANGUARD GROUP | DIV APP ETF | 921908844 | 2,236 | 19,418 | SH | DFND | 1 | 0 | 0 | 19,418 | |
VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 269 | 5,101 | SH | DFND | 1 | 0 | 0 | 5,101 | |
VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 | 1,328 | 13,051 | SH | DFND | 1 | 0 | 0 | 13,051 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 308 | 3,829 | SH | DFND | 1 | 0 | 0 | 3,829 | |
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 548 | 6,595 | SH | DFND | 1 | 0 | 0 | 6,595 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 239 | 5,720 | SH | DFND | 1 | 0 | 0 | 5,720 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 205 | 2,342 | SH | DFND | 1 | 0 | 0 | 2,342 | |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,292 | 25,343 | SH | DFND | 1 | 0 | 0 | 25,343 | |
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | 225 | 3,406 | SH | DFND | 1 | 0 | 0 | 3,406 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 268 | 4,876 | SH | DFND | 1 | 0 | 0 | 4,876 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 318 | 1,175 | SH | DFND | 1 | 0 | 0 | 1,175 | |
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 324 | 2,165 | SH | DFND | 1 | 0 | 0 | 2,165 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 264 | 2,994 | SH | DFND | 1 | 0 | 0 | 2,994 | |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,623 | 9,673 | SH | DFND | 1 | 0 | 0 | 9,673 | |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 1,352 | 8,256 | SH | DFND | 1 | 0 | 0 | 8,256 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 2,107 | 18,881 | SH | DFND | 1 | 0 | 0 | 18,881 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 245 | 1,557 | SH | DFND | 1 | 0 | 0 | 1,557 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,640 | 10,925 | SH | DFND | 1 | 0 | 0 | 10,925 | |
WALMART INC | COM | 931142103 | 656 | 5,934 | SH | DFND | 1 | 0 | 0 | 5,934 | |
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 713 | 523 | SH | DFND | 1 | 0 | 0 | 523 | |
AT&T INC | COM | 00206R102 | 1,381 | 41,213 | SH | DFND | 1 | 0 | 0 | 41,213 | |
ARK ETF TR | INNOVATION ETF | 00214Q104 | 1,300 | 27,095 | SH | DFND | 1 | 0 | 0 | 27,095 | |
ARK ETF TR | WEB X.O ETF | 00214Q401 | 272 | 5,233 | SH | DFND | 1 | 0 | 0 | 5,233 | |
ABBVIE INC | COM | 00287Y109 | 733 | 10,076 | SH | DFND | 1 | 0 | 0 | 10,076 | |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 287 | 12,540 | SH | DFND | 1 | 0 | 0 | 12,540 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 314 | 1,854 | SH | DFND | 1 | 0 | 0 | 1,854 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 441 | 408 | SH | DFND | 1 | 0 | 0 | 408 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 430 | 397 | SH | DFND | 1 | 0 | 0 | 397 | |
ALTRIA GROUP INC | COM | 02209S103 | 549 | 11,413 | SH | DFND | 1 | 0 | 0 | 11,413 | |
AURORA CANNABIS INC | COM | 05156X108 | 100 | 12,752 | SH | DFND | 1 | 0 | 0 | 12,752 | |
BARCLAYS BK PLC | BARC ETN+SHILL | 06742A669 | 332 | 2,451 | SH | DFND | 1 | 0 | 0 | 2,451 | |
BOX INC | CL A | 10316T104 | 730 | 41,457 | SH | DFND | 1 | 0 | 0 | 41,457 | |
BROADCOM INC | COM | 11135F101 | 324 | 1,115 | SH | DFND | 1 | 0 | 0 | 1,115 | |
