-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A52GALbYoiWsZre3/n/OzUcLCXzH9n3NtHACBMz14EU0cRZ+57g6pAUue+yqPZbc DBYWDiTTehD7qVeQSrt7mA== 0000930661-02-003512.txt : 20021015 0000930661-02-003512.hdr.sgml : 20021014 20021015151926 ACCESSION NUMBER: 0000930661-02-003512 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021015 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20021015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CELLSTAR CORP CENTRAL INDEX KEY: 0000913590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 752479727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22972 FILM NUMBER: 02789132 BUSINESS ADDRESS: STREET 1: 1730 BRIERCROFT DR CITY: CARROLLTON STATE: TX ZIP: 75006 BUSINESS PHONE: 9724665000 MAIL ADDRESS: STREET 1: 1730 BRIERCROFT DRIVE CITY: CARROLLTON STATE: TX ZIP: 75006 8-K 1 d8k.htm FORM 8-K Form 8-K
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM 8-K
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): October 15, 2002
 
CELLSTAR CORPORATION
(Exact name of registrant as specified in its charter)
 
Delaware
 
0-22972
 
75-2479727
(State of incorporation)
 
(Commission file number)
 
(I.R.S. employer
identification no.)
 
1730 Briercroft Court, Carrollton, Texas 75006
(Address of principal executive offices) (Zip code)
 
Registrant’s telephone number, including area code:
(972) 466-5000
 

 
Item 7.    Financial Statements and Exhibits.
 
(a)  Financial statements of businesses acquired.
 
Not applicable.
 
(b)  Pro forma financial information.
 
Not applicable.
 
(c)  Exhibits.
 
The following exhibits are furnished in accordance with the provisions of Item 601 of Regulation S-K:


 
Number

  
Description of Exhibit

99.1
  
Statement Under Oath of Principal Executive Officer dated as of October 15, 2002.
99.2
  
Statement Under Oath of Principal Financial Officer dated as of October 15, 2002.
 
Item 9.    Regulation FD Disclosure.
 
On October 15, 2002, each of the Principal Executive Officer, Terry S. Parker, and the Principal Financial Officer, Robert A. Kaiser, of CellStar Corporation submitted to the Securities and Exchange Commission sworn statements pursuant to the Securities and Exchange Commission order dated June 27, 2002, File No. 4-460.
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
CELLSTAR CORPORATION
By:
 
/s/    Elaine Flud Rodriguez         

Name:
 
Elaine Flud Rodriguez         

Title:
 
Sr. Vice President and General Counsel    

 
Date:    October 15, 2002

2


 
EXHIBIT INDEX
 
Number

  
Description of Exhibit

99.1
  
Statement Under Oath of Principal Executive Officer dated as of October 15, 2002.
99.2
  
Statement Under Oath of Principal Financial Officer dated as of October 15, 2002.
 

3
EX-99.1 3 dex991.htm STATE. UNDER OATH - PRINCIPAL EXECUTIVE OFFICER State. under oath - Principal Executive Officer
 
Exhibit 99.1
 
STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING
FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS
 
I, Terry S. Parker, state and attest that:
 
(1)  To the best of my knowledge, based upon a review of the covered reports of CellStar Corporation, and, except as corrected or supplemented in a subsequent covered report:
 
 
 
no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
 
 
no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).
 
(2)  I have reviewed the contents of this statement with the Company’s audit committee.
 
(3)  In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:
 
 
 
the Annual Report on Form 10-K for the fiscal year ended November 30, 2001, filed with the Commission on February 28, 2002, of CellStar Corporation;
 
 
 
all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of CellStar Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
 
 
any amendments to any of the foregoing.
 
/s/    TERRY S. PARKER

Terry S. Parker
October 15, 2002
 
Subscribed and sworn to
before me this 15 day of
October 2002.
   
/s/    SHELLY T. SHEETS

Notary Public
   
My Commission Expires: January 8, 2005
 

EX-99.2 4 dex992.htm STATE. UNDER OATH - PRINCIPAL FINANCIAL OFFICER State. under oath - Principal Financial Officer
 
Exhibit 99.2
 
STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING
FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGs
 
I, Robert A. Kaiser, state and attest that:
 
(1) To the best of my knowledge, based upon a review of the covered reports of CellStar Corporation, and, except as corrected or supplemented in a subsequent covered report:
 
 
 
no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
 
 
no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).
 
(2) I have reviewed the contents of this statement with the Company’s audit committee.
 
(3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:
 
 
 
the Annual Report on Form 10-K for the fiscal year ended November 30, 2001, filed with the Commission on February 28, 2002, of CellStar Corporation;
 
 
 
all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of CellStar Corporation filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
 
 
any amendments to any of the foregoing.
 
/s/    Robert A. Kaiser

Robert A. Kaiser
October 15, 2002
 
Subscribed and sworn to
before me this 15 day of
October 2002.
   
/s/    SHELLY T. SHEETS

Notary Public
     
   
My Commission Expires: January 8, 2005
 
 

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