-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HriBce9A34f1sm43T4HOGZ4o8YQkBDYKfWp1oD73lasEM+G0RWz9LyN3lIPLIDL3 6A5Cs4zb0E7ucOVSmzx5QQ== 0000913760-00-000008.txt : 20000210 0000913760-00-000008.hdr.sgml : 20000210 ACCESSION NUMBER: 0000913760-00-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000131 FILED AS OF DATE: 20000209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-23554 FILM NUMBER: 528826 BUSINESS ADDRESS: STREET 1: 250 PARK AVENUE SOUTH STREET 2: SUITE 200 CITY: WINTER PARK STATE: FL ZIP: 32789 BUSINESS PHONE: 4076291400 MAIL ADDRESS: STREET 1: 250 PARK AVENUE SOUTH STREET 2: SUITE 200 CITY: WINTER PARK STATE: FL ZIP: 32789 COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] DIRECTOR IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 250 PARK AVENUE SOUTH STREET 2: SUITE 200 CITY: WINTER PARK STATE: FL ZIP: 32789 BUSINESS PHONE: 4076291400 MAIL ADDRESS: STREET 1: 250 PARK AVENUE SOUTH STREET 2: SUITE 200 CITY: WINTER PARK STATE: FL ZIP: 32789 4 1 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ================================================================================ 1. Name and Address of Reporting Person MICELI JEROME F. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 250 PARK AVENUE SOUTH/ SUITE 200 - -------------------------------------------------------------------------------- (Street) WINTER PARK FL 32789 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol INTERNATIONAL ASSETS HOLDING CORPORATION -- IAAC ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year JANUARY, 2000 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [ X ] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [X ] Form filed by One Reporting Person [ ] Form filed by More Than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION ROSALIE A. MICELI COMMON 01/03/00 S 2,000 D 7.25 93,971 I REV INTER VIVOS TRUST - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION ROSALIE A. MICELI COMMON 01/12/00 S 5,000 D 8.75 88,971 I REV INTER VIVOS TRUST - ---------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION ROSALIE A. MICELI COMMON 01/13/00 S 4,000 D 9.00 84,971 I REV INTER VIVOS TRUST - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION 01/18/00 S 1,000 D 10.0625 83,971 I ROSALIE A. MICELI COMMON REV INTER VIVOS TRUST - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION ROSALIE A. MICELI COMMON 01/18/00 S 1,500 D 10.125 82,471 I REV INTER VIVOS TRUST - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION ROSALIE A. MICELI COMMON 01/18/00 S 500 D 10.25 81,971 I REV INTER VIVOS TRUST - ----------------------------------------------------------------------------------------------------------------------------------- JEROME F. MICELI INTERNATIONAL ASSETS ROSALIE A. MICELI HOLDING CORPORATION REV INTER VIVOS COMMON 01/18/00 S 2,000 D 10.50 79,971 I TRUST - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION 01/18/00 S 3,100 D 11.75 76,871 I ROSALIE A. MCIELI COMMON REV INTER VIVOS TRUST - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION 01/18/00 S 600 D 11.875 76,271 I ROSALIE A. MICELI COMMON REV INTER VIVOS TRUST - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL ASSETS JEROME F.MICELI HOLDING CORPORATION 01/19/00 S 3,000 D 12.25 73,271 I ROSALIE A. MICELI COMMON REV INTER VIVOS TRUST - ----------------------------------------------------------------------------------------------------------------------------------- INTERNTIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION 01/19/00 S 1,500 D 12.50 71,771 I ROSALIE A.MICELI COMMON TRUST - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION 01/19/00 S 400 D 12.75 71,371 I ROSALIE MICELI COMMON TRUST - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION 01/19/00 S 1,600 D 12.8125 69,771 I ROSALIE MICELI COMMON TRUST - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION 01/20/00 S 5,000 D 12.875 64,771 I ROSALIE MICELI COMMON TRUST - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION 01/20/00 S 4,000 D 14.875 60,771 I ROSALIE MICELI COMMON TRUST - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION 01/21/00 S 5,000 D 18.25 55,771 I ROSALIE MICELI COMMON TRUST - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION 01/24/00 S 5,900 D 23.50 49,871 I ROSALIE MICELI COMMON TRUST - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION 01/24/00 S 2,000 D 23.625 47,871 I ROSALIE MICELI COMMON TRUST - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION 01/24/00 S 2,500 D 23.75 45,371 I ROSALIE MICELI COMMON TRUST - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL ASSETS JEROME F. MICELI HOLDING CORPORATION 01/25/00 S 400 D 23.375 44,971 I ROSALIE MICELI COMMON TRUST - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL ASSETS HOLDING CORPORATION 01/03/00 S 2,000 D 7.25 25,000 D COMMON - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL ASSETS HOLDING CORPORATION COMMON 01/24/00 S 900 D 20.00 24,100 D - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL ASSETS HOLDING CORPORATION COMMON 01/24/00 S 4,100 D 20.125 20,000 D - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL ASSETS 01/25/00 S 5,000 D 19.375 15,000 D HOLDING CORPORATION COMMON - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL ASSETS HOLDING CORPORATION 01/27/00 S 5,000 D 14.00 10,000 D COMMON - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature of Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ ===================================================================================================================================
Explanation of Responses: /S/ JEROME F. MICELI 02/04/00 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedures. -----END PRIVACY-ENHANCED MESSAGE-----