Condensed Consolidated Balance Sheets (USD $)
In Millions, unless otherwise specified |
Mar. 31, 2015
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Sep. 30, 2014
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ASSETS | ||
Cash and cash equivalents | $ 243.5us-gaap_CashAndCashEquivalentsAtCarryingValue | $ 231.3us-gaap_CashAndCashEquivalentsAtCarryingValue |
Cash, securities and other assets segregated under federal and other regulations (including $509.0 and $15.3 at fair value at March 31, 2015 and September 30, 2014, respectively) | 687.3us-gaap_CashAndSecuritiesSegregatedUnderFederalAndOtherRegulations | 448.0us-gaap_CashAndSecuritiesSegregatedUnderFederalAndOtherRegulations |
Securities purchased under agreements to resell | 336.9us-gaap_SecuritiesPurchasedUnderAgreementsToResell | 0us-gaap_SecuritiesPurchasedUnderAgreementsToResell |
Deposits and receivables from: | ||
Exchange-clearing organizations (including $1,008.7 and $1,255.4 at fair value at March 31, 2015 and September 30, 2014, respectively) | 1,420.5us-gaap_ReceivablesFromClearingOrganizations | 1,731.4us-gaap_ReceivablesFromClearingOrganizations |
Broker-dealers, clearing organizations and counterparties (including $(28.6) and $(1.1) at fair value at March 31, 2015 and September 30, 2014, respectively) | 193.1us-gaap_ReceivablesFromBrokersDealersAndClearingOrganizations | 123.0us-gaap_ReceivablesFromBrokersDealersAndClearingOrganizations |
Receivables from customers, net | 72.2us-gaap_AccountsReceivableNet | 55.6us-gaap_AccountsReceivableNet |
Notes receivable, net | 76.0us-gaap_NotesReceivableNet | 65.2us-gaap_NotesReceivableNet |
Income taxes receivable | 11.0us-gaap_IncomeTaxReceivable | 10.8us-gaap_IncomeTaxReceivable |
Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $183.4 at of March 31, 2015) | 1,217.1us-gaap_FinancialInstrumentsOwnedAtFairValue | 197.9us-gaap_FinancialInstrumentsOwnedAtFairValue |
Physical commodities inventory | 59.6us-gaap_InventoryGross | 40.0us-gaap_InventoryGross |
Deferred income taxes, net | 27.5us-gaap_DeferredTaxAssetsLiabilitiesNet | 32.0us-gaap_DeferredTaxAssetsLiabilitiesNet |
Property and equipment, net | 15.4us-gaap_PropertyPlantAndEquipmentNet | 15.9us-gaap_PropertyPlantAndEquipmentNet |
Goodwill and intangible assets, net | 60.2intl_GoodwillAndIntangibleAssetsNet | 58.0intl_GoodwillAndIntangibleAssetsNet |
Other assets | 42.3us-gaap_PrepaidExpenseAndOtherAssets | 30.6us-gaap_PrepaidExpenseAndOtherAssets |
Total assets | 4,462.6us-gaap_Assets | 3,039.7us-gaap_Assets |
Liabilities: | ||
Accounts payable and other accrued liabilities (including $3.1 and $5.5 at fair value at March 31, 2015 and September 30, 2014, respectively) | 112.4us-gaap_AccountsPayableAndOtherAccruedLiabilities | 114.1us-gaap_AccountsPayableAndOtherAccruedLiabilities |
Payables to: | ||
Customers | 2,225.0us-gaap_PayablesToCustomers | 2,228.7us-gaap_PayablesToCustomers |
Broker-dealers, clearing organizations and counterparties (including $1.5 at fair value at March 31, 2015) | 135.7us-gaap_PayablesToBrokerDealersAndClearingOrganizations | 11.9us-gaap_PayablesToBrokerDealersAndClearingOrganizations |
Lenders under loans and overdrafts | 45.8us-gaap_LineOfCredit | 22.5us-gaap_LineOfCredit |
Senior unsecured notes | 45.5us-gaap_SeniorNotes | 45.5us-gaap_SeniorNotes |
Income taxes payable | 6.5us-gaap_AccruedIncomeTaxes | 7.6us-gaap_AccruedIncomeTaxes |
Payables under repurchase agreements | 908.9us-gaap_SecuritiesSoldUnderAgreementsToRepurchase | 0us-gaap_SecuritiesSoldUnderAgreementsToRepurchase |
