0001086364-24-007259.txt : 20240403
0001086364-24-007259.hdr.sgml : 20240403
20240403084220
ACCESSION NUMBER: 0001086364-24-007259
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240328
DATE AS OF CHANGE: 20240403
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Institutional Trust Company, N.A.
CENTRAL INDEX KEY: 0000913414
ORGANIZATION NAME:
IRS NUMBER: 943112180
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01207
FILM NUMBER: 24816941
BUSINESS ADDRESS:
STREET 1: 400 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 4155972639
MAIL ADDRESS:
STREET 1: 400 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: BARCLAYS GLOBAL INVESTORS NA /CA/
DATE OF NAME CHANGE: 20000119
FORMER COMPANY:
FORMER CONFORMED NAME: BZW BARCLAYS GLOBAL INVESTORS NA
DATE OF NAME CHANGE: 19960311
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO INSTITUTIONAL TRUST CO
DATE OF NAME CHANGE: 19960226
MA-A
1
primary_doc.xml
MA-A
0000913414
XXXXXXXX
Jennifer Charlton
14156702838
jennifer.charlton@blackrock.com
jennifer.charlton@blackrock.com
jessica.zerges@blackrock.com
12-31-2023
Y
BlackRock Institutional Trust Company, N.A.
94-3112180
866-01432-00
867-01207
U.S. Office of the Comptroller of the Currency
OCC Charter Number 22121
U.S. Commodity Futures Trading Commission
NFA ID 279188
400 HOWARD STREET
SAN FRANCISCO
CA
94105
1-415-670-2000
Add
50 Hudson Yards
New York
NY
10001
1-212-810-5300
1-212-810-5801
Add
725 Ponce de Leon Ave NE
Atlanta
GA
30306
1-470-520-5000
Add
100 Bellevue Parkway
Wilmington
DE
19809
1-302-797-2000
Amend
227 West Monroe Street
Chicago
IL
60606
3123959300
Add
60 State Street
Boston
MA
02109
1-617-357-1200
N
www.blackrock.com
Add
www.blackrockdisclosures.com
Add
www.blackrockdocuments.com
Add
www.blackrock.com.gateway
Jessica
Moran
Zerges
400 Howard Street
San Francisco
CA
94105
1-415-670-2991
jessica.zerges@blackrock.com
Jennifer
Lynn
Charlton
400 Howard Street
San Francisco
CA
94105
1-415-670-2838
jennifer.charlton@blackrock.com
Add
BlackRock, Inc.
50 Hudson Yards
New York
NY
10001
1-212-810-5800
1-212-810-5801
Some or all of the books and records required to be kept under MSRB rules and SEC rules.
Add
Iron Mountain
6933 Preston Ave.
Livermore
CA
94551
8008994766
Some or all of the books and records required to be kept under MSRB rules and SEC rules.
Add
Iron Mountain
8150 Signal CT.
Sacramento
CA
95824
8336307484
Some or all of the books and records required to be kept under MSRB rules and SEC rules.
Add
Iron Mountain
6935 Flanders Drive
San Diego
CA
92121
8008994766
Some or all of the books and records required to be kept under MSRB rules and SEC rules.
Add
Financial Conduct Authority
409343
X0
Add
Securities and Exchange Board of India
INUSFA136706
K7
Add
Fund Supervision Department, China Securities Regulatory Commission
QF2011AMO117
F4
Add
Capital Market Department, State Administration of Foreign Exchange
F4
BlackRock, Inc.
Y
Securities and Exchange Commission
CIK#: 0001364742
BlackRock Holdco 2, Inc.
N
BlackRock Financial Management, Inc.
Y
Securities and Exchange Commission
801-48433
BlackRock Holdco 4, LLC
N
BlackRock Holdco 5, LLC
N
BlackRock Holdco 6, LLC
N
BlackRock Delaware Holdings Inc.
N
BlackRock Execution Services
Y
Securities and Exchange Commission
8-48719
BlackRock Institutional Services, Inc.
N
US National Banking Association / Trust Company
December
XX
04-02-1990
N
505
3
4
4
0
0
3
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Fixed Fees
Not Applicable
Advice Investment Of Proceeds MS
Advice Use Of MD
Y
Y
Y
Y
Y
Y
N
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Company
Investment Adviser
Commodity pool operator
Commodity trading advisor
Trust Company
Insurance company or agency
Pension consultant
Sponsor or syndicator of limited partnerships
119
Amend
Investment Adviser
BlackRock Asset Management Schweiz AG
BlackRock Asset Management Schweiz AG
N
Y
Y
Swiss Financial Market Supervisory Authority
V8
Financial Market Authority Liechtenstein
N2
Amend
Investment Adviser
Commodity pool operator
Commodity trading advisor
BlackRock Advisors, LLC
BlackRock Advisors, LLC
N
Y
Y
Securities and Exchange Board of India
K7
Add
Investment Adviser
BlackRock Advisors (UK) Limited
BlackRock Advisors (UK) Limited
N
Y
Y
Financial Conduct Authority
FRN 119186
X0
Financial Supervisory Service
M5
China Securities Regulatory Commission (CSRC)
RQF2014LDF062
F4
Capital Market Authority (Saudi Arabia)
T0
Amend
Investment Adviser
Commodity pool operator
Commodity trading advisor
BlackRock Fund Advisors
BlackRock Fund Advisors
N
Y
Y
Securities and Exchange Board of India (SEBI)
INUSFP046615
K7
Financial Conduct Authority
X0
The Netherlands Authority for the Financial Markets
P7
Financial Supervision Authority
H9
Swedish Financial Supervisory Authority
V7
Amend
Investment Adviser
Commodity pool operator
Commodity trading advisor
Sponsor or syndicator of limited partnerships
BlackRock Realty Advisors, Inc.
