0000913760-19-000054.txt : 20190215
0000913760-19-000054.hdr.sgml : 20190215
20190215165122
ACCESSION NUMBER: 0000913760-19-000054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190213
FILED AS OF DATE: 20190215
DATE AS OF CHANGE: 20190215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lyon Charles M
CENTRAL INDEX KEY: 0001620576
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36045
FILM NUMBER: 19612199
MAIL ADDRESS:
STREET 1: 329 PARK AVENUE NORTH
STREET 2: SUITE 350
CITY: WINTER PARK
STATE: FL
ZIP: 32789
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTL FCSTONE INC.
CENTRAL INDEX KEY: 0000913760
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 592921318
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-485-3500
MAIL ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP
DATE OF NAME CHANGE: 19931020
4
1
wf-form4_155026746898009.xml
FORM 4
X0306
4
2019-02-13
0
0000913760
INTL FCSTONE INC.
INTL
0001620576
Lyon Charles M
329 PARK AVENUE NORTH
SUITE 350
WINTER PARK
FL
32789
0
0
0
1
Executive VP - subsidiary
Common Stock
30541
D
Stock Options
45.0
2019-02-13
4
A
0
100000
45
A
2021-12-05
2026-12-05
Common Stock
100000.0
100000
D
The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan.
The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018.
The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.
Charles M. Lyon
2019-02-15