Financial instruments sold, not yet purchased, at fair value | 613.3us-gaap_FinancialInstrumentsSoldNotYetPurchasedAtFairValue | 264.0us-gaap_FinancialInstrumentsSoldNotYetPurchasedAtFairValue |
Total liabilities | 4,093.1us-gaap_Liabilities | 2,694.3us-gaap_Liabilities |
Commitments and contingencies (Note 11) | ||
Stockholders' Equity: | ||
Preferred stock, $.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding | 0us-gaap_PreferredStockValueOutstanding | 0us-gaap_PreferredStockValueOutstanding |
Common stock, $0.01 par value. Authorized 30,000,000 shares; 20,132,970 issued and 18,965,488 outstanding at March 31, 2015 and 19,826,635 issued and 18,883,662 outstanding at September 30, 2014 | 0.2us-gaap_CommonStockValueOutstanding | 0.2us-gaap_CommonStockValueOutstanding |
Common stock in treasury, at cost - 1,167,482 shares at March 31, 2015 and 942,973 shares at September 30, 2014, respectively | (22.0)us-gaap_TreasuryStockValue | (17.5)us-gaap_TreasuryStockValue |
Additional paid-in capital | 233.5us-gaap_AdditionalPaidInCapital | 229.6us-gaap_AdditionalPaidInCapital |
Retained earnings | 167.1us-gaap_RetainedEarningsAccumulatedDeficit | 144.7us-gaap_RetainedEarningsAccumulatedDeficit |
Accumulated other comprehensive loss, net | (9.3)us-gaap_AccumulatedOtherComprehensiveIncomeLossNetOfTax | (11.6)us-gaap_AccumulatedOtherComprehensiveIncomeLossNetOfTax |
Total stockholders' equity | 369.5us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest | 345.4us-gaap_StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest |
Total liabilities and equity | $ 4,462.6us-gaap_LiabilitiesAndStockholdersEquity | $ 3,039.7us-gaap_LiabilitiesAndStockholdersEquity |
X | ||||||||||
- Definition
Amount combines the carrying amounts for goodwill and finite- and indefinite-lived intangible assets. Goodwill represents the carrying amount as of the balance sheet date, which is the cumulative amount paid and (if applicable) the fair value of any noncontrolling interest in the acquire, adjusted for any amortization recognized prior to adoption of any changes in generally accepted accounting principles (as applicable) and for any impairment charges, in excess of the fair value of net assets acquired in one or more business combination transactions. Indefinite-lived intangible assets represent the carrying amount of intangible assets, excluding goodwill, which have a projected indefinite period of benefit (hence are not amortized), allocated to the reportable segment. These assets, acquired either individually or as part of a group of assets, in either an asset acquisition or business combination, are assessed at least annually for impairment. Examples may include trade secrets, contractual rights, trade names, and licensing agreements. Finite-lived intangible assets are the aggregate sum of gross carrying value of a major finite-lived intangible asset class, less accumulated amortization and any impairment charges. A major class is composed of intangible assets that can be grouped together because they are similar, either by their nature or by their use in the operations of a company. No definition available.
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- Definition
Sum of the carrying values as of the balance sheet date of liabilities incurred and payable to vendors for goods and services received, and other costs not separately disclosed in the balance sheet that are statutory in nature, are incurred on contractual obligations, or accumulate over time and for which invoices have not yet been received or will not be rendered. No definition available.
