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Condensed Consolidated Balance Sheets - USD ($)
$ in Millions
Mar. 31, 2017
Sep. 30, 2016
ASSETS    
Cash and cash equivalents $ 296.3 $ 316.2
Cash, securities and other assets segregated under federal and other regulations (including $247.6 and $618.8 at fair value at March 31, 2017 and September 30, 2016, respectively) 1,085.5 1,136.3
Securities purchased under agreements to resell 738.8 609.6
Securities Borrowed 73.6 0.0
Deposits with and receivables from:    
Exchange-clearing organizations (including $636.5 and $868.5 at fair value at March 31, 2017 and September 30, 2016, respectively) 1,679.4 1,524.4
Broker-dealers, clearing organizations and counterparties (including $34.7 and $(15.2) at fair value at March 31, 2017 and September 30, 2016, respectively) 170.3 237.0
Receivables from customers, net 204.0 194.5
Notes receivable, net 11.0 18.9
Income taxes receivable 0.8 1.1
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $324.6 and $47.2 at March 31, 2017 and September 30, 2016, respectively) 1,906.7 1,606.1
Physical commodities inventory, net (including $117.8 and $71.2 at fair value at March 31, 2017 and September 30, 2016, respectively) 181.7 123.8
Deferred income taxes, net 38.1 34.5
Property and equipment, net 32.4 29.4
Goodwill and intangible assets, net 61.2 56.6
Other assets 48.8 61.9
Total assets 6,528.6 5,950.3
Liabilities:    
Accounts payable and other accrued liabilities (including $0.9 and $0.8 at fair value at March 31, 2017 and September 30, 2016, respectively) 147.4 161.3
Payables to:    
Customers 2,855.5 2,854.2
Broker-dealers, clearing organizations and counterparties (including $9.8 and $3.5 at fair value at March 31, 2017 and September 30, 2016), respectively 178.2 260.1
Lenders under loans 263.4 182.8
Senior unsecured notes 0.0 44.5
Income taxes payable 7.9 7.1
Payables under repurchase agreements 1,431.9 1,167.1
Securities Loaned 107.4 0.0
Financial instruments sold, not yet purchased, at fair value 1,081.2 839.4
Total liabilities 6,072.9 5,516.5
Commitments and contingencies (Note 11)
Stockholders' Equity:    
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding 0.0 0.0
Common stock, $0.01 par value. Authorized 30,000,000 shares; 20,781,686 issued and 18,659,729 outstanding at March 31, 2017 and 20,557,175 issued and 18,435,218 outstanding at September 30, 2016 0.2 0.2
Common stock in treasury, at cost - 2,121,957 shares at March 31, 2017 and September 30, 2016 (46.3) (46.3)
Additional paid-in capital 254.2 249.4
Retained earnings 272.4 255.1
Accumulated other comprehensive loss, net (24.8) (24.6)
Total stockholders' equity 455.7 433.8
Total liabilities and stockholders' equity $ 6,528.6 $ 5,950.3