BlackRock Realty Advisors, Inc.
N
Y
Y
Financial Services and Markets Authority
C9
Financial Supervision Authority
H9
The Netherlands Authority for the Financial Markets
P7
Swedish Financial Supervisory Authority
V7
Financial Conduct Authority
X0
Central Bank of Ireland
L2
Commission to Surveillance of the Finance Sector
N4
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
BlackRock Execution Services
BlackRock Execution Services
Y
N
N
Add
Investment Adviser
Commodity pool operator
Commodity trading advisor
BlackRock Capital Management, Inc.
BlackRock Capital Management, Inc.
N
Y
N
Amend
Investment Adviser
Commodity pool operator
Commodity trading advisor
Pension consultant
Sponsor or syndicator of limited partnerships
BlackRock Financial Management, Inc.
BlackRock Financial Management, Inc.
Y
Y
Y
The Central Bank of Ireland
L2
Ontario Securities Commission
A6
Financial Markets Authority
A8
Alberta Securities Commission
A0
British Columbia Securities Commission
A1
Manitoba Securities Commission
A2
Nova Scotia Securities Commission
A5
Newfoundland and Labrador, Financial Services Regulation Division
A4
Financial and Consumer Affairs Authority
A9
Financial and Consumer Services Commission
A3
Prince Edward Island, Securities Office
A7
Nunavut, Registrar of Securities
Z4
Northwest Territories, Office of the Registrar of Securities
Z4
Yukon Territories, Registrar of Securities
Z4
Securitie and Futures Commission
K3
Commission to Surveillance of the Finance Sector
N4
Financial Supervisory Authority
H9
The Netherlands Authority for the Financial Markets
P7
Swedish Financial Supervisory Authority
V7
Financial Conduct Authority
X0
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
BlackRock Investments, LLC
BlackRock Investments, LLC
N
Y
N
Add
Investment Adviser
Commodity pool operator
Commodity trading advisor
Sponsor or syndicator of limited partnerships
BlackRock Investment Management, LLC
BlackRock Investment Management, LLC
N
Y
N
Add
Investment Adviser
Commodity pool operator
Commodity trading advisor
BlackRock Investment Management (UK) Limited
BlackRock Investment Management (UK) Limited
N
Y
Y
Financial Conduct Authority
FRN 119293
X0
Securities and Exchange Board of India Foreign Portfolio Investor
INUKFP248015
K7
Add
Investment Adviser
BlackRock Investment Management (Korea) Limited
BlackRock Investment Management (Korea) Limited
N
Y
Y
Financial Supervisory Commission/Financial Supervisory Service
M5
Add
Investment Adviser
Commodity pool operator
Commodity trading advisor
Sponsor or syndicator of limited partnerships
BlackRock International Limited
BlackRock International Limited
N
Y
Y
Financial Conduct Authority
178638
X0
Korean Financial Services Commission
M5
Amend
Investment Adviser
BlackRock Fund Managers Limited
BlackRock Fund Managers Limited
N
Y
Y
Financial Conduct Authority
119292
X0
Commission to Surveillance of the Finance Sector
N4
Financial Services and Markets Authority
C9
Financial Supervisory Authority
H9
Swedish Financial Supervisory Authority
V7
Central Bank of Ireland
L2
The Netherlands Authority for the Financial Markets
P7
Add
Investment Adviser
BlackRock Asset Management Canada Limited
BlackRock Asset Management Canada Limited
N
Y
Y
Ontario Securities Commission
3900
A6
Financial Markets Authority
3900
A8
Alberta Securities Commission
3900
A0
British Columbia Securities Commission
3900
A1
Manitoba Securities Commission
3900
A2
Nova Scotia Securities Commission
3900
A5
Newfoundland and Labrador, Financial Services Regulation Division
3900
A4
Financial and Consumer Affairs Authority
3900
A9
Financial and Consumer Services Commission
3900
A3
Prince Edward Island, Securities Office
3900
A7
Nunavut, Registrar of Securities
3900
Z4
Northwest Territories, Office of the Registrar of Securities
3900
Z4
Yukon Territories, Registrar of Securities
3900
Z4
Add
Investment Adviser
BlackRock Investment Management (Taiwan) Limited
BlackRock Investment Management (Taiwan) Limited
N
Y
Y
Financial Supervisory Commission R.O.C.
