0000913760-19-000063.txt : 20190405
0000913760-19-000063.hdr.sgml : 20190405
20190405134953
ACCESSION NUMBER: 0000913760-19-000063
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190405
DATE AS OF CHANGE: 20190405
EFFECTIVENESS DATE: 20190405
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTL FCSTONE INC.
CENTRAL INDEX KEY: 0000913760
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 592921318
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17573
FILM NUMBER: 19734522
BUSINESS ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-485-3500
MAIL ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP
DATE OF NAME CHANGE: 19931020
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000913760
XXXXXXXX
03-31-2019
03-31-2019
false
INTL FCSTONE INC.
708 Third Avenue
Suite 1500
New York
NY
10017
13F HOLDINGS REPORT
028-17573
N
John Calvano
Chief Compliance Officer
205-414-3367
John Calvano
Birmingham
AL
04-05-2019
1
0
0
1
0001650393
028-17766
SA Stone Investment Advisors Inc.
INFORMATION TABLE
2
infotable.xml
ALBEMARLE CORP
COM
012653101
317
3844
SH
DFND
1
0
0
3844
AMAZON COM INC
COM
023135106
2887
1621
SH
DFND
1
0
0
1621
AMERICAN ELEC PWR CO INC
COM
025537101
279
3335
SH
DFND
1
0
0
3335
AMGEN INC
COM
031162100
645
3395
SH
DFND
1
0
0
3395
APPLE INC
COM
037833100
3363
17702
SH
DFND
1
0
0
17702
BANK AMER CORP
COM
060505104
444
16100
SH
DFND
1
0
0
16100
BANK AMER CORP
7.25%CNV PFD L
060505682
447
339
SH
DFND
1
0
0
339
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
801
3989
SH
DFND
1
0
0
3989
BOEING CO
COM
097023105
776
2036
SH
DFND
1
0
0
2036
CIGNA CORP NEW
COM
125523100
223
1387
SH
DFND
1
0
0
1387
CSX CORP
COM
126408103
333
4445
SH
DFND
1
0
0
4445
CATERPILLAR INC DEL
COM
149123101
231
1708
SH
DFND
1
0
0
1708
CHEVRON CORP NEW
COM
166764100
442
3591
SH
DFND
1
0
0
3591
COCA COLA CO
COM
191216100
437
9249
SH
DFND
1
0
0
9249
CONAGRA BRANDS INC
COM
205887102
375
13511
SH
DFND
1
0
0
13511
CORNING INC
COM
219350105
293
8860
SH
DFND
1
0
0
8860
CUMMINS INC
COM
231021106
276
1746
SH
DFND
1
0
0
1746
DISNEY WALT CO
COM DISNEY
254687106
528
4758
SH
DFND
1
0
0
4758
FIRST BANCSHARES INC MS
COM
318916103
1697
54929
SH
DFND
1
0
0
54929
FIRST TR EXCHANGE TRADED FD
US EQTY OPPT ETF
336920103
355
4741
SH
DFND
1
0
0
4741
FIRST TR NASDAQ100 TECH INDE
SHS
337345102
594
7217
SH
DFND
1
0
0
7217
FORD MTR CO DEL
COM
345370860
180
20455
SH
DFND
1
0
0
20455
GENERAL ELECTRIC CO
COM
369604103
140
13991
SH
DFND
1
0
0
13991
GENPREX INC
COM
372446104
55
35150
SH
DFND
1
0
0
35150
HOME DEPOT INC
COM
437076102
812
4232
SH
DFND
1
0
0
4232
INFOSYS LTD
SPONSORED ADR
456788108
699
63933
SH
DFND
1
0
0
63933
INTEL CORP
COM
458140100
710
13216
SH
DFND
1
0
0
13216
INTERNATIONAL BUSINESS MACHS
COM
459200101
404
2861
SH
DFND
1
0
0
2861
ISHARES GOLD TRUST
ISHARES
464285105
277
