0000913760-17-000049.txt : 20170303 0000913760-17-000049.hdr.sgml : 20170303 20170303165957 ACCESSION NUMBER: 0000913760-17-000049 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 EFFECTIVENESS DATE: 20170303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 17664912 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 DEFA14A 1 a2017proxysupplemental.htm DEFA14A Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 14A INFORMATION
 
Proxy Statement Pursuant to Section 14(a) of the Securities
Exchange Act of 1934
(Amendment No. 1)
Filed by the Registrant [X] Filed by a Party other than the Registrant [ ]
 
Check the appropriate box:
[ ] Preliminary Proxy Statement
[ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
[ ] Definitive Proxy Statement
[X] Definitive Additional Materials
[ ] Soliciting Material Pursuant to §240.14a-12
INTL FCStone Inc.
(Name of Registrant as Specified in Its Charter)
(Name of person(s) filing proxy statement, if other than the registrant)
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March 3, 2017
Amendment No. 1 to Proxy Statement
 
INTL FCSTONE INC.
708 Third Avenue
Suite 1500
New York, New York 10017

ANNUAL MEETING
OF SHAREHOLDERS HELD ON
FEBRUARY 23, 2017


EXPLANATORY NOTE

The sole purpose of this Amendment is to correct a scrivener’s error contained in the Company’s Form DEF 14A filed on January 13, 2017. In the Security Ownership of Certain Beneficial Owners and Management table on page 33 of the original filing, information in the column "Number of Shares Beneficially Owned" for some of our Officers and Directors was inadvertently deleted during the preparation of the Form DEF 14A for filing on EDGAR.  The proxy statements mailed to stockholders and provided on the Company's website included the information that was inadvertently deleted from the Form 14A filed on EDGAR.  A copy of the Security Ownership of Certain Beneficial Owners and Management table now showing the deleted information is attached to this filing.  No other changes have been made to the Form DEF 14A, and this Amendment has not been updated to reflect events occurring subsequent to the filing of the Form DEF 14A.






Name
 
Number of Shares Beneficially Owned (1) (2)
 
Percent of Class
Institutions and Funds
 
 
 
 
BlackRock Institutional Trust Company, N.A. (3)
 
1,593,992

 
 
8.56

%
The Vanguard Group, Inc. (4)
 
1,392,823

 
 
7.48

%
Private Capital Management, LLC (5)
 
1,114,866

 
 
5.99

%
Officers and Directors
 
 
 
 
Sean M. O'Connor (6) (7) (8)
 
1,158,873

 
 
6.21

%
Scott J. Branch (9) (10) (11)
 
1,061,252

 
 
5.70

%
John Radziwill (12) (13) (14)
 
877,627

 
 
4.71

%
Philip A. Smith (15)
 
152,105

 
 
*
Brian T. Sephton (16)
 
135,455

 
 
*
Bruce Krehbiel (17)
 
106,470

 
 
*
Paul G. Anderson (18)
 
98,094

 
 
*
William J. Dunaway (19)
 
66,817

 
 
*
John M. Fowler (20)
 
54,869

 
 
*
Eric Parthemore (21)
 
48,262

 
 
*
Xuong Nguyen (22)
 
42,479

 
 
*
Charles M. Lyon (23)
 
41,067

 
 
*
Daryl Henze (24)
 
21,344

 
 
*
Aaron M. Schroeder (25)
 
12,896

 
 
*
Tricia Harrod (26)
 
6,115

 
 
*
Mark Maurer (27)
 
5,596

 
 
*
Edward J. Grzybowski (28)
 
3,169

 
 
*
All Directors and executive officers as a group (17 persons) (29)
 
3,892,490

 
 
20.66

%