XML 13 R39.htm IDEA: XBRL DOCUMENT v3.2.0.727
Capital and Other Regulatory Requirements (Tables)
9 Months Ended
Jun. 30, 2015
Capital and Other Regulatory Requirements [Abstract]  
Regulatory Capital Requirements under Banking Regulations [Text Block]
Capital and Other Regulatory Requirements
The Company’s activities are subject to significant governmental regulation, both in the United States and overseas. The subsidiaries of the Company were in compliance with all of their regulatory requirements as of June 30, 2015, as follows:
(in millions)
 
 
 
 
As of June 30, 2015
Subsidiary
Regulatory Authority
 
Requirement Type
 
Actual
 
Minimum
Requirement
FCStone, LLC
CFTC
 
Net capital
 
$
115.9

 
$
63.3

FCStone, LLC
CFTC
 
Segregated funds
 
$
1,688.6

 
$
1,641.5

FCStone, LLC
CFTC
 
Secured funds
 
$
78.5

 
$
59.5

INTL FCStone Ltd
FCA (United Kingdom)
 
Net capital
 
$
98.1

 
$
67.3

INTL FCStone Ltd
FCA (United Kingdom)
 
Segregated funds
 
$
89.2

 
$
89.2

INTL FCStone Securities Inc.
SEC
 
Net capital
 
$
12.9

 
$
1.3

FCC Investments, Inc.
SEC
 
Net capital
 
$
0.3

 
$
0.3

INTL FCStone Partners L.P.
SEC
 
Liquid capital
 
$
27.1

 
$
9.9

INTL FCStone Pty Ltd.
Australian Securities and Investment Commission
 
Net capital
 
$
1.5

 
$
0.8

INTL FCStone Pty Ltd.
Australian Securities and Investment Commission
 
Segregated funds
 
$
15.1

 
$
7.7

INTL FCStone Pty Ltd.
New Zealand Clearing Ltd
 
Capital adequacy
 
$
11.5

 
$
3.4

INTL FCStone DTVM Ltda.
Brazilian Central Bank and Securities and Exchange Commission of Brazil
 
Capital adequacy
 
$
2.9

 
$
0.5

Gainvest S.A. Sociedad Gerente de FCI
Comision Nacional de Valores
 
Capital adequacy
 
$
5.7

 
$
0.2

Gainvest S.A. Sociedad Gerente de FCI
Comision Nacional de Valores
 
Net capital
 
$
0.2

 
$
0.1

INTL Capital S.A.
General Inspector of Justice (Argentina)
 
Net capital
 
$
9.8

 
$
8.8

INTL CIBSA S.A.
Comision Nacional de Valores
 
Capital adequacy
 
$
4.5

 
$
1.8

INTL CIBSA S.A
Comision Nacional de Valores
 
Net capital
 
$
3.7

 
$
1.0

Certain other non-U.S. subsidiaries of the Company are also subject to capital adequacy requirements promulgated by authorities of the countries in which they operate. As of June 30, 2015, these subsidiaries were in compliance with their local capital adequacy requirements.