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- Definition
For an unclassified balance sheet, the amount due from customers or clients for goods or services that have been delivered or sold in the normal course of business, reduced to their estimated net realizable fair value by an allowance established by the entity of the amount it deems uncertain of collection. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Carrying amount as of the balance sheet date of the unpaid sum of the known and estimated amounts payable to satisfy all domestic and foreign income tax obligations due. This amount is the total of current and noncurrent accrued income taxes. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Accumulated change in equity from transactions and other events and circumstances from non-owner sources, net of tax effect, at period end. Excludes Net Income (Loss), and accumulated changes in equity from transactions resulting from investments by owners and distributions to owners. Includes foreign currency translation items, certain pension adjustments, unrealized gains and losses on certain investments in debt and equity securities, other than temporary impairment (OTTI) losses related to factors other than credit losses on available-for-sale and held-to-maturity debt securities that an entity does not intend to sell and it is not more likely than not that the entity will be required to sell before recovery of the amortized cost basis, as well as changes in the fair value of derivatives related to the effective portion of a designated cash flow hedge. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Excess of issue price over par or stated value of the entity's capital stock and amounts received from other transactions involving the entity's stock or stockholders. Includes adjustments to additional paid in capital. Some examples of such adjustments include recording the issuance of debt with a beneficial conversion feature and certain tax consequences of equity instruments awarded to employees. Use this element for the aggregate amount of additional paid-in capital associated with common and preferred stock. For additional paid-in capital associated with only common stock, use the element additional paid in capital, common stock. For additional paid-in capital associated with only preferred stock, use the element additional paid in capital, preferred stock. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Sum of the carrying amounts as of the balance sheet date of all assets that are recognized. Assets are probable future economic benefits obtained or controlled by an entity as a result of past transactions or events. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Details
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- Definition
Amount of currency on hand as well as demand deposits with banks or financial institutions. Includes other kinds of accounts that have the general characteristics of demand deposits. Also includes short-term, highly liquid investments that are both readily convertible to known amounts of cash and so near their maturity that they present insignificant risk of changes in value because of changes in interest rates. Excludes cash and cash equivalents within disposal group and discontinued operation. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Amount of cash subject to withdrawal restrictions, restricted deposits held as compensating balances, and cash and securities segregated in compliance with regulations (such as cash deposited in a special reserve account for the exclusive benefit of customers). Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Represents the caption on the face of the balance sheet to indicate that the entity has entered into (1) purchase or supply arrangements that will require expending a portion of its resources to meet the terms thereof, and (2) is exposed to potential losses or, less frequently, gains, arising from (a) possible claims against a company's resources due to future performance under contract terms, and (b) possible losses or likely gains from uncertainties that will ultimately be resolved when one or more future events that are deemed likely to occur do occur or fail to occur. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Value of all classes of common stock held by shareholders. May be all or portion of the number of common shares authorized. These shares exclude common shares repurchased by the entity and held as treasury shares. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Amount after allocation of valuation allowances of deferred tax asset attributable to deductible temporary differences and carryforwards, net of deferred tax liability attributable to taxable temporary differences. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Details
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- Definition
The aggregate fair value as of the balance sheet date of financial instruments and other positions owned by the entity including: (1) mortgages, mortgage-backed and asset backed securities; (2) US government and agency obligations; (3) state and municipal government obligations; (4) other sovereign government debt; (5) corporate obligations; (6) corporate equities; (7) principal investments; (8) derivative contracts; and (9) physical commodities. Includes both pledged and unpledged holdings. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Fair value of obligations incurred from short sales. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Carrying amount as of the balance sheet date of income taxes previously overpaid to tax authorities (such as U.S. Federal, state and local tax authorities) representing refunds of overpayments or recoveries based on agreed-upon resolutions of disputes. Also called income tax refund receivable. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Gross amount, as of the balance sheet date, of merchandise, goods, commodities, or supplies held for future sale or to be used in manufacturing, servicing or production process. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Sum of the carrying amounts as of the balance sheet date of all liabilities that are recognized. Liabilities are probable future sacrifices of economic benefits arising from present obligations of an entity to transfer assets or provide services to other entities in the future. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Details
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- Definition
Amount of liabilities and equity items, including the portion of equity attributable to noncontrolling interests, if any. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