22410
SH
DFND
1
0
0
22410
ISHARES INC
MIN VOL EMRG MKT
464286533
229
3872
SH
DFND
1
0
0
3872
ISHARES TR
CORE S&P TTL STK
464287150
605
9401
SH
DFND
1
0
0
9401
ISHARES TR
TIPS BD ETF
464287176
248
2196
SH
DFND
1
0
0
2196
ISHARES TR
CORE S&P500 ETF
464287200
2112
7422
SH
DFND
1
0
0
7422
ISHARES TR
CORE US AGGBD ET
464287226
1538
14103
SH
DFND
1
0
0
14103
ISHARES TR
MSCI EMG MKT ETF
464287234
313
7296
SH
DFND
1
0
0
7296
ISHARES TR
IBOXX INV CP ETF
464287242
475
3991
SH
DFND
1
0
0
3991
ISHARES TR
GLOBAL TECH ETF
464287291
426
2493
SH
DFND
1
0
0
2493
ISHARES TR
S&P 500 GRWT ETF
464287309
1986
11521
SH
DFND
1
0
0
11521
ISHARES TR
S&P 500 VAL ETF
464287408
682
6049
SH
DFND
1
0
0
6049
ISHARES TR
MSCI EAFE ETF
464287465
671
10344
SH
DFND
1
0
0
10344
ISHARES TR
CORE S&P MCP ETF
464287507
746
3939
SH
DFND
1
0
0
3939
ISHARES TR
PHLX SEMICND ETF
464287523
216
1142
SH
DFND
1
0
0
1142
ISHARES TR
NASDAQ BIOTECH
464287556
201
1798
SH
DFND
1
0
0
1798
ISHARES TR
S&P MC 400GR ETF
464287606
1159
5289
SH
DFND
1
0
0
5289
ISHARES TR
RUS 1000 GRW ETF
464287614
463
3058
SH
DFND
1
0
0
3058
ISHARES TR
RUS 1000 ETF
464287622
212
1347
SH
DFND
1
0
0
1347
ISHARES TR
RUS 2000 VAL ETF
464287630
282
2352
SH
DFND
1
0
0
2352
ISHARES TR
RUSSELL 2000 ETF
464287655
649
4242
SH
DFND
1
0
0
4242
ISHARES TR
S&P MC 400VL ETF
464287705
203
1295
SH
DFND
1
0
0
1295
ISHARES TR
U.S. REAL ES ETF
464287739
360
4131
SH
DFND
1
0
0
4131
ISHARES TR
CORE S&P SCP ETF
464287804
1209
15676
SH
DFND
1
0
0
15676
ISHARES TR
PFD AND INCM SEC
464288687
1729
47311
SH
DFND
1
0
0
47311
ISHARES TR
US AER DEF ETF
464288760
924
4628
SH
DFND
1
0
0
4628
ISHARES TR
U.S. MED DVC ETF
464288810
662
2860
SH
DFND
1
0
0
2860
JOHNSON & JOHNSON
COM
478160104
803
5747
SH
DFND
1
0
0
5747
KROGER CO
COM
501044101
331
13441
SH
DFND
1
0
0
13441
KULICKE & SOFFA INDS INC
COM
501242101
250
11253
SH
DFND
1
0
0
11253
LIONS GATE ENTMNT CORP
CL A VTG
535919401
436
27847
SH
DFND
1
0
0
27847
LOCKHEED MARTIN CORP
COM
539830109
370
1233
SH
DFND
1
0
0
1233
MCDONALDS CORP
COM
580135101
248
1306
SH
DFND
1
0
0
1306
MICROSOFT CORP
COM
594918104
909
7706
SH
DFND
1
0
0
7706
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
403
30564
SH
DFND
1
0
0
30564
PEPSICO INC
COM
713448108
360
2937
SH
DFND
1
0
0
2937
PFIZER INC
COM
717081103
462
10879
SH
DFND
1
0
0
10879
PHILIP MORRIS INTL INC
COM
718172109
460
5133
SH
DFND
1
0
0
5133
PROCTER AND GAMBLE CO
COM
742718109
1307
12557
SH
DFND
1
0
0
12557
RAYTHEON CO
COM NEW
755111507
267
1468
SH
DFND
1
0
0
1468
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
1301
38636
SH
DFND
1
0
0
38636
RED HAT INC
COM
756577102
305
1671
SH
DFND
1
0
0
1671
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
297
3739
SH
DFND
1
0
0
3739
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
342
6249
SH
DFND
1
0
0
6249