CISCO SYS INC | COM | 17275R102 | 1,001 | 18,290 | SH | DFND | 1 | 0 | 0 | 18,290 | |
COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 243 | 11,393 | SH | DFND | 1 | 0 | 0 | 11,393 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 364 | 1,850 | SH | DFND | 1 | 0 | 0 | 1,850 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 362 | 1,371 | SH | DFND | 1 | 0 | 0 | 1,371 | |
CRACKER BARREL OLD CTRY STOR | COM | 22410J106 | 218 | 1,274 | SH | DFND | 1 | 0 | 0 | 1,274 | |
DOMINION ENERGY INC | COM | 25746U109 | 363 | 4,691 | SH | DFND | 1 | 0 | 0 | 4,691 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 298 | 3,377 | SH | DFND | 1 | 0 | 0 | 3,377 | |
DUPONT DE NEMOURS INC | COM | 26614N102 | 246 | 3,276 | SH | DFND | 1 | 0 | 0 | 3,276 | |
ETF SER SOLUTIONS | APTUS FORTIFIED | 26922A610 | 780 | 29,952 | SH | DFND | 1 | 0 | 0 | 29,952 | |
ETF SER SOLUTIONS | APTUS BHVRL MMTM | 26922A784 | 1,448 | 47,843 | SH | DFND | 1 | 0 | 0 | 47,843 | |
ETF SER SOLUTIONS | LONCAR CANCER | 26922A826 | 350 | 16,565 | SH | DFND | 1 | 0 | 0 | 16,565 | |
ETF MANAGERS TR | ETFMG ALTR HRVST | 26924G508 | 402 | 12,612 | SH | DFND | 1 | 0 | 0 | 12,612 | |
ETSY INC | COM | 29786A106 | 396 | 6,452 | SH | DFND | 1 | 0 | 0 | 6,452 | |
EXXON MOBIL CORP | COM | 30231G102 | 577 | 7,528 | SH | DFND | 1 | 0 | 0 | 7,528 | |
FACEBOOK INC | CL A | 30303M102 | 834 | 4,323 | SH | DFND | 1 | 0 | 0 | 4,323 | |
FIRST TR BICK INDEX FD | COM SHS | 33733H107 | 224 | 8,342 | SH | DFND | 1 | 0 | 0 | 8,342 | |
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 534 | 15,825 | SH | DFND | 1 | 0 | 0 | 15,825 | |
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 1,080 | 16,224 | SH | DFND | 1 | 0 | 0 | 16,224 | |
FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 33734X184 | 478 | 16,652 | SH | DFND | 1 | 0 | 0 | 16,652 | |
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 1,247 | 21,590 | SH | DFND | 1 | 0 | 0 | 21,590 | |
FIRST TR SML CP CORE ALPHA F | COM SHS | 33734Y109 | 290 | 4,710 | SH | DFND | 1 | 0 | 0 | 4,710 | |
FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | 284 | 4,127 | SH | DFND | 1 | 0 | 0 | 4,127 | |
FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 | 808 | 15,495 | SH | DFND | 1 | 0 | 0 | 15,495 | |
FIRST TR LRG CP GRWTH ALPHAD | COM SHS | 33735K108 | 989 | 14,062 | SH | DFND | 1 | 0 | 0 | 14,062 | |
FIRST TR EXCH TRD ALPHA FD I | EUROPE ALPHADEX | 33737J117 | 658 | 18,649 | SH | DFND | 1 | 0 | 0 | 18,649 | |
FIRST TR EXCH TRD ALPHA FD I | BRAZIL ALPHADEX | 33737J133 | 261 | 16,541 | SH | DFND | 1 | 0 | 0 | 16,541 | |
FIRST TR EXCH TRD ALPHA FD I | JAPAN ALPHADEX | 33737J158 | 272 | 5,650 | SH | DFND | 1 | 0 | 0 | 5,650 | |
FIRST TR EXCH TRD ALPHA FD I | DEV MRK EX US | 33737J174 | 214 | 3,964 | SH | DFND | 1 | 0 | 0 | 3,964 | |
FIRST TR EXCH TRD ALPHA FD I | EMERG MKT ALPH | 33737J182 | 217 | 8,598 | SH | DFND | 1 | 0 | 0 | 8,598 | |
FIRST TR EXCH TRD ALPHA FD I | GERMANY ALPHA | 33737J190 | 238 | 5,690 | SH | DFND | 1 | 0 | 0 | 5,690 | |
FIRST TR EXCH TRD ALPHA FD I | SWITZLND ALPHA | 33737J232 | 263 | 5,119 | SH | DFND | 1 | 0 | 0 | 5,119 | |
FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | 393 | 8,332 | SH | DFND | 1 | 0 | 0 | 8,332 | |
FIRST TR EXCHANGE TRADED FD | FIRST TR TA HIYL | 33738D408 | 207 | 4,304 | SH | DFND | 1 | 0 | 0 | 4,304 | |
FIRST TR EXCHANGE TRADED FD | DORSEY WRT 5 ETF | 33738R605 | 443 | 14,580 | SH | DFND | 1 | 0 | 0 | 14,580 | |
FIRST TR EXCHANGE TRADED FD | FST LOW OPPT EFT | 33739Q200 | 1,097 | 21,234 | SH | DFND | 1 | 0 | 0 | 21,234 | |
FIRST TR EXCHANGE TRADED FD | FIRST TR ENH NEW | 33739Q408 | 1,586 | 26,349 | SH | DFND | 1 | 0 | 0 | 26,349 | |
FIRST TR DYNAMIC EUROPE EQT | COM SHS | 33740D107 | 250 | 17,835 | SH | DFND | 1 | 0 | 0 | 17,835 | |
FIRST TR SR FLOATING RATE 20 | COM SHS | 33740K101 | 256 | 28,715 | SH | DFND | 1 | 0 | 0 | 28,715 | |
FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 409 | 43,924 | SH | DFND | 1 | 0 | 0 | 43,924 | |
GENERAL MTRS CO | COM | 37045V100 | 310 | 8,039 | SH | DFND | 1 | 0 | 0 | 8,039 | |
GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 | 246 | 9,351 | SH | DFND | 1 | 0 | 0 | 9,351 | |
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 276 | 16,852 | SH | DFND | 1 | 0 | 0 | 16,852 | |
INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 | 227 | 3,500 | SH | DFND | 1 | 0 | 0 | 3,500 | |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 1,091 | 10,116 | SH | DFND | 1 | 0 | 0 | 10,116 | |
INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 46137V597 | 351 | 2,746 | SH | DFND | 1 | 0 | 0 | 2,746 | |
INVESCO EXCHANGE TRADED FD T | DWA CYCLICALS | 46137V803 | 370 | 6,655 | SH | DFND | 1 | 0 | 0 | 6,655 | |
INVESCO EXCHANGE TRADED FD T | DWA TECHNOLOGY | 46137V811 | 439 | 6,028 | SH | DFND | 1 | 0 | 0 | 6,028 | |
INVESCO EXCHANGE TRADED FD T | DWA MOMENTUM | 46137V837 | 258 | 4,279 | SH | DFND | 1 | 0 | 0 | 4,279 | |
INVESCO EXCHANGE TRADED FD T | DWA INDLS MUMT | 46137V845 | 364 | 5,478 | SH | DFND | 1 | 0 | 0 | 5,478 | |
INVESCO EXCHANGE TRADED FD T | DWA FINL MUMT | 46137V860 | 351 | 9,451 | SH | DFND | 1 | 0 | 0 | 9,451 | |
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 716 | 13,013 | SH | DFND | 1 | 0 | 0 | 13,013 | |
INVESCO EXCHNG TRADED FD TR | KBW REGL BKG | 46138E578 | 285 | 5,657 | SH | DFND | 1 | 0 | 0 | 5,657 | |
INVESCO EXCHNG TRADED FD TR | DWA DEV MKTS | 46138E875 | 398 | 14,716 | SH | DFND | 1 | 0 | 0 | 14,716 | |
ISHARES TR | US TREAS BD ETF | 46429B267 | 492 | 19,040 | SH | DFND | 1 | 0 | 0 | 19,040 | |
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 769 | 8,134 | SH | DFND | 1 | 0 | 0 | 8,134 | |
ISHARES TR | MIN VOL USA ETF | 46429B697 | 1,001 | 16,211 | SH | DFND | 1 | 0 | 0 | 16,211 | |
ISHARES US ETF TR | SHT MAT BD ETF | 46431W507 | 294 | 5,833 | SH | DFND | 1 | 0 | 0 | 5,833 | |
ISHARES US ETF TR | HEALTHCARE | 46431W689 | 313 | 10,735 | SH | DFND | 1 | 0 | 0 | 10,735 | |
ISHARES TR | USA QUALITY FCTR | 46432F339 | 411 | 4,489 | SH | DFND | 1 | 0 | 0 | 4,489 | |
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 1,098 | 9,254 | SH | DFND | 1 | 0 | 0 | 9,254 | |