107 Jin-Guan-Tou-Xin-Xin-Zi No. 011
F5
Add
Investment Adviser
Commodity pool operator
Commodity trading advisor
BlackRock Asset Management North Asia Limited
BlackRock Asset Management North Asia Limited
N
Y
Y
MPF Scheme Authority
IC000979
K3
China Securities Regulatory Commission
QF-2012ASF194 and RQF-2014HKF051
F4
Securities and Exchange Board of India - FPI License
INHKFP058614
K7
Securities & Futures Commission of Hong Kong
AFF275
K3
Financial Supervisory Commission/Financial Supervisory Service
M5
Add
Investment Adviser
Commodity pool operator
BlackRock (Singapore) Limited
BlackRock (Singapore) Limited
N
Y
Y
Monetary Authority of Singapore
CMS000096-9
U0
Securities and Exchange Board of India (SEBI) Foreign Portfolio Investors (FPI)
INSGFP059275
K7
China Securities Regulatory Commission
RQFII License
F4
Korea Financial Services Commission
M5
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Real estate broker or dealer
BlackRock Japan Co., Ltd.
BlackRock Japan Co., Ltd.
N
Y
Y
Financial Services Agency
Kanto Local Financial Bureau No. 375
M0
Tokyo Metropolitan Government
Governor of Tokyo (1) No. 95644
M0
MINISTRY OF LAND, INFRASTRUCTURE, TRANSPORT AND TOURISM
M0
Add
Investment Adviser
BlackRock Investment Management (Australia) Limited
BlackRock Investment Management (Australia) Limited
N
Y
Y
Australian Securities and Investments Commission
AFSL 230523
C3
Add
Investment Adviser
Insurance company or agency
BlackRock Life Limited
BlackRock Life Limited
N
Y
Y
Financial Conduct Authority
202909
X0
Prudential Regulatory Authority
202909
X0
Add
Investment Adviser
BLACKROCK FUND MANAGEMENT COMPANY S.A.
BLACKROCK FUND MANAGEMENT COMPANY S.A.
N
Y
Y
Commission to Surveillance of the Finance Sector (also known as CSSF - stands for Commission de Surveillance du Secteur Financier)
N4
China Securities Regulatory Commission
F4
Add
Investment Adviser
BLACKROCK ASSET MANAGEMENT IRELAND LIMITED
BLACKROCK ASSET MANAGEMENT IRELAND LIMITED
N
Y
Y
Central Bank of Ireland
C21345
L2
Financial Conduct Authority
X0
Add
Commodity pool operator
Commodity trading advisor
ISHARES DELAWARE TRUST SPONSOR LLC
ISHARES DELAWARE TRUST SPONSOR LLC
N
Y
N
Amend
Investment Adviser
BlackRock Property Consulting (Beijing) Co., Ltd.
BlackRock Property Consulting (Beijing) Co., Ltd.
N
Y
Y
China Securities Regulatory Commission
F4
Amend
Investment Adviser
BlackRock Property France SARL
BlackRock Property France SARL
N
Y
Y
Financial Markets Authority
I0
Add
Investment Adviser
BlackRock (Channel Islands) Limited
BlackRock (Channel Islands) Limited
N
Y
Y
Jersey Financial Services Commission
5719
Y9
Delete
Sponsor or syndicator of limited partnerships
BlackRock Asset Management International Inc.
BlackRock Asset Management International Inc.
N
Y
N
Add
Investment Adviser
FutureAdvisor, Inc.
FutureAdvisor, Inc.
N
Y
N
Amend
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
BlackRock Asset Management Deutschland AG
BlackRock Asset Management Deutschland AG
N
Y
Y
BaFin
118185
2M
Amend
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermogen
iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermogen
N
Y
Y
BaFin
121789
2M
Add
Investment Adviser
BlackRock Infrastructure Management I, LLC
BlackRock Infrastructure Management I, LLC
N
Y
Y
Cayman Islands Monetary Authority (CIMA)
E9
Add
Investment Adviser
Commodity pool operator
Commodity trading advisor
BLACKROCK ALTERNATIVES MANAGEMENT, LLC
BLACKROCK ALTERNATIVES MANAGEMENT, LLC
N
Y
N
Add
Investment Adviser
Commodity pool operator
Commodity trading advisor
BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC
BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC
N
Y
N
Add
Investment Adviser
Commodity pool operator
Commodity trading advisor
GLOBAL ENERGY & POWER INFRASTRUCTURE ADVISORS, L.L.C.
GLOBAL ENERGY & POWER INFRASTRUCTURE ADVISORS, L.L.C.
N
Y
N
Add
Investment Adviser
Commodity pool operator
Commodity trading advisor
GLOBAL ENERGY & POWER INFRASTRUCTURE II ADVISORS, L.L.C.