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
611
11032
SH
DFND
1
0
0
11032
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
639
9132
SH
DFND
1
0
0
9132
SOUTHERN CO
COM
842587107
340
6572
SH
DFND
1
0
0
6572
SQUARE INC
CL A
852234103
1060
14144
SH
DFND
1
0
0
14144
UNION PACIFIC CORP
COM
907818108
263
1574
SH
DFND
1
0
0
1574
UNITED PARCEL SERVICE INC
CL B
911312106
276
2467
SH
DFND
1
0
0
2467
UNITED TECHNOLOGIES CORP
COM
913017109
237
1840
SH
DFND
1
0
0
1840
VANGUARD GROUP
DIV APP ETF
921908844
1963
17822
SH
DFND
1
0
0
17822
VANGUARD STAR FD
VG TL INTL STK F
921909768
253
4875
SH
DFND
1
0
0
4875
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
1061
10857
SH
DFND
1
0
0
10857
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
412
5175
SH
DFND
1
0
0
5175
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
531
6544
SH
DFND
1
0
0
6544
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
261
6354
SH
DFND
1
0
0
6354
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
266
3101
SH
DFND
1
0
0
3101
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1230
24535
SH
DFND
1
0
0
24535
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
215
3257
SH
DFND
1
0
0
3257
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
413
7695
SH
DFND
1
0
0
7695
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
304
1171
SH
DFND
1
0
0
1171
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
379
2650
SH
DFND
1
0
0
2650
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
222
2542
SH
DFND
1
0
0
2542
VANGUARD INDEX FDS
MID CAP ETF
922908629
1365
8463
SH
DFND
1
0
0
8463
VANGUARD INDEX FDS
GROWTH ETF
922908736
1066
6798
SH
DFND
1
0
0
6798
VANGUARD INDEX FDS
VALUE ETF
922908744
693
6396
SH
DFND
1
0
0
6396
VANGUARD INDEX FDS
SMALL CP ETF
922908751
235
1534
SH
DFND
1
0
0
1534
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
742
5126
SH
DFND
1
0
0
5126
WALMART INC
COM
931142103
441
4502
SH
DFND
1
0
0
4502
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
416
322
SH
DFND
1
0
0
322
AT&T INC
COM
00206R102
1072
34178
SH
DFND
1
0
0
34178
ARK ETF TR
INNOVATION ETF
00214Q104
1055
22575
SH
DFND
1
0
0
22575
ARK ETF TR
WEB X.O ETF
00214Q401
271
5226
SH
DFND
1
0
0
5226
ABBVIE INC
COM
00287Y109
672
8336
SH
DFND
1
0
0
8336
ACCELERATE DIAGNOSTICS INC
COM
00430H102
264
12540
SH
DFND
1
0
0
12540
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
249
1365
SH
DFND
1
0
0
1365
ALPHABET INC
CAP STK CL C
02079K107
422
360
SH
DFND
1
0
0
360
ALPHABET INC
CAP STK CL A
02079K305
298
253
SH
DFND
1
0
0
253
ALTRIA GROUP INC
COM
02209S103
586
10074
SH
DFND
1
0
0
10074
AURORA CANNABIS INC
COM
05156X108
95
10455
SH
DFND
1
0
0
10455
BARCLAYS BK PLC
BARC ETN+SHILL
06742A669
313
2404
SH
DFND
1
0
0
2404
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
928
26528
SH
DFND
1
0
0
26528
