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Consolidated Balance Sheets - USD ($)
$ in Millions
Sep. 30, 2018
Sep. 30, 2017
ASSETS    
Cash and cash equivalents $ 342.3 $ 314.9
Cash, securities and other assets segregated under federal and other regulations (including $643.3 and $54.5 at fair value at September 30, 2018 and September 30, 2017, respectively) 1,408.7 518.8
Securities purchased under agreements to resell 870.8 406.6
Securities Borrowed 225.5 86.6
Deposits with and receivables from broker-dealers, clearing organizations and counterparties (including $517.4 and $204.7 at fair value at September 30, 2018 and September 30, 2017, respectively) 2,234.5 2,625.1
Receivables from customers, net 288.0 232.7
Notes receivable, net 3.8 10.6
Income taxes receivable 0.3 0.4
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $123.0 and $19.4 at September 30, 2018 and September 30, 2017, respectively) 2,054.8 1,731.8
Physical commodities inventory (including $156.9 and $73.2 at fair value at September 30, 2018 and September 30, 2017, respectively) 222.5 124.8
Deferred income taxes, net 19.8 42.6
Property and equipment, net 42.4 38.7
Goodwill and intangible assets, net 59.8 59.4
Other assets 51.5 50.4
Total assets 7,824.7 6,243.4
Liabilities:    
Accounts payable and other accrued liabilities (including $0.0 and $1.0 at fair value at September 30, 2018 and September 30, 2017) 145.4 135.6
Payable to:    
Customers 3,639.6 3,072.9
Broker-dealers, clearing organizations and counterparties (including $0.0 and $4.8 at fair value at September 30, 2018 and September 30, 2017, respectively) 89.5 125.7
Lenders under loans 355.2 230.2
Income taxes payable 8.6 7.3
Securities sold under agreements to repurchase 1,936.7 1,393.1
Securities Loaned 277.9 111.1
Financial instruments sold, not yet purchased, at fair value 866.5 717.6
Total liabilities 7,319.4 5,793.5
Commitments and contingencies (Note 11)
Stockholders’ equity:    
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding 0.0 0.0
Common stock, $0.01 par value. Authorized 30,000,000 shares; 21,030,497 issued and 18,908,540 outstanding at September 30, 2018 and 20,855,243 issued and 18,733,286 outstanding at September 30, 2017 0.2 0.2
Common stock in treasury, at cost - 2,121,957 shares at September 30, 2018 and 2017 (46.3) (46.3)
Additional paid-in capital 267.5 259.0
Retained earnings 317.0 261.5
Accumulated other comprehensive loss, net (33.1) (24.5)
Total stockholders' equity 505.3 449.9
Total liabilities and stockholders' equity $ 7,824.7 $ 6,243.4