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Condensed Consolidated Balance Sheets - USD ($)
$ in Millions
Mar. 31, 2018
Sep. 30, 2017
ASSETS    
Cash and cash equivalents $ 336.0 $ 314.9
Cash, securities and other assets segregated under federal and other regulations (including $615.6 and $54.5 at fair value at March 31, 2018 and September 30, 2017, respectively) 1,251.4 518.8
Collateralized transactions:    
Securities purchased under agreements to resell 604.7 406.6
Securities borrowed 519.9 86.6
Deposits with and receivables from broker-dealers, clearing organizations and counterparties (including $649.5 and $204.7 at fair value at March 31, 2018 and September 30, 2017, respectively) 1,914.1 2,625.1
Receivables from customers, net 220.4 232.7
Notes receivable 12.4 10.6
Income taxes receivable 0.4 0.4
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $5.1 and $19.4 at March 31, 2018 and September 30, 2017, respectively) 1,889.7 1,731.8
Physical commodities inventory, net (including $187.1 and $73.2 at fair value at March 31, 2018 and September 30, 2017, respectively) 286.3 124.8
Deferred income taxes, net 23.9 42.6
Property and equipment, net 41.0 38.7
Goodwill and intangible assets, net 57.1 59.4
Other assets 46.4 50.4
Total assets 7,203.7 6,243.4
Liabilities:    
Accounts payable and other accrued liabilities (including $1.0 at fair value at September 30, 2017) 129.6 135.6
Payables to:    
Customers 3,231.6 3,072.9
Broker-dealers, clearing organizations and counterparties (including $5.7 and $4.8 at fair value at March 31, 2018 and September 30, 2017), respectively 79.7 125.7
Lenders under loans 340.5 230.2
Income taxes payable 11.2 7.3
Collateralized transactions:    
Securities sold under agreements to repurchase 1,562.5 1,393.1
Securities loaned 559.1 111.1
Financial instruments sold, not yet purchased, at fair value 822.9 717.6
Total liabilities 6,737.1 5,793.5
Commitments and contingencies (Note 11)
Stockholders' Equity:    
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding 0.0 0.0
Common stock, $0.01 par value. Authorized 30,000,000 shares; 20,982,674 issued and 18,860,717 outstanding at March 31, 2018 and 20,855,243 issued and 18,733,286 outstanding at September 30, 2017 0.2 0.2
Common stock in treasury, at cost - 2,121,957 shares at March 31, 2018 and September 30, 2017 (46.3) (46.3)
Additional paid-in capital 263.7 259.0
Retained earnings 277.3 261.5
Accumulated other comprehensive loss, net (28.3) (24.5)
Total stockholders' equity 466.6 449.9
Total liabilities and stockholders' equity $ 7,203.7 $ 6,243.4