GLOBAL ENERGY & POWER INFRASTRUCTURE II ADVISORS, L.L.C.
N
Y
N
Add
Investment Adviser
BlackRock (Luxembourg) S.A
BlackRock (Luxembourg) S.A.
N
N
Y
Luxembourg, Grand Duchy of - Commission to Surveillance of the Finance Sector
B27689
N4
Add
Investment Adviser
BlackRock Investment Management (Dublin) Limited
BlackRock Investment Management (Dublin) Limited
N
N
Y
Ireland - Central Bank of Ireland
C23966
L2
Add
Investment Adviser
BlackRock Mexico Operador, S.A de C.V. Sociedad Operadora de Fondos de Inversion
BlackRock Mexico Operador, S.A de C.V. Sociedad Operadora de Fondos de Inversion
N
N
Y
Mexico - National Commission for Banking and Securities
O5
Add
Investment Adviser
BlackRock Operations (Luxembourg) S.a r.l.
BlackRock Operations (Luxembourg) S.a r.l.
N
N
N
Amend
Investment Adviser
Commodity pool operator
SVOF/MM, LLC
SVOF/MM, LLC
N
N
Y
Ireland - Central Bank of Ireland
L2
Add
Investment Adviser
Commodity pool operator
Commodity trading advisor
Tennenbaum Capital Partners, LLC
Tennenbaum Capital Partners, LLC
N
Y
N
Delete
Investment Company
BlackRock U.S. Impact Fund (Class K)
BlackRock U.S. Impact Fund (Institutional)
N
Y
N
Delete
Investment Company
BlackRock Sustainable Emerging Markets Bond Fund (Class K)
BlackRock Sustainable Emerging Markets Bond Fund (Class K)
N
Y
N
Add
Investment Company
BlackRock LifePath Dynamic 2065 Fund (Class K)
BlackRock LifePath Dynamic 2065 Fund (Class K)
N
Y
N
Delete
Investment Company
BlackRock International Impact Fund (Class K)
BlackRock International Impact Fund (Institutional)
N
Y
N
Add
Investment Company
BlackRock China A Opportunities Fund (Institutional)
BlackRock China A Opportunities Fund (Institutional)
N
Y
N
Add
Investment Company
BlackRock Sustainable High Yield Bond Fund (Class K)
BlackRock Sustainable High Yield Bond Fund (Class K)
N
Y
N
Add
Investment Company
BlackRock Sustainable Low Duration Bond Fund - AGG (Class K)
BlackRock Sustainable Low Duration Bond Fund - AGG (Class K)
N
Y
N
Add
Investment Company
BlackRock Sustainable Total Return Fund (Class K)
BlackRock Sustainable Total Return Fund (Class K)
N
Y
N
Add
Investment Company
BlackRock Private Investments Fund - Aggregate (Institutional)
BlackRock Private Investments Fund - Aggregate (Institutional)
N
Y
N
Add
Investment Company
BlackRock SMID-Cap Growth Equity Fund (Class K)
BlackRock SMID-Cap Growth Equity Fund (Class K)
N
Y
N
Delete
Investment Company
BlackRock Defensive Advantage International Fund (Class K)
BlackRock Defensive Advantage International Fund (Class K)
N
Y
N
Add
Investment Company
BlackRock Global Equity Absolute Return Fund - AGG (Class K)
BlackRock Global Equity Absolute Return Fund - AGG (Class K)
N
Y
N
Add
Investment Company
BlackRock Defensive Advantage Emerging Markets Fund (Class K)
BlackRock Defensive Advantage Emerging Markets Fund (Class K)
N
Y
N
Add
Investment Company
BlackRock Infrastructure Sustainable Opportunities Fund - AGG (Class K)
BlackRock Infrastructure Sustainable Opportunities Fund - AGG (Class K)
N
Y
N
Add
Investment Company
BlackRock Retirement Income 2040 Fund (Institutional)
BlackRock Retirement Income 2040 Fund (Institutional)
N
Y
N
Add
Investment Company
BlackRock Sustainable Advantage Emerging Markets Equity Fund (Class K)
BlackRock Sustainable Advantage Emerging Markets Equity Fund (Class K)
N
Y
N
Add
Investment Company
BlackRock Sustainable Advantage International Equity Fund (Class K)
BlackRock Sustainable Advantage International Equity Fund (Class K)
N
Y
N
Add
