Condensed Consolidated Balance Sheets - USD ($)	Dec. 31, 2018	Sep. 30, 2018
ASSETS
Cash and cash equivalents	$ 358.2	$ 342.3
Cash, securities and other assets segregated under federal and other regulations (including $312.9 and $643.3 at fair value at December 31, 2018 and September 30, 2018, respectively)	1,020.2	1,408.7
Collateralized transactions:
Securities purchased under agreements to resell	1,191.4	870.8
Securities Borrowed	963.3	225.5
Broker-dealers, clearing organizations and counterparties (including $307.3 and $517.4 at fair value at December 31, 2018 and September 30, 2018, respectively)	2,364	2,234.5
Receivables from customers, net	352.4	288
Notes receivable, net	1.5	3.8
Income taxes receivable	0.3	0.3
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $320.9 and $123.0 at December 31, 2018 and September 30, 2018, respectively)	2,054.5	2,054.8
Physical commodities inventory, net (including $164.4 and $156.9 at fair value at December 31, 2018 and September 30, 2018, respectively)	222.5	222.5
Deferred income taxes, net	19.9	19.8
Property and equipment, net	44.7	42.4
Goodwill and intangible assets, net	59.3	59.8
Other assets	58.3	51.5
Total assets	8,710.5	7,824.7
Liabilities:
Accounts payable and other accrued liabilities	130.4	145.4
Payables to:
Customers	3,275.9	3,639.6
Broker-dealers, clearing organizations and counterparties (including $12.7 and $0.0 at fair value at December 31, 2018 and September 30, 2018), respectively	223.2	89.5
Lenders under loans	435.4	355.2
Income taxes payable	9.6	8.6
Collateralized transactions:	0	0
Securities sold under agreements to repurchase	2,239.3	1,936.7
Securities Loaned	1,031	277.9
Financial instruments sold, not yet purchased, at fair value	839.7	866.5
Total liabilities	8,184.5	7,319.4
Commitments and contingencies (Note 12)
Stockholders' Equity:
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding	0	0
Common stock, $0.01 par value. Authorized 30,000,000 shares; 21,154,065 issued and 19,032,108 outstanding at December 31, 2018 and 21,030,497 issued and 18,908,540 outstanding at September 30, 2018	0.2	0.2
Common stock in treasury, at cost - 2,121,957 shares at December 31, 2018 and September 30, 2018	(46.3)	(46.3)
Additional paid-in capital	269.7	267.5
Retained earnings	335.2	317
Accumulated other comprehensive loss, net	(32.8)	(33.1)
Total stockholders' equity	526	505.3
Total liabilities and stockholders' equity	$ 8,710.5	$ 7,824.7

Amount combines the carrying amounts for goodwill and finite- and indefinite-lived intangible assets. Goodwill represents the carrying amount as of the balance sheet date, which is the cumulative amount paid and (if applicable) the fair value of any noncontrolling interest in the acquire, adjusted for any amortization recognized prior to adoption of any changes in generally accepted accounting principles (as applicable) and for any impairment charges, in excess of the fair value of net assets acquired in one or more business combination transactions. Indefinite-lived intangible assets represent the carrying amount of intangible assets, excluding goodwill, which have a projected indefinite period of benefit (hence are not amortized), allocated to the reportable segment. These assets, acquired either individually or as part of a group of assets, in either an asset acquisition or business combination, are assessed at least annually for impairment. Examples may include trade secrets, contractual rights, trade names, and licensing agreements. Finite-lived intangible assets are the aggregate sum of gross carrying value of a major finite-lived intangible asset class, less accumulated amortization and any impairment charges. A major class is composed of intangible assets that can be grouped together because they are similar, either by their nature or by their use in the operations of a company.

No definition available.