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Condensed Consolidated Balance Sheets - USD ($)
$ in Millions
Dec. 31, 2017
Sep. 30, 2017
ASSETS    
Cash and cash equivalents $ 321.8 $ 314.9
Cash, securities and other assets segregated under federal and other regulations (including $247.6 and $618.8 at fair value at March 31, 2017 and September 30, 2016, respectively) 464.4 518.8
Collateralized transactions:    
Securities purchased under agreements to resell 559.5 406.6
Securities Borrowed 95.7 86.6
Broker-dealers, clearing organizations and counterparties (including $53.7 and $204.7 at fair value at December 31, 2017 and September 30, 2017, respectively) 2,628.2 2,625.1
Receivables from customers, net 254.4 232.7
Notes receivable, net 10.6 10.6
Income taxes receivable 0.5 0.4
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $3.4 and $19.4 at December 31, 2017 and September 30, 2017, respectively) 2,055.9 1,731.8
Physical commodities inventory, net (including $142.7 and $73.2 at fair value at December 31, 2017 and September 30, 2017, respectively) 244.7 124.8
Deferred income taxes, net 22.9 42.6
Property and equipment, net 40.3 38.7
Goodwill and intangible assets, net 57.6 59.4
Other assets 52.4 50.4
Total assets 6,808.9 6,243.4
Liabilities:    
Accounts payable and other accrued liabilities (including $1.0 at fair value at September 30, 2017) 111.5 135.6
Payables to:    
Customers 3,063.8 3,072.9
Broker-dealers, clearing organizations and counterparties (including $1.1 and $4.8 at fair value at December 31, 2017 and September 30, 2017), respectively 197.1 125.7
Lenders under loans 422.9 230.2
Income taxes payable 7.9 7.3
Collateralized transactions: 1,759.2 1,504.2
Securities sold under agreements to repurchase 1,650.4 1,393.1
Securities Loaned 108.8 111.1
Financial instruments sold, not yet purchased, at fair value 803.3 717.6
Total liabilities 6,365.7 5,793.5
Commitments and contingencies (Note 11)
Stockholders' Equity:    
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding 0.0 0.0
Common stock, $0.01 par value. Authorized 30,000,000 shares; 20,931,720 issued and 18,809,763 outstanding at December 31, 2017 and 20,855,243 issued and 18,733,286 outstanding at September 30, 2017 0.2 0.2
Common stock in treasury, at cost - 2,121,957 shares at December 31, 2017 and September 30, 2017 (46.3) (46.3)
Additional paid-in capital 261.4 259.0
Retained earnings 254.6 261.5
Accumulated other comprehensive loss, net (26.7) (24.5)
Total stockholders' equity 443.2 449.9
Total liabilities and stockholders' equity $ 6,808.9 $ 6,243.4