Investment Company
BlackRock Sustainable International Equity Fund (Class K)
BlackRock Sustainable International Equity Fund (Class K)
N
Y
N
Add
Investment Company
BlackRock Sustainable U.S. Value Equity Fund (Class K)
BlackRock Sustainable U.S. Value Equity Fund (Class K)
N
Y
N
Add
Investment Company
BlackRock Sustainable U.S. Growth Equity Fund (Class K)
BlackRock Sustainable U.S. Growth Equity Fund (Class K)
N
Y
N
Delete
Investment Company
BlackRock Defensive Advantage U.S. Fund (Class K)
BlackRock Defensive Advantage U.S. Fund (Class K)
N
Y
N
Add
Investment Company
BlackRock Retirement Income 2030 Fund (Institutional)
BlackRock Retirement Income 2030 Fund (Institutional)
N
Y
N
Add
Investment Company
LifePath ESG Index Retirement Fund (Class K)
LifePath ESG Index Retirement Fund (Class K)
N
Y
N
Add
Investment Company
LifePath ESG Index 2065 Fund (Class K)
LifePath ESG Index 2065 Fund (Class K)
N
Y
N
Add
Investment Company
LifePath ESG Index 2055 Fund (Class K)
LifePath ESG Index 2055 Fund (Class K)
N
Y
N
Add
Investment Company
LifePath ESG Index 2035 Fund (Class K)
LifePath ESG Index 2035 Fund (Class K)
N
Y
N
Add
Investment Company
LifePath ESG Index 2050 Fund (Class K)
LifePath ESG Index 2050 Fund (Class K)
N
Y
N
Add
Investment Company
LifePath ESG Index 2040 Fund (Class K)
LifePath ESG Index 2040 Fund (Class K)
N
Y
N
Add
Investment Company
BlackRock Future U.S. Themes ETF ()
BlackRock Future U.S. Themes ETF ()
N
Y
N
Add
Investment Company
iShares Commodity Curve Carry Strategy ETF - Aggregate ()
iShares Commodity Curve Carry Strategy ETF - Aggregate ()
N
Y
N
Add
Investment Company
LifePath ESG Index 2060 Fund (Class K)
LifePath ESG Index 2060 Fund (Class K)
N
Y
N
Add
Investment Company
LifePath ESG Index 2045 Fund (Class K)
LifePath ESG Index 2045 Fund (Class K)
N
Y
N
Add
Investment Company
iShares USD Bond Factor ETF ()
iShares USD Bond Factor ETF ()
N
Y
N
Add
Investment Company
iShares ESG MSCI USA Min Vol Factor ETF ()
iShares ESG MSCI USA Min Vol Factor ETF ()
N
Y
N
Add
Investment Company
iShares ESG Advanced Investment Grade Corporate Bond ETF ()
iShares ESG Advanced Investment Grade Corporate Bond ETF ()
N
Y
N
Add
Investment Company
LifePath ESG Index 2025 Fund (Class K)
LifePath ESG Index 2025 Fund (Class K)
N
Y
N
Delete
Investment Company
iShares iBonds 2027 Term High Yield and Income ETF (Bats (US))
iShares iBonds 2027 Term High Yield and Income ETF (Bats (US))
N
Y
N
Add
Investment Company
LifePath ESG Index 2030 Fund (Class K)
LifePath ESG Index 2030 Fund (Class K)
N
Y
N
Add
Investment Company
BlackRock China A Opportunities Fund (Class K)
BlackRock China A Opportunities Fund (Class K)
N
Y
N
Delete
Investment Company
BlackRock Sustainable Emerging Markets Flexible Bond Fund (Class K)
BlackRock Sustainable Emerging Markets Flexible Bond Fund (Class K)
N
Y
N
Add
Investment Adviser
BlackRock Mexico Manager III, S. de R.L. de C.V.
BlackRock Mexico Manager III, S. de R.L. de C.V.
N
Y
Y
National Commission for Banking and Securities
O5
Add
Investment Adviser
BlackRock Mexico Manager II, S. de R.L. de C.V.
BlackRock Mexico Manager II, S. de R.L. de C.V.
N
Y
Y
National Commission for Banking and Securities
O5
Add
Investment Adviser
Aperio Group, LLC
Aperio Group, LLC
N
Y
N
Add
Investment Adviser
BlackRock (Netherlands) B.V.
BlackRock (Netherlands) B.V.
N
Y
Y
The Netherlands Authority for the Financial Markets
P7
Add
Investment Adviser
BlackRock Brasil Gestora de Investtimentos Ltda.
BlackRock Brasil Gestora de Investtimentos Ltda.
