0000913760-19-000050.txt : 20190215 0000913760-19-000050.hdr.sgml : 20190215 20190215164914 ACCESSION NUMBER: 0000913760-19-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190213 FILED AS OF DATE: 20190215 DATE AS OF CHANGE: 20190215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Philip Andrew CENTRAL INDEX KEY: 0001569789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 19612165 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 4 1 wf-form4_155026734062723.xml FORM 4 X0306 4 2019-02-13 0 0000913760 INTL FCSTONE INC. INTL 0001569789 Smith Philip Andrew 708 THIRD AVENUE SUITE 1500 NEW YORK NY 10017 0 0 0 1 CEO - subsidiary entity Common 124869 D Stock Options 45.0 2019-02-13 4 A 0 100000 45 A 2021-12-05 2026-12-05 Common Stock 100000.0 180000 D The option grant was approved by the Company's Board of Directors on December 5, 2018, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 13, 2019. The Amendment increased the number of shares that could be granted under the plan. The strike price of the grant was set by the Company's Board of Directors at 113.5% of the closing price on December 4, 2018. The options vest in equal tranches on each of the third, fourth, fifth, sixth and seventh anniversaries of the grant date. Philip Andrew Smith 2019-02-15