0000913760-13-000147.txt : 20130910 0000913760-13-000147.hdr.sgml : 20130910 20130910173328 ACCESSION NUMBER: 0000913760-13-000147 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20130910 DATE AS OF CHANGE: 20130910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Philip Andrew CENTRAL INDEX KEY: 0001569789 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36045 FILM NUMBER: 131089030 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 5 1 wf-form5_137884879860782.xml FORM 5 X0306 5 2013-09-30 0 0 0 0000913760 INTL FCSTONE INC. INTL 0001569789 Smith Philip Andrew 708 THIRD AVENUE SUITE 1500 NEW YORK NY 10017 0 0 0 1 CEO - subsidiary entity Common 2013-08-09 5 X 0 9790 6.62 A 102729 D Stock Options 6.62 2013-08-09 5 X 0 9790 6.62 D 2011-12-05 2014-12-05 Common Stock 9790.0 50210 D Philip Andrew Smith 2013-09-10