N
Y
Y
Securities and Exchange Commission of Brazil
D5
Add
Investment Company
BlackRock Global Impact Fund (Class K)
BlackRock Global Impact Fund (Class K)
N
Y
N
Delete
Investment Company
BlackRock Emerging Markets Option (529 Ohio) (Class A)
BlackRock Emerging Markets Option (529 Ohio) (Class A)
N
Y
N
Delete
Investment Company
BlackRock Emerging Markets Option (529 Ohio) (Class C)
BlackRock Emerging Markets Option (529 Ohio) (Class C)
N
Y
N
Delete
Investment Company
BlackRock Emerging Markets Option (529 Ohio) (Class Inst)
BlackRock Emerging Markets Option (529 Ohio) (Class Inst)
N
Y
N
Add
Investment Company
BlackRock Private Credit Fund - Aggregate
BlackRock Private Credit Fund - Aggregate
N
Y
N
Add
Investment Company
BlackRock Impact Municipal Fund (Class K)
BlackRock Impact Municipal Fund (Class K)
N
Y
N
Add
Investment Company
BlackRock Floating Rate Loan ETF
BlackRock Floating Rate Loan ETF
N
Y
N
Add
Investment Company
BlackRock Future Financial and Technology ETF
BlackRock Future Financial and Technology ETF
N
Y
N
Add
Investment Company
iShares BBB Rated Corporate Bond ETF
iShares BBB Rated Corporate Bond ETF
N
Y
N
Delete
Investment Company
iShares Blockchain and Tech ETF
iShares Blockchain and Tech ETF
N
Y
N
Delete
Investment Company
iShares Emergent Food and AgTech Multisector ETF
iShares Emergent Food and AgTech Multisector ETF
N
Y
N
Add
Investment Company
iShares Environmental Infrastructure and Industrials ETF
iShares Environmental Infrastructure and Industrials ETF
N
Y
N
Add
Investment Company
iShares Environmentally Aware Real Estate ETF
iShares Environmentally Aware Real Estate ETF
N
Y
N
Delete
Investment Company
iShares iBonds 2028 Term High Yield and Income ETF
iShares iBonds 2028 Term High Yield and Income ETF
N
Y
N
Delete
Investment Company
iShares iBonds 2029 Term High Yield and Income ETF
iShares iBonds 2029 Term High Yield and Income ETF
N
Y
N
Add
Investment Company
iShares Inflation Hedged High Yield Bond ETF
iShares Inflation Hedged High Yield Bond ETF
N
Y
N
Add
Investment Company
iShares Inflation Hedged U.S. Aggregate Bond ETF
iShares Inflation Hedged U.S. Aggregate Bond ETF
N
Y
N
Delete
Investment Company
iShares Interest Rate Hedged U.S. Aggregate Bond ETF
iShares Interest Rate Hedged U.S. Aggregate Bond ETF
N
Y
N
Add
Investment Company
iShares MSCI China Multisector Tech ETF
iShares MSCI China Multisector Tech ETF
N
Y
N
Add
Investment Company
iShares MSCI Water Management Multisector ETF
iShares MSCI Water Management Multisector ETF
N
Y
N
Add
Investment Company
iShares Neuroscience and Healthcare ETF
iShares Neuroscience and Healthcare ETF
N
Y
N
NewAdd
Investment Company
BlackRock Emerging Markets ex-China Fund - Aggregate
BlackRock Emerging Markets ex-China Fund - Aggregate
N
Y
N
NewAdd
Investment Company
BlackRock U.S. Insights Long/Short Equity Fund - AGG
BlackRock U.S. Insights Long/Short Equity Fund - AGG
N
Y
N
NewAdd
Investment Company
BlackRock Sustainable Advantage Global Equity Fund
BlackRock Sustainable Advantage Global Equity Fund
N
Y
N
NewAdd
Investment Company
BlackRock Large Cap Core ETF
BlackRock Large Cap Core ETF
N
Y
N
NewAdd
Investment Company
BlackRock Large Cap Value ETF
BlackRock Large Cap Value ETF
N
Y
N
NewAdd
Investment Company
iShares Transition-Enabling Metals ETF- Aggregate
iShares Transition-Enabling Metals ETF- Aggregate
N
Y
N
NewAdd
Investment Company
iShares J.P. Morgan Broad USD Emerging Markets Bond ETF
iShares J.P. Morgan Broad USD Emerging Markets Bond ETF
N
Y
N
NewAdd
Investment Company
iShares Future Metaverse Tech and Communications ETF
iShares Future Metaverse Tech and Communications ETF
N
Y
N
NewAdd
Investment Company
iShares ESG Aware MSCI USA Growth ETF
iShares ESG Aware MSCI USA Growth ETF
N
Y
N
NewAdd
Investment Company
iShares ESG Aware MSCI USA Value ETF
iShares ESG Aware MSCI USA Value ETF
N
Y
N
NewAdd
Investment Company
iShares Large Cap Moderate Buffer ETF
iShares Large Cap Moderate Buffer ETF
N
Y
N
NewAdd
Investment Company
iShares Breakthrough Environmental Solutions ETF
iShares Breakthrough Environmental Solutions ETF
N
Y
N
NewAdd
Investment Company
BlackRock Short-Term California Muni Bond ETF
BlackRock Short-Term California Muni Bond ETF
N
Y
N
NewAdd
Investment Company