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 768 | 13,099 | SH | DFND | 1 | 0 | 0 | 13,099 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 1,030 | 16,782 | SH | DFND | 1 | 0 | 0 | 16,782 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 408 | 7,936 | SH | DFND | 1 | 0 | 0 | 7,936 | |
ISHARES TR | MULTIFACTOR USA | 46434V282 | 721 | 22,689 | SH | DFND | 1 | 0 | 0 | 22,689 | |
ISHARES TR | CORE DIV GRWTH | 46434V621 | 362 | 9,475 | SH | DFND | 1 | 0 | 0 | 9,475 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,388 | 12,415 | SH | DFND | 1 | 0 | 0 | 12,415 | |
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 405 | 8,013 | SH | DFND | 1 | 0 | 0 | 8,013 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 573 | 27,435 | SH | DFND | 1 | 0 | 0 | 27,435 | |
MASTERCARD INC | CL A | 57636Q104 | 461 | 1,741 | SH | DFND | 1 | 0 | 0 | 1,741 | |
MERCK & CO INC | COM | 58933Y105 | 565 | 6,699 | SH | DFND | 1 | 0 | 0 | 6,699 | |
NIO INC | SPON ADS | 62914V106 | 63 | 24,575 | SH | DFND | 1 | 0 | 0 | 24,575 | |
NETFLIX INC | COM | 64110L106 | 1,555 | 4,233 | SH | DFND | 1 | 0 | 0 | 4,233 | |
NUTANIX INC | CL A | 67059N108 | 472 | 18,214 | SH | DFND | 1 | 0 | 0 | 18,214 | |
NVIDIA CORP | COM | 67066G104 | 276 | 1,682 | SH | DFND | 1 | 0 | 0 | 1,682 | |
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 1,087 | 80,184 | SH | DFND | 1 | 0 | 0 | 80,184 | |
NUVEEN CR OPPORTUNITIES 2022 | COM | 67075U102 | 102 | 10,600 | SH | DFND | 1 | 0 | 0 | 10,600 | |
NUTRIEN LTD | COM | 67077M108 | 293 | 5,430 | SH | DFND | 1 | 0 | 0 | 5,430 | |
NUVEEN HIGH INCOME NOVEMBER | COM | 67077N106 | 617 | 61,955 | SH | DFND | 1 | 0 | 0 | 61,955 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 451 | 3,941 | SH | DFND | 1 | 0 | 0 | 3,941 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 277 | 2,722 | SH | DFND | 1 | 0 | 0 | 2,722 | |
PROSPECT CAPITAL CORPORATION | NOTE 4.750% 4/1 | 74348TAQ5 | 16 | 16,000 | SH | DFND | 1 | 0 | 0 | 16,000 | |
PROSPECT CAPITAL CORPORATION | NOTE 4.950% 7/1 | 74348TAR3 | 10 | 10,000 | SH | DFND | 1 | 0 | 0 | 10,000 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,751 | 5,949 | SH | DFND | 1 | 0 | 0 | 5,949 | |
SPDR SERIES TRUST | NUV HGHYLD MUN | 78464A284 | 214 | 3,664 | SH | DFND | 1 | 0 | 0 | 3,664 | |
SPDR SERIES TRUST | AEROSPACE DEF | 78464A631 | 511 | 4,919 | SH | DFND | 1 | 0 | 0 | 4,919 | |
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 363 | 3,597 | SH | DFND | 1 | 0 | 0 | 3,597 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 587 | 6,698 | SH | DFND | 1 | 0 | 0 | 6,698 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 578 | 11,777 | SH | DFND | 1 | 0 | 0 | 11,777 | |
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 1,177 | 4,416 | SH | DFND | 1 | 0 | 0 | 4,416 | |
SALESFORCE COM INC | COM | 79466L302 | 476 | 3,135 | SH | DFND | 1 | 0 | 0 | 3,135 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 738 | 7,963 | SH | DFND | 1 | 0 | 0 | 7,963 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 304 | 2,553 | SH | DFND | 1 | 0 | 0 | 2,553 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 931 | 33,714 | SH | DFND | 1 | 0 | 0 | 33,714 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 962 | 12,423 | SH | DFND | 1 | 0 | 0 | 12,423 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,676 | 21,472 | SH | DFND | 1 | 0 | 0 | 21,472 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 998 | 16,738 | SH | DFND | 1 | 0 | 0 | 16,738 | |
