0000913760-17-000026.txt : 20170213 0000913760-17-000026.hdr.sgml : 20170213 20170213161342 ACCESSION NUMBER: 0000913760-17-000026 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17573 FILM NUMBER: 17599256 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0000913760 XXXXXXXX 09-30-2016 09-30-2016 true 1 RESTATEMENT false INTL FCSTONE INC.

708 Third Avenue Suite 1500 New York NY 10017

13F HOLDINGS REPORT 028-17573 N Davis Priester 205-414-7219 /s/ Davis Priester Birmingham AL 02-13-2017 1 69 44753 1 0001650393 Sterne Agee Investment Advisor Services, Inc. INFORMATION TABLE 2 infotable.xml WEATHERFORD INTL PLC Com G48833100 298 52992 SH DFND 1 0 0 52992 ISHARES TR Com 464288687 1487 37639 SH DFND 1 37639 0 0 AT&T INC Com 00206R102 1474 36286 SH DFND 1 0 0 36286 SPROTT PHYSICAL GOLD TRUST Com 85207H104 320 29250 SH DFND 1 29250 0 0 FREEPORT-MCMORAN INC Com 35671D857 288 26535 SH DFND 1 0 0 26535 VODAFONE GROUP PLC NEW Com 92857W308 772 26496 SH DFND 1 0 0 26496 VERIZON COMMUNICATIONS INC Com 92343V104 1299 24990 SH DFND 1 0 0 24990 POWERSHARES ETF TR II Com 73936T565 345 22781 SH DFND 1 22781 0 0 POWERSHARES ETF TR II Com 73937B407 703 22392 SH DFND 1 22392 0 0 MERCK & CO INC Com 58933Y105 1381 22133 SH DFND 1 0 0 22133 FORD MTR CO DEL Com 345370860 260 21576 SH DFND 1 21576 0 0 COCA COLA CO Com 191216100 895 21160 SH DFND 1 0 0 21160 ISHARES TR Com 464287671 879 20663 SH DFND 1 20663 0 0 FIRST TR EXCHANGE TRADED FD Com 33734X127 315 20423 SH DFND 1 20423 0 0 COMCAST CORP NEW Com 20030N101 1316 19833 SH DFND 1 0 0 19833 REAVES UTIL INCOME FD Com 756158101 587 19199 SH DFND 1 19199 0 0 GLAXOSMITHKLINE PLC Com 37733W105 828 19192 SH DFND 1 0 0 19192 ETF SER SOLUTIONS Com 26922A784 475 18572 SH DFND 1 18572 0 0 DEPOMED INC Com 249908104 455 18214 SH DFND 1 18214 0 0 AT&T INC Com 00206R102 707 17406 SH DFND 1 17406 0 0 BARCLAYS BANK PLC Com 06739H305 475 17074 SH DFND 1 17074 0 0 FIRST TR S&P REIT INDEX FD Com 33734G108 412 17018 SH DFND 1 17018 0 0 EXXON MOBIL CORP Com 30231G102 1438 16481 SH DFND 1 0 0 16481 ITC HLDGS CORP Com 465685105 755 16239 SH DFND 1 0 0 16239 CHEVRON CORP NEW Com 166764100 1658 16110 SH DFND 1 0 0 16110 INVESCO QUALITY MUNI INC TRS Com 46133G107 218 15799 SH DFND 1 15799 0 0 NISOURCE INC Com 65473P105 381 15787 SH DFND 1 0 0 15787 VANECK VECTORS ETF TR Com 92189F106 411 15550 SH DFND 1 15550 0 0 TWITTER INC Com 90184L102 343 14874 SH DFND 1 0 0 14874 FIRST TR EXCHANGE TRADED FD Com 33738R605 341 14874 SH DFND 1 14874 0 0 SSGA ACTIVE ETF TR Com 78467V848 738 14701 SH DFND 1 14701 0 0 POWERSHARES ETF TR II Com 73937B654 569 14631 SH DFND 1 14631 0 0 BCE INC Com 05534B760 675 14625 SH DFND 1 0 0 14625 CISCO SYS INC Com 17275R102 459 14479 SH DFND 1 0 0 14479 ASTRAZENECA PLC Com 046353108 475 14467 SH DFND 1 0 0 14467 SANOFI Com 80105N105 540 14144 SH DFND 1 0 0 14144 QUALCOMM INC Com 747525103 911 13297 SH DFND 1 0 0 13297 GENERAL ELECTRIC CO Com 369604103 393 13265 SH DFND 1 13265 0 0 XCEL ENERGY INC Com 98389B100 539 13113 SH DFND 1 0 0 13113 TAIWAN SEMICONDUCTOR MFG LTD Com 874039100 398 12999 SH DFND 1 0 0 12999 ISHARES TR Com 46432F875 322 12729 SH DFND 1 0 0 12729 NATIONAL GRID PLC Com 636274300 899 12643 SH DFND 1 0 0 12643 JOHNSON & JOHNSON Com 478160104 1487 12589 SH DFND 1 0 0 12589 ISHARES TR Com 46429B697 569 12531 SH DFND 1 0 0 12531 GENERAL ELECTRIC CO Com 369604103 366 12373 SH DFND 1 0 0 12373 WELLS FARGO & CO NEW Com 949746101 544 12294 SH DFND 1 0 0 12294 GENERAL MLS INC Com 370334104 785 12282 SH DFND 1 0 0 12282 BARCLAYS BK PLC Com 06742A669 1122 12134 SH DFND 1 12134 0 0 REPUBLIC SVCS INC Com 760759100 599 11876 SH DFND 1 0 0 11876 OCCIDENTAL PETE CORP DEL Com 674599105 861 11810 SH DFND 1 0 0 11810 ZAYO GROUP HLDGS INC Com 98919V105 345 11598 SH DFND 1 0 0 11598 FIRST TR EXCHANGE TRADED FD Com 33733E203 225 11534 SH DFND 1 11534 0 0 WISDOMTREE TR Com 97717W703 542 11518 SH DFND 1 0 0 11518 LEGGETT & PLATT INC Com 524660107 510 11195 SH DFND 1 0 0 11195 VERIZON COMMUNICATIONS INC Com 92343V104 581 11173 SH DFND 1 11173 0 0 DBX ETF TR Com 233051101 224 11142 SH DFND 1 11142 0 0 XILINX INC Com 983919101 602 11074 SH DFND 1 0 0 11074 ISHARES TR Com 464288240 459 11062 SH DFND 1 11062 0 0 WEC ENERGY GROUP INC Com 92939U106 656 10950 SH DFND 1 0 0 10950 MICROSOFT CORP Com 594918104 627 10887 SH DFND 1 0 0 10887 REALTY INCOME CORP Com 756109104 717 10712 SH DFND 1 0 0 10712 COMMERCE BANCSHARES INC Com 200525103 517 10502 SH DFND 1 0 0 10502 SEAGATE TECHNOLOGY PLC Com G7945M107 404 10479 SH DFND 1 0 0 10479 BLACKSTONE GROUP L P Com 09253U108 267 10477 SH DFND 1 10477 0 0 PROCTER AND GAMBLE CO Com 742718109 932 10388 SH DFND 1 10388 0 0 BROADRIDGE FINL SOLUTIONS IN Com 11133T103 704 10382 SH DFND 1 0 0 10382 SOUTHERN CO Com 842587107 531 10359 SH DFND 1 0 0 10359 KINDER MORGAN INC DEL Com 49456B200 507 10126 SH DFND 1 10126 0 0 ALTRIA GROUP INC Com 02209S103 636 10052 SH DFND 1 0 0 10052