BlackRock Total Return ETF
BlackRock Total Return ETF
N
Y
N
NewAdd
Investment Company
iShares Copper and Metals Mining ETF
iShares Copper and Metals Mining ETF
N
Y
N
NewAdd
Investment Company
BlackRock Advantage Large Cap Income ETF
BlackRock Advantage Large Cap Income ETF
N
Y
N
NewAdd
Investment Company
iShares Lithium Miners and Producers ETF
iShares Lithium Miners and Producers ETF
N
Y
N
NewAdd
Investment Company
iShares LifePath Retirement ETF
iShares LifePath Retirement ETF
N
Y
N
NewAdd
Investment Company
iShares LifePath Target Date 2025 ETF
iShares LifePath Target Date 2025 ETF
N
Y
N
NewAdd
Investment Company
iShares LifePath Target Date 2050 ETF
iShares LifePath Target Date 2050 ETF
N
Y
N
NewAdd
Investment Company
iShares LifePath Target Date 2055 ETF
iShares LifePath Target Date 2055 ETF
N
Y
N
NewAdd
Investment Company
iShares LifePath Target Date 2060 ETF
iShares LifePath Target Date 2060 ETF
N
Y
N
NewAdd
Investment Company
iShares LifePath Target Date 2065 ETF
iShares LifePath Target Date 2065 ETF
N
Y
N
NewAdd
Investment Company
iShares Large Cap Deep Buffer ETF
iShares Large Cap Deep Buffer ETF
N
Y
N
NewAdd
Investment Company
iShares LifePath Target Date 2040 ETF
iShares LifePath Target Date 2040 ETF
N
Y
N
NewAdd
Investment Company
iShares iBonds 2030 Term High Yield and Income ETF
iShares iBonds 2030 Term High Yield and Income ETF
N
Y
N
NewAdd
Investment Company
iShares LifePath Target Date 2045 ETF
iShares LifePath Target Date 2045 ETF
N
Y
N
N
N
N
N
N
N
Y
Y
Y
N
Y
N
N
N
BlackRock Inc.
0001364742
Schedule B
Item 1.I Location of Books and Records - For a more complete listing of the locations where some or all of the Applicant's books and records required to be kept under MSRB rules and SEC rules may be held, please see Section 1.L of Schedule D of BlackRock Financial Management, Inc.'s Form ADV.
Item 6. A number of BlackRock US-registered investment adviser subsidiaries have been engaged as investment advisers to BlackRock-sponsored registered investment companies (RICs). Filings for these RICs are readily available on the SEC's website. To the extent that BlackRock seed capital represents less than 25% of the voting securities of any class of shares, these RICs are not considered controlled entities for purposes of this filing.
Item 5.A.13 Other Business Activities, banking or thrift institution - Applicant is a national banking association which operates as a limited purpose trust company.
Please refer to the Disclosure Occurrence # 1980974, for documentation pertaining to the incident reported under Section A (2) of Item 9.
On June 21, 2018, Marc David Comerchero, BTC Chief Financial Officer was also appointed as the BTC Board of Director.
On March 14, 2024, Jessica Moran Zerges was appointed as BTC Chief Compliance Officer, succeeding Bruce William McDougal.
N
Y
N
N
Y
Y
N
Y
Y
Y
Y
N
Y
Y
N
Y
N
N
N
Y
N
N
N
N
N
Y
BlackRock Delaware Holdings, Inc.
N
27-1037825
Sole Shareholder of Applicant
12-01-2009
E
Y
Derek
Neville
Stein
Chief Executive Officer, Director
12-01-2009
NA
Y
4382888
Anne
Marie
Petach
Director
12-01-2009
NA
Y
5569378
Jeffrey
Craig
Keil
Director
06-28-2010
NA
Y
2207040
Andrew
NMN
Gidney
Director and Chief Operating Officer
03-19-2014
NA
Y
000000000
Marc
David
Comerchero
Director and Chief Financial Officer
09-09-2015
NA
Y
000000000
Jeanne
Marie
Belanger
Chief Legal Officer
09-14-2016
NA
Y
000000000
Matthew
J
Mallow
Director
03-21-2018
NA
Y
000000000
Linda
NMN
Adamany
Director
03-21-2018
NA
Y
000000000
Bruce
William
McDougal
Chief Compliance Officer
01-13-2020
NA
Y
000000000
Diane
NMN
Schumaker-Krieg
Director
09-16-2020
NA
Y
1405644
BlackRock Holdco 2, Inc.
BlackRock, Inc.
Y
32-0174431
Sole Shareholder
09-29-2006
E
Y
BlackRock Financial Management, Inc.
BlackRock Holdco 2, Inc.
N
68-0635711
Sole Shareholder
09-29-2006
E
Y
BlackRock Holdco 4, LLC
Blackrock Financial Management, Inc.
N
Sole Member
10-21-1994
E
Y
107105
BlackRock Holdco 5, LLC
BlackRock Holdco 4, LLC
N
27-1438207
Sole Member
12-01-2009
E
Y
BlackRock Holdco 6, LLC
BlackRock Holdco 5, LLC
N
27-1438320
Sole Member of 100% Preferred Shares
12-01-2009
E
Y
BlackRock Delaware Holdings, Inc.
BlackRock Holdco 6, LLC
N
27-1438468
Sole Shareholder
12-01-2009
E
Y
BlackRock Delaware Holdings, Inc.
