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Condensed Consolidated Balance Sheets - USD ($)
$ in Millions
Jun. 30, 2018
Sep. 30, 2017
ASSETS    
Cash and cash equivalents $ 347.8 $ 314.9
Cash, securities and other assets segregated under federal and other regulations (including $675.4 and $54.5 at fair value at June 30, 2018 and September 30, 2017, respectively) 1,212.6 518.8
Collateralized transactions:    
Securities purchased under agreements to resell 769.6 406.6
Securities borrowed 176.3 86.6
Deposits with and receivables from broker-dealers, clearing organizations and counterparties (including $716.4 and $204.7 at fair value at June 30, 2018 and September 30, 2017, respectively) 2,165.2 2,625.1
Receivables from customers, net 218.5 232.7
Notes receivable 11.0 10.6
Income taxes receivable 0.2 0.4
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $17.3 and $19.4 at June 30, 2018 and September 30, 2017, respectively) 2,003.4 1,731.8
Physical commodities inventory, net (including $111.1 and $73.2 at fair value at June 30, 2018 and September 30, 2017, respectively) 212.8 124.8
Deferred income taxes, net 22.7 42.6
Property and equipment, net 41.0 38.7
Goodwill and intangible assets, net 56.4 59.4
Other assets 47.4 50.4
Total assets 7,284.9 6,243.4
Liabilities:    
Accounts payable and other accrued liabilities (including $1.0 at fair value at September 30, 2017) 128.1 135.6
Payables to:    
Customers 3,354.7 3,072.9
Broker-dealers, clearing organizations and counterparties (including $7.1 and $4.8 at fair value at June 30, 2018 and September 30, 2017), respectively 130.8 125.7
Lenders under loans 360.6 230.2
Income taxes payable 12.5 7.3
Collateralized transactions:    
Securities sold under agreements to repurchase 1,599.0 1,393.1
Securities loaned 204.3 111.1
Financial instruments sold, not yet purchased, at fair value 1,007.2 717.6
Total liabilities 6,797.2 5,793.5
Commitments and contingencies (Note 11)
Stockholders' Equity:    
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding 0.0 0.0
Common stock, $0.01 par value. Authorized 30,000,000 shares; 21,012,531 issued and 18,890,574 outstanding at June 30, 2018 and 20,855,243 issued and 18,733,286 outstanding at September 30, 2017 0.2 0.2
Common stock in treasury, at cost - 2,121,957 shares at June 30, 2018 and September 30, 2017 (46.3) (46.3)
Additional paid-in capital 265.7 259.0
Retained earnings 301.3 261.5
Accumulated other comprehensive loss, net (33.2) (24.5)
Total stockholders' equity 487.7 449.9
Total liabilities and stockholders' equity $ 7,284.9 $ 6,243.4