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Condensed Consolidated Balance Sheets - USD ($)
$ in Millions
Dec. 31, 2016
Sep. 30, 2016
ASSETS    
Cash and cash equivalents $ 278.8 $ 316.2
Cash, securities and other assets segregated under federal and other regulations (including $715.7 and $618.8 at fair value at December 31, 2016 and September 30, 2016, respectively) 983.1 1,136.3
Securities purchased under agreements to resell 770.5 609.6
Deposits with and receivables from:    
Exchange-clearing organizations (including $921.0 and $868.5 at fair value at December 31, 2016 and September 30, 2016, respectively) 1,665.2 1,524.4
Broker-dealers, clearing organizations and counterparties (including $4.3 and $(15.2) at fair value at December 31, 2016 and September 30, 2016, respectively) 209.2 237.0
Receivables from customers, net 218.8 194.5
Notes receivable, net 20.2 18.9
Income taxes receivable 2.3 1.1
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $482.4 and $47.2 at December 31, 2016 and September 30, 2016, respectively) 1,730.0 1,606.1
Physical commodities inventory, net (including $129.8 and $71.2 at fair value at December 31, 2016 and September 30, 2016, respectively) 212.1 123.8
Deferred income taxes, net 38.0 34.5
Property and equipment, net 31.0 29.4
Goodwill and intangible assets, net 61.9 56.6
Other assets 69.6 61.9
Total assets 6,290.7 5,950.3
Liabilities:    
Accounts payable and other accrued liabilities (including $0.9 and $0.8 at fair value at December 31, 2016 and September 30, 2016, respectively) 153.4 161.3
Payables to:    
Customers 2,793.0 2,854.2
Broker-dealers, clearing organizations and counterparties (including $6.4 and $3.5 at fair value at December 31, 2016 and September 30, 2016), respectively 110.5 260.1
Lenders under loans 312.6 182.8
Senior unsecured notes 0.0 44.5
Income taxes payable 10.9 7.1
Payables under repurchase agreements 1,566.2 1,167.1
Financial instruments sold, not yet purchased, at fair value 901.5 839.4
Total liabilities 5,848.1 5,516.5
Commitments and contingencies (Note 11)
Stockholders' Equity:    
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding 0.0 0.0
Common stock, $0.01 par value. Authorized 30,000,000 shares; 20,740,489 issued and 18,618,532 outstanding at December 31, 2016 and 20,557,175 issued and 18,435,218 outstanding at September 30, 2016 0.2 0.2
Common stock in treasury, at cost - 2,121,957 shares at December 31, 2016 and September 30, 2016 (46.3) (46.3)
Additional paid-in capital 252.8 249.4
Retained earnings 261.4 255.1
Accumulated other comprehensive loss, net (25.5) (24.6)
Total stockholders' equity 442.6 433.8
Total liabilities and stockholders' equity $ 6,290.7 $ 5,950.3