SHOPIFY INC | CL A | 82509L107 | 644 | 2,144 | SH | DFND | 1 | 0 | 0 | 2,144 | |
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 368 | 32,450 | SH | DFND | 1 | 0 | 0 | 32,450 | |
STARWOOD PPTY TR INC | NOTE 4.375% 4/0 | 85571BAH8 | 21 | 20,000 | SH | DFND | 1 | 0 | 0 | 20,000 | |
3M CO | COM | 88579Y101 | 264 | 1,523 | SH | DFND | 1 | 0 | 0 | 1,523 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 681 | 2,792 | SH | DFND | 1 | 0 | 0 | 2,792 | |
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 212 | 1,127 | SH | DFND | 1 | 0 | 0 | 1,127 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 234 | 2,733 | SH | DFND | 1 | 0 | 0 | 2,733 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 304 | 11,890 | SH | DFND | 1 | 0 | 0 | 11,890 | |
VANECK VECTORS ETF TR | INVT GRADE FLTG | 92189F486 | 215 | 8,550 | SH | DFND | 1 | 0 | 0 | 8,550 | |
VANECK VECTORS ETF TR | MORNINGSTAR WIDE | 92189F643 | 891 | 18,553 | SH | DFND | 1 | 0 | 0 | 18,553 | |
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 330 | 1,563 | SH | DFND | 1 | 0 | 0 | 1,563 | |
VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | 254 | 1,910 | SH | DFND | 1 | 0 | 0 | 1,910 | |
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | 434 | 3,473 | SH | DFND | 1 | 0 | 0 | 3,473 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 574 | 6,383 | SH | DFND | 1 | 0 | 0 | 6,383 | |
VEREIT INC | COM | 92339V100 | 228 | 24,878 | SH | DFND | 1 | 0 | 0 | 24,878 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,226 | 21,462 | SH | DFND | 1 | 0 | 0 | 21,462 | |
VICTORY PORTFOLIOS II | VCSHS US DISCVRY | 92647N774 | 948 | 25,092 | SH | DFND | 1 | 0 | 0 | 25,092 | |
VICTORY PORTFOLIOS II | VCSHS US 500 ENH | 92647N782 | 1,735 | 35,481 | SH | DFND | 1 | 0 | 0 | 35,481 | |
VICTORY PORTFOLIOS II | VCSHS DEV ENH VL | 92647N816 | 683 | 21,289 | SH | DFND | 1 | 0 | 0 | 21,289 | |
VICTORY PORTFOLIOS II | VCSHS US EQ INCM | 92647N824 | 1,404 | 30,830 | SH | DFND | 1 | 0 | 0 | 30,830 | |
VICTORY PORTFOLIOS II | VCSHS US LRG CAP | 92647N865 | 609 | 12,977 | SH | DFND | 1 | 0 | 0 | 12,977 | |
VICTORY PORTFOLIOS II | VCSHS US SMCP HG | 92647N873 | 340 | 7,685 | SH | DFND | 1 | 0 | 0 | 7,685 | |
VICTORY PORTFOLIOS II | VCSHS INTL HG DV | 92647N881 | 337 | 10,366 | SH | DFND | 1 | 0 | 0 | 10,366 | |
VISA INC | COM CL A | 92826C839 | 300 | 1,729 | SH | DFND | 1 | 0 | 0 | 1,729 | |
WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 | 552 | 20,350 | SH | DFND | 1 | 0 | 0 | 20,350 | |
WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | 292 | 6,686 | SH | DFND | 1 | 0 | 0 | 6,686 | |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 202 | 2,270 | SH | DFND | 1 | 0 | 0 | 2,270 | |
EATON CORP PLC | SHS | G29183103 | 282 | 3,386 | SH | DFND | 1 | 0 | 0 | 3,386 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 276 | 1,934 | SH | DFND | 1 | 0 | 0 | 1,934 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 473 | 4,274 | SH | DFND | 1 | 0 | 0 | 4,274 |