0000913760-12-000054.txt : 20120601
0000913760-12-000054.hdr.sgml : 20120601
20120601162345
ACCESSION NUMBER: 0000913760-12-000054
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120601
FILED AS OF DATE: 20120601
DATE AS OF CHANGE: 20120601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nessler Peter J. Jr.
CENTRAL INDEX KEY: 0001550893
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23554
FILM NUMBER: 12883682
MAIL ADDRESS:
STREET 1: 2829 WESTOWN PARKWAY
STREET 2: SUITE 100
CITY: WEST DES MOINES
STATE: IA
ZIP: 50266
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTL FCSTONE INC.
CENTRAL INDEX KEY: 0000913760
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 592921318
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-485-3500
MAIL ADDRESS:
STREET 1: 708 THIRD AVENUE
STREET 2: SUITE 1500
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP
DATE OF NAME CHANGE: 19931020
3
1
wf-form3_133858221345757.xml
FORM 3
X0205
3
2012-06-01
0
0000913760
INTL FCSTONE INC.
INTL
0001550893
Nessler Peter J. Jr.
2829 WESTOWN PARKWAY
SUITE 100
WEST DES MOINES
IA
50266
0
1
0
0
Executive Vice President
Common
8403
D
Stock Options
18.64
2009-09-30
2016-06-13
Common Stock
4425.0
D
Stock Options
54.23
2009-09-30
2017-03-16
Common Stock
15930.0
D
Stock Options
23.49
2011-11-30
2014-11-30
Common Stock
3000.0
D
Stock Options
25.91
2016-12-16
2021-12-16
Common Stock
80000.0
D
Replacement options granted upon the merger of FCStone Group, Inc. and International Assets Holding Corporation (now known as INTL FCStone Inc.) pursuant to the merger agreement.
On 11/30/2011 the Optionee became entitled to exercise 1000 shares of the Options. Commencing on 11/30/2012 the Optionee shall be entitled to exercise 1000 shares of the Options. Commencing on 11/30/2013 the Optionee shall be entitled to exercise 1000 shares of the Options.
The option grant was approved by the Company's Board of Directors on December 12, 2011, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 23, 2012. The Amendment increased the number of shares that could be granted under the plan.
The strike price of the grant was set by the Company's Board of Directors at 110% of the closing price on December 16, 2012.
The options vest in equal tranches on each of the fifth, sixth, seventh, eighth and ninth anniversaires of the grant date.
Peter J. Nessler, Jr.
2012-06-01