0000913760-12-000054.txt : 20120601 0000913760-12-000054.hdr.sgml : 20120601 20120601162345 ACCESSION NUMBER: 0000913760-12-000054 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120601 FILED AS OF DATE: 20120601 DATE AS OF CHANGE: 20120601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nessler Peter J. Jr. CENTRAL INDEX KEY: 0001550893 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23554 FILM NUMBER: 12883682 MAIL ADDRESS: STREET 1: 2829 WESTOWN PARKWAY STREET 2: SUITE 100 CITY: WEST DES MOINES STATE: IA ZIP: 50266 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 3 1 wf-form3_133858221345757.xml FORM 3 X0205 3 2012-06-01 0 0000913760 INTL FCSTONE INC. INTL 0001550893 Nessler Peter J. Jr. 2829 WESTOWN PARKWAY SUITE 100 WEST DES MOINES IA 50266 0 1 0 0 Executive Vice President Common 8403 D Stock Options 18.64 2009-09-30 2016-06-13 Common Stock 4425.0 D Stock Options 54.23 2009-09-30 2017-03-16 Common Stock 15930.0 D Stock Options 23.49 2011-11-30 2014-11-30 Common Stock 3000.0 D Stock Options 25.91 2016-12-16 2021-12-16 Common Stock 80000.0 D Replacement options granted upon the merger of FCStone Group, Inc. and International Assets Holding Corporation (now known as INTL FCStone Inc.) pursuant to the merger agreement. On 11/30/2011 the Optionee became entitled to exercise 1000 shares of the Options. Commencing on 11/30/2012 the Optionee shall be entitled to exercise 1000 shares of the Options. Commencing on 11/30/2013 the Optionee shall be entitled to exercise 1000 shares of the Options. The option grant was approved by the Company's Board of Directors on December 12, 2011, subject to shareholder approval of an Amendment to the Stock Option Plan under which the options were granted. The Company's shareholders approved the Amendment on February 23, 2012. The Amendment increased the number of shares that could be granted under the plan. The strike price of the grant was set by the Company's Board of Directors at 110% of the closing price on December 16, 2012. The options vest in equal tranches on each of the fifth, sixth, seventh, eighth and ninth anniversaires of the grant date. Peter J. Nessler, Jr. 2012-06-01