The carrying value as of the balance sheet date of the current and noncurrent portions of long-term obligations drawn from a line of credit, which is a bank's commitment to make loans up to a specific amount. Examples of items that might be included in the application of this element may consist of letters of credit, standby letters of credit, and revolving credit arrangements, under which borrowings can be made up to a maximum amount as of any point in time conditional on satisfaction of specified terms before, as of and after the date of drawdowns on the line. Includes short-term obligations that would normally be classified as current liabilities but for which (a) postbalance sheet date issuance of a long term obligation to refinance the short term obligation on a long term basis, or (b) the enterprise has entered into a financing agreement that clearly permits the enterprise to refinance the short-term obligation on a long term basis and the following conditions are met (1) the agreement does not expire within 1 year and is not cancelable by the lender except for violation of an objectively determinable provision, (2) no violation exists at the BS date, and (3) the lender has entered into the financing agreement is expected to be financially capable of honoring the agreement. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Net amount of the investment in a contractual right to receive money on demand or on fixed or determinable dates that is recognized as an asset in the creditor's statement of financial position. Examples include, but are not limited to, credit card receivables, notes receivable and receivables relating to lessor's rights to payments from leases other than operating leases that have been recorded as assets. Excludes trade accounts receivable with contractual maturity of one year or less and arose from the sale of goods or services. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Details
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- Definition
Amount payable to broker-dealers and clearing organizations, including, but not limited to, securities failed-to-receive, certain deposits received for securities loaned, open transactions, and floor-brokerage payables. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Amounts payable to customers at the balance sheet date. The term customers generally excludes other broker-dealers; persons who are principal officers, directors, and stockholders; and persons whose securities or funds are part of the regulatory net capital of the broker-dealer. Another broker-dealer's account can be classified as a customer if the account is carried as an omnibus account in compliance with certain regulations. The accounts of principal officers, directors and stockholders may be combined in the customer captions if they are not material and the combination is disclosed in the oath that is required to accompany the annual audited FOCUS Report. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Value of all nonredeemable preferred stock (or preferred stock redeemable solely at the option of the issuer) held by shareholders, which is net of related treasury stock. May be all or a portion of the number of preferred shares authorized. These shares represent the ownership interest of the preferred shareholders. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Amount of asset related to consideration paid in advance for costs that provide economic benefits in future periods, and amount of other assets. No definition available.
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- Definition
Amount after accumulated depreciation, depletion and amortization of physical assets used in the normal conduct of business to produce goods and services and not intended for resale. Examples include, but are not limited to, land, buildings, machinery and equipment, office equipment, and furniture and fixtures. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Amount receivable from broker-dealers and clearing organizations, including, but not limited to, securities failed-to-deliver, certain deposits for securities borrowed, open transactions, good faith and margin deposits, commissions and floor brokerage receivables. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Details
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- Definition
Amount of right to receive cash and securities on deposit with clearing organizations. Clearing organizations perform post trade processing and trade comparisons among numerous broker-dealers and act as settlement agents between buying and selling broker-dealers. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
The cumulative amount of the reporting entity's undistributed earnings or deficit. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Amount, after the effects of master netting arrangements, of funds outstanding loaned in the form of a security resale agreement between the entity and another party for the sale and repurchase of identical or substantially the same securities at a date certain for a specified price. Includes purchases of participations in pools of securities that are subject to a resale agreement and assets not subject to a master netting arrangement. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Amount, after the effects of master netting arrangements, of funds outstanding borrowed in the form of a security resale agreement between the entity and another party for the purchase and resale of identical or substantially the same securities at a date certain for a specified price. Includes liabilities not subject to a master netting arrangement. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Including the current and noncurrent portions, carrying value as of the balance sheet date of Notes with the highest claim on the assets of the issuer in case of bankruptcy or liquidation (with maturities initially due after one year or beyond the operating cycle if longer). Senior note holders are paid off in full before any payments are made to junior note holders. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
Amount of stockholders' equity (deficit), net of receivables from officers, directors, owners, and affiliates of the entity, attributable to both the parent and noncontrolling interests. Amount excludes temporary equity. Alternate caption for the concept is permanent equity. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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- Definition
The amount allocated to treasury stock. Treasury stock is common and preferred shares of an entity that were issued, repurchased by the entity, and are held in its treasury. Reference 1: http://www.xbrl.org/2003/role/presentationRef
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