BOX INC
CL A
10316T104
739
38273
SH
DFND
1
0
0
38273
BROADCOM INC
COM
11135F101
351
1167
SH
DFND
1
0
0
1167
CISCO SYS INC
COM
17275R102
945
17505
SH
DFND
1
0
0
17505
COLLECTORS UNIVERSE INC
COM NEW
19421R200
283
16126
SH
DFND
1
0
0
16126
COSTCO WHSL CORP NEW
COM
22160K105
315
1302
SH
DFND
1
0
0
1302
DISH NETWORK CORP
CL A
25470M109
206
6514
SH
DFND
1
0
0
6514
DOLBY LABORATORIES INC
COM CL A
25659T107
231
3668
SH
DFND
1
0
0
3668
DOMINION ENERGY INC
COM
25746U109
376
4909
SH
DFND
1
0
0
4909
DOWDUPONT INC
COM
26078J100
472
8850
SH
DFND
1
0
0
8850
DUKE ENERGY CORP NEW
COM NEW
26441C204
306
3400
SH
DFND
1
0
0
3400
ETF SER SOLUTIONS
APTUS FORTIFIED
26922A610
790
29962
SH
DFND
1
0
0
29962
ETF SER SOLUTIONS
APTUS BHVRL MMTM
26922A784
1432
49038
SH
DFND
1
0
0
49038
ETF SER SOLUTIONS
LONCAR CANCER
26922A826
359
17083
SH
DFND
1
0
0
17083
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
413
11345
SH
DFND
1
0
0
11345
ETSY INC
COM
29786A106
374
5564
SH
DFND
1
0
0
5564
EXXON MOBIL CORP
COM
30231G102
609
7535
SH
DFND
1
0
0
7535
FACEBOOK INC
CL A
30303M102
672
4032
SH
DFND
1
0
0
4032
FIRST TR BICK INDEX FD
COM SHS
33733H107
230
8496
SH
DFND
1
0
0
8496
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
592
7745
SH
DFND
1
0
0
7745
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
1044
16326
SH
DFND
1
0
0
16326
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
1339
23243
SH
DFND
1
0
0
23243
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
309
5014
SH
DFND
1
0
0
5014
FIRST TR MID CAP CORE ALPHAD
COM SHS
33735B108
322
4808
SH
DFND
1
0
0
4808
FIRST TR LRG CP VL ALPHADEX
COM SHS
33735J101
841
16307
SH
DFND
1
0
0
16307
FIRST TR LRG CP GRWTH ALPHAD
COM SHS
33735K108
946
14124
SH
DFND
1
0
0
14124
FIRST TR EXCH TRD ALPHA FD I
EUROPE ALPHADEX
33737J117
695
19976
SH
DFND
1
0
0
19976
FIRST TR EXCH TRD ALPHA FD I
BRAZIL ALPHADEX
33737J133
237
16585
SH
DFND
1
0
0
16585
FIRST TR EXCH TRD ALPHA FD I
JAPAN ALPHADEX
33737J158
315
6334
SH
DFND
1
0
0
6334
FIRST TR EXCH TRD ALPHA FD I
DEV MRK EX US
33737J174
214
3929
SH
DFND
1
0
0
3929
FIRST TR EXCH TRD ALPHA FD I
GERMANY ALPHA
33737J190
235
5714
SH
DFND
1
0
0
5714
FIRST TR EXCH TRD ALPHA FD I
SWITZLND ALPHA
33737J232
251
5207
SH
DFND
1
0
0
5207
FIRST TR EXCHANGE TRADED FD
SENIOR LN FD
33738D309
429
9108
SH
DFND
1
0
0
9108
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
303
10075
SH
DFND
1
0
0
10075
FIRST TR EXCH TRADED FD III
INSTL PFD SECS
33739P855
327
17178
SH
DFND
1
0
0
17178
FIRST TR EXCHANGE TRADED FD
FST LOW OPPT EFT
33739Q200
555
10820
SH
DFND
1
0
0
10820
FIRST TR EXCHANGE TRADED FD
FIRST TR ENH NEW
33739Q408
781
13001
SH
DFND
1
0
0
13001
FIRST TR DYNAMIC EUROPE EQT
COM SHS
33740D107
256
17820
SH
DFND
1
0
0
17820
FIRST TR SR FLOATING RATE 20
COM SHS
33740K101
235
26915
SH
DFND
1
0
0
26915
