0000913760-13-000076.txt : 20130506
0000913760-13-000076.hdr.sgml : 20130506
20130506170927
ACCESSION NUMBER: 0000913760-13-000076
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130506
FILED AS OF DATE: 20130506
DATE AS OF CHANGE: 20130506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nguyen Xuong
CENTRAL INDEX KEY: 0001575484
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23554
FILM NUMBER: 13816977
MAIL ADDRESS:
STREET 1: 230 SOUTH LASALLE
STREET 2: SUITE 10-500
CITY: CHICAGO
STATE: IL
ZIP: 60604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTL FCSTONE INC.
CENTRAL INDEX KEY: 0000913760
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 592921318
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-485-3500
MAIL ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP
DATE OF NAME CHANGE: 19931020
3
1
wf-form3_136787454816441.xml
FORM 3
X0206
3
2013-05-06
0
0000913760
INTL FCSTONE INC.
INTL
0001575484
Nguyen Xuong
230 SOUTH LASALLE
SUITE 10-500
CHICAGO
IL
60604
0
0
0
1
COO of Affiliates
Restricted Shares of Common Stock
7156
D
Stock Options
23.49
2011-11-30
2014-11-30
Common
2000.0
D
Stock Options
25.91
2016-12-16
2021-12-16
Common
80000.0
D
On 11/30/2011 the Optionee became entitled to exercise 667 shares of the Option, and on 11/30/2012 the Optionee became entitled to exercise 667 shares of the Option. Commencing on 11/30/2013 the Optionee shall be entitled to exercise 666 shares of the Option.
The option grant was approved by the Company's Board of Directors on December 12, 2011, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 23, 2012. The Amendment increased the number of shares that could be granted under the plan.
The options vest in equal tranches on each of the fifth, sixth, seventh, eighth and ninth anniversaires of the grant date.
The strike price of the grant was set by the Company's Board of Directors at 110% of the closing price on December 16, 2011.
Xuong Nguyen
2013-05-06