0000913760-13-000083.txt : 20130513 0000913760-13-000083.hdr.sgml : 20130513 20130513112620 ACCESSION NUMBER: 0000913760-13-000083 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130509 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23554 FILM NUMBER: 13835886 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 8-K 1 a8-kforpresidentmay2013.htm 8-K 8-K for President May 2013


 
 
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________
Form 8-K
_______________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): 5/9/2013
_______________
INTL FCStone Inc.
(Exact name of registrant as specified in its charter)
_______________
 
 
 
 
 
Delaware
 
000-23554
 
59-2921318
(State of Incorporation)
 
(Commission File Number)
 
(IRS Employer ID No.)
708 Third Avenue, Suite 1500, New York, NY 10017
(Address of principal executive offices, including Zip Code)
(212) 485-3500
(Registrant’s telephone number, including area code)
_______________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to rule 14d-2(b) under the Exchange Act 17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 

 
 
 
 
 
Item 5.02. Appointment of Certain Officer.
On May 9, 2013, the Board of Directors of INTL FCStone Inc. (the "Company") appointed Scott J. Branch as President of the Company. Mr. Branch fills the position which was vacant after the retirement of Paul ("Pete") Anderson as President in September 2012. Mr. Branch was most recently the Company's Chief Operating Officer, a position which the Board of




Directors has decided to leave vacant for the present.
A copy of the related press release issued on May 13, 2013 is filed herewith as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits
Exhibit 99.1 Press release dated May 13, 2013.




 
 
 
 
 
Signature
Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the Undersigned hereunto duly authorized.
 
 
 
INTL FCStone Inc.
 
 
 
(Registrant)
 
May 13, 2013
 
/s/ Brian T. Sephton
 
(Date)
 
Brian T. Sephton
 
 
 
Chief Legal & Governance Officer




 
 
 
 
 
Exhibit Index
 
 
 
Exhibit No.
 
Description
 
 
 
Exhibit 99.1
 
Press release dated May 13, 2013.





 EX-99.1 2 exhibitpressreleaseforpres.htm EXHIBIT Exhibit Press Release for President 2013








INTL FCStone Inc. Names Scott Branch as President.

NEW YORK, May 13, 2013 -- INTL FCStone Inc. (Nasdaq:INTL) (“the Company”) today announced that the board of directors has appointed Scott Branch to the office of President of INTL FCStone Inc.

Mr. Branch joined INTL FCStone (or International Assets Holding Corporation, as it was then known) in October 2002 as President and was elected to the board of directors in December 2002, after making a substantial investment in the company. He has remained a director since that time. After the Company's merger with FCStone Group, Inc. in September 2009, he was appointed Chief Operating Officer and Pete Anderson of FCStone Group was appointed President. The office of President was vacated upon Mr. Anderson's retirement in October 2012. The board of directors has decided to leave the office of Chief Operating Officer vacant for the present.

About INTL FCStone Inc.
INTL FCStone Inc. (INTL) provides execution and advisory services in commodities, currencies and international securities. INTL's businesses, which include the commodities advisory and transaction execution firm FCStone Group, serve more than 20,000 customers in more than 100 countries through a network of offices in twelve countries around the world.

Further information on INTL is available at www.intlfcstone.com.

Contact
INTL FCStone Inc.
Kent Coughlin
Director of Public Relations
+1-615-969-8221
kent.coughlin@intlfcstone.com