0000913760-19-000052.txt : 20190215
0000913760-19-000052.hdr.sgml : 20190215
20190215165019
ACCESSION NUMBER: 0000913760-19-000052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190213
FILED AS OF DATE: 20190215
DATE AS OF CHANGE: 20190215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OCONNOR SEAN MICHAEL
CENTRAL INDEX KEY: 0001208362
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36045
FILM NUMBER: 19612186
MAIL ADDRESS:
STREET 1: 220 E. CENTRAL PARKWAY
STREET 2: SUITE 2060
CITY: ALTEMONTE SPRINGS
STATE: FL
ZIP: 32701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTL FCSTONE INC.
CENTRAL INDEX KEY: 0000913760
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 592921318
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-485-3500
MAIL ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP
DATE OF NAME CHANGE: 19931020
4
1
wf-form4_155026740593603.xml
FORM 4
X0306
4
2019-02-13
0
0000913760
INTL FCSTONE INC.
INTL
0001208362
OCONNOR SEAN MICHAEL
329 PARK AVENUE NORTH
SUITE 350
WINTER PARK
FL
32789
1
1
0
0
CEO/President
Common Stock
317452
D
Common Stock
10050
I
By Children
Common Stock
780434
I
Darseaker Limited
Stock Options
45.0
2019-02-13
4
A
0
200000
45
A
2021-12-05
2026-12-05
Common Stock
200000.0
400000
D
The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan.
The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018.
The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date.
Sean M. O'Connor
2019-02-15