Parent-Only Financial Statements

12 Months Ended

Sep. 30, 2011

Parent-Only Balance Sheet [Abstract]

Condensed Financial Information of Parent Company Only Disclosure [Text Block]

Schedule I

INTL FCStone Inc.

Condensed Balance Sheets

Parent Company Only

(in millions)	September 30, 2011			September 30, 2010
ASSETS
Cash and cash equivalents	$	2.0		$	0.4
Receivables from subsidiaries	43.9			81.2
Income taxes receivable	21.4			7.9
Financial instruments owned, at fair value	3.2			2.8
Investment in subsidiaries	207.9			206.9
Deferred income taxes	0.8			2.5
Property and equipment, net	2.6			—
Goodwill and intangible assets, net	0.3			—
Other assets	3.5			1.6
Total assets	$	285.6		$	303.3
LIABILITIES AND EQUITY
Liabilities:
Accounts payable and other accrued liabilities	$	6.4		$	4.8
Payables to lenders under loans and overdrafts	—			11.9
Financial instruments sold, not yet purchased, at fair value	58.7			60.8
	65.1			77.5
Convertible subordinated notes payable	—			16.7
Total liabilities	65.1			94.2
Equity:
INTL FCStone Inc. (Parent Company Only) stockholders’ equity:
Preferred stock, $.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding	—			—
Common stock, $.01 par value. Authorized 30,000,000 shares; 18,653,964 issued and 18,642,407 outstanding at September 30, 2011 and 17,612,792 issued and 17,601,535 outstanding at September 30, 2010	0.2			0.2
Common stock in treasury, at cost - 11,557 shares at September 30, 2011 and 11,257 shares at September 30, 2010	(0.1		)	(0.1		)
Additional paid-in capital	205.0			184.6
Retained earnings	15.4			25.4
Accumulated other comprehensive loss	—			(1.0		)
Total INTL FCStone Inc. (Parent Company Only) stockholders’ equity	220.5			209.1
Total liabilities and equity	$	285.6		$	303.3

Schedule I

INTL FCStone Inc.

Condensed Income Statements

Parent Company Only

	Year Ended September 30,
(in millions)	2011			2010			2009
Revenues:
Trading gains	$	3.1		$	2.5		$	(2.5	)
Commission and clearing fees	—			0.9			0.3
Interest income	4.3			1.7			0.3
Other income	0.4			13.9			15.1
Total revenues	7.8			19.0			13.2
Interest expense	9.7			6.3			3.9
Net revenues	(1.9		)	12.7			9.3
Non-interest expenses:
Compensation and benefits	8.6			10.2			10.7
Clearing and related expenses	0.1			0.1			0.1
Introducing broker commissions	0.2			0.2			—
Communication and data services	0.5			0.5			0.3
Occupancy and equipment rental	1.2			0.8			0.2
Professional fees	3.8			1.3			0.9
Depreciation and amortization	0.6			—			—
Bad debts and impairments	—			(1.1		)	2.7
Other	(0.5		)	3.1			0.7
Total non-interest expenses	14.5			15.1			15.6
Loss from continuing operations, before tax	(16.4		)	(2.4		)	(6.3		)
Income tax benefit	6.4			5.7			5.1
(Loss) income before extraordinary gain	(10.0		)	3.3			(1.2		)
Extraordinary gain	—			—			18.5
Net (loss) income	$	(10.0	)	$	3.3		$	17.3

Schedule I

INTL FCStone Inc.

Condensed Statements of Cash Flows

Parent Company Only

	Year Ended September 30,
(in millions)	2011			2010			2009
Cash flows from operating activities:
Net (loss) income	$	(10.0	)	$	3.3		$	17.3
Adjustments to reconcile net income to net cash used in operating activities:
Depreciation and amortization	0.6			—			—
Deferred income taxes	1.1			(1.6		)	0.3
Amortization of debt issuance costs and debt discount	0.2			0.2			0.2
Convertible debt interest settled in common stock upon conversion	0.2			—			—
Amortization of stock-based compensation expense	2.3			1.9			1.9
Extraordinary gain on acquisition of FCStone	—			—			(18.5		)
Gain on acquisition of INTL Provident	(0.4		)	—			—
Impairment of INTL Sieramet, LLC	—			(1.1		)	1.1
Changes in operating assets and liabilities:
Receivable from customers	—			—			3.8
Receivables from subsidiaries	35.7			(6.5		)	12.5
Subordinated loan due from affiliate	—			—			1.0
Income taxes receivable	(13.6		)	(0.5		)	(7.4		)
Financial instruments owned, at fair value	(0.4		)	(2.8		)	0.3
Other assets	(0.8		)	(0.3		)	(2.5		)
Accounts payable and other accrued liabilities	1.7			(1.3		)	2.0
Income taxes payable	—			—			(1.0		)
Financial instruments sold, not yet purchased, at fair value	(0.5		)	37.1			(18.3		)
Net cash provided by operating activities	16.1			28.4			(7.3		)
Cash flows from investing activities:
Cash paid for acquisitions, net	—			(5.0		)	(1.4		)
Capital contribution in affiliates	(1.0		)	(0.7		)	—
Purchase of property and equipment	(1.7		)	—			—
Net cash used in investing activities	(2.7		)	(5.7		)	(1.4		)
Cash flows from financing activities:
Payable to lenders under loans and overdrafts	(11.9		)	(23.0		)	3.8
Share repurchase	—			—			(0.1		)
Debt issuance costs	(1.2		)	—			—
Exercise of stock options	1.3			0.7			0.4
Income tax benefit on stock options and awards	—			—			0.3
Net cash provided by (used in) financing activities	(11.8		)	(22.3		)	4.4
Net increase in cash and cash equivalents	1.6			0.4			(4.3		)
Cash and cash equivalents at beginning of period	0.4			—			4.3
Cash and cash equivalents at end of period	$	2.0		$	0.4		$	—
Supplemental disclosure of cash flow information:
Cash paid for interest	$	3.0		$	3.8		$	3.9
Income taxes paid (received), net of cash refunds	$	10.8		$	(1.7	)	$	6.4
Supplemental disclosure of non-cash investing and financing activities:
Conversion of subordinated notes to common stock, net	$	16.7		$	—		$	0.1
Issuance of common stock related to acquisitions	$	—		$	—		$	135.5