N
27-1037825
Sole Shareholder of Applicant
12-01-2009
E
Y
Derek
Neville
Stein
Chief Executive Officer, Director
12-01-2009
NA
Y
4382888
Anne
Marie
Petach
Director
12-01-2009
NA
Y
5569378
Jeffrey
Craig
Keil
Director
06-28-2010
NA
Y
2207040
Andrew
NMN
Gidney
Director and Chief Operating Officer
03-19-2014
NA
Y
000000000
Marc
David
Comerchero
Director and Chief Financial Officer
09-09-2015
NA
Y
000000000
Jeanne
Marie
Belanger
Chief Legal Officer
09-14-2016
NA
Y
000000000
Matthew
J
Mallow
Director
03-21-2018
NA
Y
000000000
Linda
NMN
Adamany
Director
03-21-2018
NA
Y
000000000
Delete
Bruce
William
McDougal
Chief Compliance Officer
01-13-2020
NA
Y
000000000
Diane
NMN
Schumaker-Krieg
Director
09-16-2020
NA
Y
1405644
NewAdd
Jessica
Moran
Zerges
Chief Compliance Officer
01-14-2024
NA
Y
000000000
BlackRock Holdco 2, Inc.
BlackRock, Inc.
Y
32-0174431
Sole Shareholder
09-29-2006
E
Y
BlackRock Financial Management, Inc.
BlackRock Holdco 2, Inc.
N
68-0635711
Sole Shareholder
09-29-2006
E
Y
BlackRock Holdco 4, LLC
Blackrock Financial Management, Inc.
N
Sole Member
10-21-1994
E
Y
107105
BlackRock Holdco 5, LLC
BlackRock Holdco 4, LLC
N
27-1438207
Sole Member
12-01-2009
E
Y
BlackRock Holdco 6, LLC
BlackRock Holdco 5, LLC
N
27-1438320
Sole Member of 100% Preferred Shares
12-01-2009
E
Y
BlackRock Delaware Holdings, Inc.
BlackRock Holdco 6, LLC
N
27-1438468
Sole Shareholder
12-01-2009
E
Y
1
9-A2
KEVIN
MCCLORY
WALKER
N
4863180
KEVIN MCCLORY WALKER
4863180
1980974
1
9-C1
9-C2
9-C4
9-C5
BlackRock Financial Management, Inc.
Y
801-48433
BlackRock Financial Management, Inc.
107105
38052
1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
162379
40701
1
9-C2
9-C4
9-C5
9-C5
BLACKROCK FINANCIAL MANAGEMENT, INC.
107105
40773
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
107105
44326
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
107105
41824
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
107105
44785
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
107105
41825
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
107105
45861
1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
162379
42388
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
107105
45863
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
107105
43608
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
107105
40771
1
9-D2
9-D4
9-D5
BlackRock Investment Management (Taiwan) Limited
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
107105
43113
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
107105
40772
1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
162379
45816
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
107105
42081
1
9-D1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
162379
46849
9-C2
9-C4
9-C5
BLACKROCK FINANCIAL MANAGEMENT, INC.
107105
47590
1
9-D2
BLK, Inc.
N
BlackRock Financial Management, Inc.
107105
47842
1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
162379
48982
1
9-C1
9-C2
9-C3
9-C4
9-C5
BlackRock Advisors, LLC
Y
801-47710
BlackRock Advisors, LLC
106614
73180
1
9-C2
9-C3
9-C4
9-C5
Bartholomew
Angelo
Battista
N
BlackRock Financial Management, Inc.
107105
76180
1
9-C1
9-C2
9-C3
9-C4
9-C5
BlackRock Advisors, LLC
Y
801-47710
BlackRock Financial Management, Inc.
107105
76179
1
9-C1
9-C2
9-C3
9-C4
9-C5
BlackRock Advisors, LLC
Y
801-47710
BlackRock Capital Management, Inc.
108069
73179
2
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
162379
114324
BlackRock, Inc.
N
BlackRock Financial Management, Inc.
107105
114312
1
9-D2
BlackRock, Inc.
N
BlackRock Financial Management, Inc.
107105
114310
1
9-C2
9-C4
9-C5
BlackRock Inc.
N
BlackRock Financial Management, Inc.
107105
132000
1
9-C2
9-C4
9-C5
BlackRock Fund Advisors
Y
801-48433
BlackRock Fund Advisors
105247
133088
1
9-D1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
162379
136464
1
9-D1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
162379
141821
1
9-E2
BlackRock Inc.
N
BlackRock Management Financial, Inc
107105
144329
1
9-D2
BLACKROCK INC.
N
BLACKROCK ADVISORS, LLC
106614
147416
1
9-C4
BLACKROCK ADVISORS, LLC
Y
801-47710
BLACKROCK EXECUTION SERVICES
39438
62919923
Jessica Moran Zerges
Jessica Moran Zerges
Chief Compliance Officer
03-28-2024
N
N
N
N
N
Y
Y
Y
N
Y
Y
Y
Y
N
N
N
N
Y
Y
N
N