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
374
28210
SH
DFND
1
0
0
28210
GENERAL MTRS CO
COM
37045V100
284
7659
SH
DFND
1
0
0
7659
GLOBAL X FDS
LITHIUM BTRY ETF
37954Y855
278
9816
SH
DFND
1
0
0
9816
INTELLIA THERAPEUTICS INC
COM
45826J105
300
17552
SH
DFND
1
0
0
17552
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
1936
18539
SH
DFND
1
0
0
18539
INVESCO EXCHANGE TRADED FD T
DWA CYCLICALS
46137V803
311
5670
SH
DFND
1
0
0
5670
INVESCO EXCHANGE TRADED FD T
DWA TECHNOLOGY
46137V811
448
6608
SH
DFND
1
0
0
6608
INVESCO EXCHANGE TRADED FD T
DWA MOMENTUM
46137V837
268
4737
SH
DFND
1
0
0
4737
INVESCO EXCHANGE TRADED FD T
DWA INDLS MUMT
46137V845
303
4957
SH
DFND
1
0
0
4957
INVESCO EXCHNG TRADED FD TR
S&P500 LOW VOL
46138E354
711
13511
SH
DFND
1
0
0
13511
INVESCO EXCHNG TRADED FD TR
KBW REGL BKG
46138E578
282
5788
SH
DFND
1
0
0
5788
INVESCO EXCHNG TRADED FD TR
DWA DEV MKTS
46138E875
389
15059
SH
DFND
1
0
0
15059
ISHARES TR
FLTG RATE NT ETF
46429B655
212
4155
SH
DFND
1
0
0
4155
ISHARES TR
CORE HIGH DV ETF
46429B663
600
6429
SH
DFND
1
0
0
6429
ISHARES TR
MIN VOL USA ETF
46429B697
467
7942
SH
DFND
1
0
0
7942
ISHARES US ETF TR
SHT MAT BD ETF
46431W507
355
7069
SH
DFND
1
0
0
7069
ISHARES US ETF TR
HEALTHCARE
46431W689
273
9660
SH
DFND
1
0
0
9660
ISHARES TR
USA QUALITY FCTR
46432F339
288
3247
SH
DFND
1
0
0
3247
ISHARES TR
USA MOMENTUM FCT
46432F396
376
3349
SH
DFND
1
0
0
3349
ISHARES TR
CORE MSCI TOTAL
46432F834
426
7331
SH
DFND
1
0
0
7331
ISHARES TR
CORE MSCI EAFE
46432F842
960
15797
SH
DFND
1
0
0
15797
ISHARES INC
CORE MSCI EMKT
46434G103
347
6707
SH
DFND
1
0
0
6707
ISHARES TR
MULTIFACTOR USA
46434V282
677
21823
SH
DFND
1
0
0
21823
ISHARES TR
CORE DIV GRWTH
46434V621
359
9775
SH
DFND
1
0
0
9775
JPMORGAN CHASE & CO
COM
46625H100
1209
11945
SH
DFND
1
0
0
11945
JP MORGAN EXCHANGE TRADED FD
ULTRA SHRT INC
46641Q837
934
18530
SH
DFND
1
0
0
18530
KINDER MORGAN INC DEL
COM
49456B101
578
28904
SH
DFND
1
0
0
28904
MASTERCARD INC
CL A
57636Q104
367
1560
SH
DFND
1
0
0
1560
MERCK & CO INC
COM
58933Y105
549
6562
SH
DFND
1
0
0
6562
NIO INC
SPON ADS
62914V106
143
28050
SH
DFND
1
0
0
28050
NETFLIX INC
COM
64110L106
1297
3638
SH
DFND
1
0
0
3638
NUTANIX INC
CL A
67059N108
711
18839
SH
DFND
1
0
0
18839
NVIDIA CORP
COM
67066G104
281
1564
SH
DFND
1
0
0
1564
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
1124
83690
SH
DFND
1
0
0
83690
NUVEEN CR OPPORTUNITIES 2022
COM
67075U102
103
10600
SH
DFND
1
0
0
10600
NUTRIEN LTD
COM
67077M108
305
5728
SH
DFND
1
0
0
5728
NUVEEN HIGH INCOME NOVEMBER
COM
67077N106
608
61941
SH
DFND
1
0
0
61941
PAYPAL HLDGS INC
COM
70450Y103
321
3093
SH
DFND
1
0
0
3093
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
316
3109
SH
DFND
1
0
0
3109
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
16
16000
SH
DFND
1
0
0
