0000913760-13-000103.txt : 20130711 0000913760-13-000103.hdr.sgml : 20130711 20130711080954 ACCESSION NUMBER: 0000913760-13-000103 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130711 ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20130711 DATE AS OF CHANGE: 20130711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23554 FILM NUMBER: 13962960 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 8-K 1 a8-kjulyprospectus.htm 8-K 8-K (July Prospectus)


 
 
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________
Form 8-K
_______________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 11, 2013
_______________
INTL FCStone Inc.
(Exact name of registrant as specified in its charter)
_______________
 
 
 
 
 
Delaware
 
000-23554
 
59-2921318
(State of Incorporation)
 
(Commission File Number)
 
(IRS Employer ID No.)
708 Third Avenue, Suite 1500, New York, NY 10017
(Address of principal executive offices, including Zip Code)
(212) 485-3500
(Registrant’s telephone number, including area code)
_______________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to rule 14d-2(b) under the Exchange Act 17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





 
 
 
 
 
Explanatory Note
The Company has filed a prospectus dated as of July 11, 2013 with respect to the Company's registration statement on Form S-3 (file no. 333-186704). The prospectus contains a ratio of earnings to fixed charges for the six months ended March 31, 2013 and 2012, and years ended September 31, 2012, 2011, 2010, 2009 and 2008. The computation of the ratio of earnings to fixed charges is set forth as Exhibit 12.1, as filed with this Form 8-K.
Item 9.01. Financial Statements and Exhibits.
(d)    Exhibits.
The following exhibits are filed herewith:
Exhibit No.
 
Description of Document
12.1
 
Statement of Computation of Ratios





 
 
 
 
 
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
INTL FCStone Inc.
 
 
 
(Registrant)
 
July 11, 2013
 
/s/ William J. Dunaway
 
(Date)
 
William J. Dunaway
 
 
 
Chief Financial Officer



 EX-12.1 2 exhibit121.htm EXHIBIT Exhibit 12.1


EXHIBIT 12.1
STATEMENT OF COMPUTATION OF RATIOS
The following table sets forth the computation of the ratio of earnings to fixed charges for the Company and its consolidated subsidiaries for the periods indicated. For the purposes of calculating the ratio of earnings to fixed charges, “earnings” consist of income from continuing operations before income taxes (excluding income or loss from equity investments) plus fixed charges. “Fixed charges” consist of interest expense incurred on all indebtedness, amortized premiums, discounts and capitalized expenses relating to indebtedness and interest within rental expense.
 
Six Months
Ended
March 31,
 
Year Ended September 30,
 
2013
2012
 
2012
2011
2010
2009
2008
 
(in millions, except ratios)
Earnings:
 
 
 
 
 
 
 
 
Income from continuing operations before income taxes (1)
$
20.0

$
2.9

 
$
19.3

$
59.5

$
17.9

$
13.3

$
42.3

Add: Fixed charges
8.3

7.4

 
14.9

13.5

11.4

8.4

11.6

Income from continuing operations before income taxes and fixed charges
$
28.3

$
10.3

 
$
34.2

$
73.0

$
29.3

$
21.7

$
53.9

 
 
 
 
 
 
 
 
 
Fixed charges:
 
 
 
 
 
 
 
 
Interest expense on indebtedness
$
6.3

$
5.6

 
$
11.2

$
10.5

$
9.3

$
8.0

$
11.2

Interest within rental expense (2)
2.0

1.8

 
3.7

3.0

2.1

0.4

0.4

Total fixed charges
$
8.3

$
7.4

 
$
14.9

$
13.5

$
11.4

$
8.4

$
11.6

 
 
 
 
 
 
 
 
 
Ratio of earnings to fixed charges (3)
3.4

1.4

 
2.3

5.4

2.6

2.6

4.6

(1)
Income from continuing operations before income taxes does not include income or loss from investments accounted for under the equity method.
(2)
Includes the portion of operating lease rental expense that is representative of the interest factor (deemed to be one-third of operating lease rentals).
(3)
The ratio of earnings to fixed charges is computed by dividing (a) income from continuing operations before income taxes plus fixed charges by (b) fixed charges.
The Company has not provided a ratio of earnings to combined fixed charges and preferred stock dividends because the Company does not have any preferred stock outstanding.