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Consolidated Balance Sheets - USD ($)
$ in Millions
Sep. 30, 2017
Sep. 30, 2016
ASSETS    
Cash and cash equivalents $ 314.9 $ 316.2
Cash, securities and other assets segregated under federal and other regulations (including $54.5 and $618.8 at fair value at September 30, 2017 and September 30, 2016, respectively) 518.8 1,136.3
Securities purchased under agreements to resell 406.6 609.6
Securities Borrowed 86.6 0.0
Deposits with and receivables from broker-dealers, clearing organizations and counterparties (including $204.7 and $853.3 at fair value at September 30, 2017 and September 30, 2016, respectively) 2,625.1 1,761.4
Receivables from customers, net 232.7 194.5
Notes receivable, net 10.6 18.9
Income taxes receivable 0.4 1.1
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $19.4 and $47.2 at September 30, 2017 and September 30, 2016, respectively) 1,731.8 1,606.1
Physical commodities inventory (including $73.2 and $71.2 at fair value at September 30, 2017 and September 30, 2016, respectively) 124.8 123.8
Deferred income taxes, net 42.6 34.5
Property and equipment, net 38.7 29.4
Goodwill and intangible assets, net 59.4 56.6
Other assets 50.4 61.9
Total assets 6,243.4 5,950.3
Liabilities:    
Accounts payable and other accrued liabilities (including $1.0 and $0.8 at fair value at September 30, 2017 and September 30, 2016) 135.6 161.3
Payable to:    
Customers 3,072.9 2,854.2
Broker-dealers, clearing organizations and counterparties (including $4.8 and $3.5 at fair value at September 30, 2017 and September 30, 2016, respectively) 125.7 260.1
Lenders under loans 230.2 182.8
Senior unsecured notes 0.0 44.5
Income taxes payable 7.3 7.1
Securities sold under agreements to repurchase 1,393.1 1,167.1
Securities Loaned 111.1 0.0
Financial instruments sold, not yet purchased, at fair value 717.6 839.4
Total liabilities 5,793.5 5,516.5
Commitments and contingencies (Note 11)
Stockholders’ equity:    
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding 0.0 0.0
Common stock, $0.01 par value. Authorized 30,000,000 shares; 20,855,243 issued and 18,733,286 outstanding at September 30, 2017 and 20,557,175 issued and 18,435,218 outstanding at September 30, 2016 0.2 0.2
Common stock in treasury, at cost - 2,121,957 shares at September 30, 2017 and 2016 (46.3) (46.3)
Additional paid-in capital 259.0 249.4
Retained earnings 261.5 255.1
Accumulated other comprehensive loss, net (24.5) (24.6)
Total stockholders' equity 449.9 433.8
Total liabilities and stockholders' equity $ 6,243.4 $ 5,950.3