0000913760-14-000047.txt : 20140310 0000913760-14-000047.hdr.sgml : 20140310 20140310163622 ACCESSION NUMBER: 0000913760-14-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140306 FILED AS OF DATE: 20140310 DATE AS OF CHANGE: 20140310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Philip Andrew CENTRAL INDEX KEY: 0001569789 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 14681393 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 4 1 wf-form4_139448377179903.xml FORM 4 X0306 4 2014-03-06 0 0000913760 INTL FCSTONE INC. INTL 0001569789 Smith Philip Andrew 708 THIRD AVENUE SUITE 1500 NEW YORK NY 10017 0 0 0 1 CEO - subsidiary entity Common 2014-03-06 4 P 0 220 18.49 A 128293 D Common 2014-03-07 4 X 0 4895 6.62 A 133188 D Stock Options 6.62 2014-03-07 4 X 0 4895 6.62 D 2011-12-05 2014-12-05 Common 4895.0 35315 D Shares acquired through a private purchase. Philip Andrew Smith 2014-03-10