16000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1113
3922
SH
DFND
1
0
0
3922
SPDR SERIES TRUST
AEROSPACE DEF
78464A631
424
4623
SH
DFND
1
0
0
4623
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
290
2913
SH
DFND
1
0
0
2913
SPDR SERIES TRUST
S&P SEMICNDCTR
78464A862
294
3743
SH
DFND
1
0
0
3743
SPDR SERIES TRUST
S&P BIOTECH
78464A870
642
7094
SH
DFND
1
0
0
7094
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
520
10761
SH
DFND
1
0
0
10761
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1900
7318
SH
DFND
1
0
0
7318
SALESFORCE COM INC
COM
79466L302
384
2427
SH
DFND
1
0
0
2427
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1168
12734
SH
DFND
1
0
0
12734
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
263
2306
SH
DFND
1
0
0
2306
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
939
36531
SH
DFND
1
0
0
36531
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
997
13294
SH
DFND
1
0
0
13294
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1811
24472
SH
DFND
1
0
0
24472
SHOPIFY INC
CL A
82509L107
370
1789
SH
DFND
1
0
0
1789
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
339
32450
SH
DFND
1
0
0
32450
TETRA TECH INC NEW
COM
88162G103
385
6457
SH
DFND
1
0
0
6457
3M CO
COM
88579Y101
244
1172
SH
DFND
1
0
0
1172
UNITEDHEALTH GROUP INC
COM
91324P102
616
2490
SH
DFND
1
0
0
2490
UNIVERSAL DISPLAY CORP
COM
91347P105
221
1447
SH
DFND
1
0
0
1447
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
248
11057
SH
DFND
1
0
0
11057
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
804
17248
SH
DFND
1
0
0
17248
VANGUARD WORLD FDS
INF TECH ETF
92204A702
272
1358
SH
DFND
1
0
0
1358
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
248
1912
SH
DFND
1
0
0
1912
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
299
2432
SH
DFND
1
0
0
2432
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
529
6087
SH
DFND
1
0
0
6087
VEREIT INC
COM
92339V100
228
26833
SH
DFND
1
0
0
26833
VERIZON COMMUNICATIONS INC
COM
92343V104
1158
19587
SH
DFND
1
0
0
19587
VERU INC
COM
92536C103
17
11583
SH
DFND
1
0
0
11583
VICTORY PORTFOLIOS II
VCSHS US DISCVRY
92647N774
1160
29352
SH
DFND
1
0
0
29352
VICTORY PORTFOLIOS II
VCSHS US 500 ENH
92647N782
1696
36263
SH
DFND
1
0
0
36263
VICTORY PORTFOLIOS II
VCSHS DEV ENH VL
92647N816
749
23698
SH
DFND
1
0
0
23698
VICTORY PORTFOLIOS II
VCSHS US EQ INCM
92647N824
1282
28781
SH
DFND
1
0
0
28781
VICTORY PORTFOLIOS II
VCSHS US LRG CAP
92647N865
480
10440
SH
DFND
1
0
0
10440
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
546
19835
SH
DFND
1
0
0
19835
WISDOMTREE TR
US QTLY DIV GRT
97717X669
288
6682
SH
DFND
1
0
0
6682
EATON CORP PLC
SHS
G29183103
236
2924
SH
DFND
1
0
0
2924
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
276
1932
SH
DFND
1
0
0
1932
NXP SEMICONDUCTORS N V
COM
N6596X109
212
2404
SH
DFND
1
0
0
2404