0000913760-13-000076.txt : 20130506 0000913760-13-000076.hdr.sgml : 20130506 20130506170927 ACCESSION NUMBER: 0000913760-13-000076 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130506 FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nguyen Xuong CENTRAL INDEX KEY: 0001575484 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23554 FILM NUMBER: 13816977 MAIL ADDRESS: STREET 1: 230 SOUTH LASALLE STREET 2: SUITE 10-500 CITY: CHICAGO STATE: IL ZIP: 60604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 3 1 wf-form3_136787454816441.xml FORM 3 X0206 3 2013-05-06 0 0000913760 INTL FCSTONE INC. INTL 0001575484 Nguyen Xuong 230 SOUTH LASALLE SUITE 10-500 CHICAGO IL 60604 0 0 0 1 COO of Affiliates Restricted Shares of Common Stock 7156 D Stock Options 23.49 2011-11-30 2014-11-30 Common 2000.0 D Stock Options 25.91 2016-12-16 2021-12-16 Common 80000.0 D On 11/30/2011 the Optionee became entitled to exercise 667 shares of the Option, and on 11/30/2012 the Optionee became entitled to exercise 667 shares of the Option. Commencing on 11/30/2013 the Optionee shall be entitled to exercise 666 shares of the Option. The option grant was approved by the Company's Board of Directors on December 12, 2011, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 23, 2012. The Amendment increased the number of shares that could be granted under the plan. The options vest in equal tranches on each of the fifth, sixth, seventh, eighth and ninth anniversaires of the grant date. The strike price of the grant was set by the Company's Board of Directors at 110% of the closing price on December 16, 2011. Xuong Nguyen 2013-05-06