0000913760-14-000168.txt : 20141217 0000913760-14-000168.hdr.sgml : 20141217 20141217170832 ACCESSION NUMBER: 0000913760-14-000168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141215 FILED AS OF DATE: 20141217 DATE AS OF CHANGE: 20141217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Philip Andrew CENTRAL INDEX KEY: 0001569789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 141293272 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 4 1 wf-form4_141885410256106.xml FORM 4 X0306 4 2014-12-15 0 0000913760 INTL FCSTONE INC. INTL 0001569789 Smith Philip Andrew 708 THIRD AVENUE SUITE 1500 NEW YORK NY 10017 0 0 0 1 CEO - subsidiary entity Restricted Shares of Common Stock 2014-12-15 4 A 0 8279 0 A 163118 D Common 2014-12-15 4 S 0 10000 18.2668 D 153118 D Common 2014-12-16 4 S 0 2219 18.8917 D 150899 D Common 2014-12-16 4 S 0 1445 18.9397 D 149454 D Shares issued pursuant to the terms of the Company's Executive Performance Plan. Shares vest equally on anniversary in years one, two and three. The price reported represents an average price. The Reporting Person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price. Philip Andrew Smith 2014-12-17