-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DQe1MlQP9xsgT7qAM3uyMZG9d7mLHDDQI6uZaOr3wqNtc+/4ZEkKdWrsmRLpL/xH xSsLj1aMOZ+i99/uvya3ew== 0000892569-98-002734.txt : 19981008 0000892569-98-002734.hdr.sgml : 19981008 ACCESSION NUMBER: 0000892569-98-002734 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980930 FILED AS OF DATE: 19981007 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENCAD INC CENTRAL INDEX KEY: 0000913599 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 953672088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-23034 FILM NUMBER: 98722034 BUSINESS ADDRESS: STREET 1: 6059 CORNERSTONE COURT W CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6196775179 MAIL ADDRESS: STREET 1: 6059 CORNERSTONE COURT WEST CITY: SANSAN DIEGO STATE: CA ZIP: 92122 COMPANY DATA: COMPANY CONFORMED NAME: PICKUP RICHARD H/ CENTRAL INDEX KEY: 0000905980 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: WEDBUSH MORGAN SECURITIES INC STREET 2: 500 NEWPORT CENTER DR SUITE 550 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: PICKUP RICHARD H/DITO DEVCAR INC DATE OF NAME CHANGE: 19930524 3 1 FORM 3 1 - -------- FORM 3 - -------- OMB APPROVAL --------------------------- OMB Number: 3235-0104 Expires: September 30, 1998 Estimated average burden hours per response.......05 --------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event Requiring 4. Issuer Name and Ticker or 6. If Amendment, Date RICHARD H. PICKUP Statement Trading Symbol of Original - ---------------------------------------- (Month/Day/Year) ENCAD, INC. (ENCD) (Month/Day/Year) (Last) (First) (Middle) 9/30/98 ---------------------------------- N/A 610 NEWPORT CENTER DR., SUITE 1300 ---------------------------- 5. Relationship of Reporting ----------------------- - ---------------------------------------- 3. IRS or Social Security Person(s) to Issuer 7. Individual or Joint/ (Street) Number of Reporting (Check all applicable) Group Filing (Check NEWPORT BEACH, CA 92660 Person (Voluntary) Director X 10% Owner applicable line) - -------------------------------------- ###-##-#### ----- ----- X Form filed by (City) (State) (Zip) ---------------------------- Officer Other ----- One Reporting ----- (give ----- (specify Person title below) below) Form filed by ----- More than One ---------------------------------- Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 4) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 1,000,000(2) (I) DITO DEVCAR CORP. (1) - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 208,000(3) (I) DITO CAREE LP (1) - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 20,000(4) (I) TD INVESTMENTS LLC (1) - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 25,000(5) (I) DRP UNITRUST (1) - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 25,000(6) (I) TMP UNITRUST (1) - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 25,000(7) (1) PICKUP CRUT II (1) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one Reporting Person, see Instruction 5(b)(v). (Over) SEC 1473 (7/96)
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FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., Puts, Calls, Warrants, Options, Convertible Securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) Exercisable and Securities Underlying sion or ship Beneficial Ownership Expiration Date Derivative Security Exercise Form of (Instr. 5) (Month/Day/ (Instr. 4) Price of Deriv- Year) Deri- ative vative Security: Security ------------------------------------------------- Direct Date Expira- Amount or (D) or Exercis- tion Title Number Indirect (I) able Date of Shares (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ NONE - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: See attachment to Form 3. /s/ RICHARD H. PICKUP 10/7/98 **Intentional misstatements or omissions of facts constitute Federal Criminal ------------------------------- ------------------ Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date RICHARD H. PICKUP Note. File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, See Instruction 6 for procedure. SEC 1473 (7/96) Potential persons who are to respond to the collection of information contained in this form are not acquired to respond unless the form displays a currently valid OMB Number.
3 ATTACHMENT TO FORM 3 (1) The Securities owned by each of these entities represent securities held by an entity for which the reporting person is a Trustee, controlling shareholder, or holds a beneficial interest, therefore, the reporting person may be deemed to hold a beneficial ownership interest for filing purposes. (2) These securities are owned by Dito Devcar Corp., a Nevada corporation. (3) These securities are owned by Dito Caree LP, a Nevada limited partnership. (4) These securities are owned by TD Investments LLC, a Nevada limited liability company. (5) These securities are owned by DRP Unitrust, a charitable remainder unitrust. (6) These securities are owned by TMP Unitrust, a charitable remainder unitrust. (7) These securities are owned by the Pickup Charitable Remainder Unitrust II, a charitable remainder unitrust. The securities indirectly owned by each of the above-referenced entities total 1,303,000 shares. -----END PRIVACY-ENHANCED MESSAGE-----