0000913414-18-000001.txt : 20180406
0000913414-18-000001.hdr.sgml : 20180406
20180406192501
ACCESSION NUMBER: 0000913414-18-000001
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180329
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Institutional Trust Company, N.A.
CENTRAL INDEX KEY: 0000913414
IRS NUMBER: 943112180
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01207
FILM NUMBER: 18744305
BUSINESS ADDRESS:
STREET 1: 400 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 4155972639
MAIL ADDRESS:
STREET 1: 400 HOWARD STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FORMER COMPANY:
FORMER CONFORMED NAME: BARCLAYS GLOBAL INVESTORS NA /CA/
DATE OF NAME CHANGE: 20000119
FORMER COMPANY:
FORMER CONFORMED NAME: BZW BARCLAYS GLOBAL INVESTORS NA
DATE OF NAME CHANGE: 19960311
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO INSTITUTIONAL TRUST CO
DATE OF NAME CHANGE: 19960226
MA-A
1
primary_doc.xml
MA-A
0000913414
XXXXXXXX
Nancy Arora
14156706595
nancy.arora@blackrock.com
j.j.andre@blackrock.com
susan.longbrake@blackrock.com
nancy.arora@blackrock.com
12-31-2017
Y
BlackRock Institutional Trust Company, N.A.
94-3112180
866-01432-00
867-01207
U.S. Office of the Comptroller of the Currency
OCC Charter Number 22121
U.S. Commodity Futures Trading Commission
NFA ID 279188
400 HOWARD STREET
SAN FRANCISCO
CA
94105
1-415-670-2000
Add
Park Avenue Plaza
55 East 52nd Street
New York
NY
10055
1-212-810-5300
Add
60 State Street
Boston
MA
02109
1-617-357-1200
Add
100 Bellevue Parkway
Wilmington
DE
19809
1-302-797-2000
Add
2929 Arch Street
16th Floor
Philadelphia
PA
19104
1-215-349-9700
Add
601 Union Street
Seattle
WA
98101
1-206-613-6700
N
400 HOWARD STREET
SAN FRANCISCO
CA
94105
www.blackrock.com
Delete
www.blackrockinstitutional.com
Add
www.blackrockdisclosures.com
Add
www.blackrockdocuments.com
NewAdd
www.blackrock.com.gateway
Gerald
Philip
Andre Jr.
400 Howard Street
San Francisco
CA
94105
1-415-670-2720
1-415-618-5781
j.j.andre@blackrock.com
Nancy
NMN
Arora
400 Howard Street
San Francisco
CA
94105
1-415-670-6595
nancy.arora@blackrock.com
Add
BlackRock, Inc.
Park Avenue Plaza
55 East 52nd Street
New York
NY
10055
212-810-5300
Some or all of the books and records required to be kept under MSRB rules and SEC rules.
Add
BlackRock, Inc.
227 West Monroe Street
Suite 2800
Chicago
IL
60606
312-395-9300
Some or all of the books and records required to be kept under MSRB rules and SEC rules.
Add
Iron Mountain
120 Clyde Road
Somerset
NJ
08873
1-800-934-3453
Some or all of the books and records required to be kept under MSRB rules and SEC rules.
Amend
Iron Mountain
4117 Pinnacle Point Dr, Suite 100
DALLAS
TX
75211
1-800-934-3453
Some or all of the books and records required to be kept under MSRB rules and SEC rules.
Add
Iron Mountain
Oakland Recovery Center
1350 West Grand Ave
Oakland
CA
94607
1-800-934-3453
Some or all of the books and records required to be kept under MSRB rules and SEC rules.
Add
Financial Conduct Authority
409343
X0
Add
Securities and Exchange Board of India
INUSFA136706
K7
Add
Fund Supervision Department, China Securities Regulatory Commission
QF2011AMO117
F4
Add
Capital Market Department, State Administration of Foreign Exchange
F4
Delete
Australian Securities & Investments Commission
29 131 413 842
C3
BlackRock, Inc.
Y
Securities and Exchange Commission
CIK#: 0001364742
BlackRock Holdco 2, Inc.
N
BlackRock Financial Management, Inc.
Y
Securities and Exchange Commission
801-48433
BlackRock Holdco 4, LLC
N
BlackRock Holdco 5, LLC
N
BlackRock Holdco 6, LLC
N
BlackRock Delaware Holdings Inc.
N
BlackRock Execution Services
Y
Securities and Exchange Commission
8-48719
BlackRock Institutional Services, Inc.
N
US National Banking Association / Trust Company
December
XX
04-02-1990
N
734
4
3
3
0
0
26
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Fixed Fees
Not Applicable
Advice Investment Of Proceeds MS
Advice Use Of MD
Y
Y
Y
Y
Y
Y
N
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Company
Investment Adviser
Commodity pool operator
Commodity trading advisor
Trust Company
Insurance company or agency
Pension consultant
Sponsor or syndicator of limited partnerships
80
Amend
Investment Adviser
Pension consultant
BlackRock Asset Management Schweiz AG
BlackRock Asset Management Schweiz AG
N
Y
Y
Swiss Financial Market Supervisory Authority
V8
Amend
Investment Adviser
Commodity pool operator
Commodity trading advisor
BlackRock Advisors, LLC
BlackRock Advisors, LLC
N
Y
N
Add
Investment Adviser
Pension consultant
BlackRock Advisors (UK) Limited
BlackRock Advisors (UK) Limited
N
Y
Y
Financial Conduct Authority
FRN 119186
X0
Financial Supervisory Service
M5
China Securities Regulatory Commission (CSRC)
RQF2014LDF062
F4
Capital Market Authority (Saudi Arabia)
T0
Add
Investment Adviser
Commodity pool operator
Commodity trading advisor
BlackRock Fund Advisors
BlackRock Fund Advisors
N
Y
Y
Securities and Exchange Board of India (SEBI)
INUSFP046615
K7
Capital Market Authority of Saudi Arabia
T0
Add
Investment Adviser
Pension consultant
Sponsor or syndicator of limited partnerships
BlackRock Realty Advisors, Inc.
BlackRock Realty Advisors, Inc.
N
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
BlackRock Execution Services
BlackRock Execution Services
Y
N
N
Add
Investment Adviser
Commodity pool operator
Commodity trading advisor
BlackRock Capital Management, Inc.
BlackRock Capital Management, Inc.
N
Y
N
Amend
Investment Adviser
Commodity pool operator
Commodity trading advisor
Pension consultant
Sponsor or syndicator of limited partnerships
BlackRock Financial Management, Inc.
BlackRock Financial Management, Inc.
Y
Y
Y
Hong Kong Securities and Futures Commission
K3
The Central Bank of Ireland
L2
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
BlackRock Investments, LLC
BlackRock Investments, LLC
N
Y
N
Add
Investment Adviser
Commodity pool operator
Commodity trading advisor
Pension consultant
Sponsor or syndicator of limited partnerships
BlackRock Investment Management, LLC
BlackRock Investment Management, LLC
N
Y
N
Add
Investment Adviser
Commodity pool operator
Commodity trading advisor
Pension consultant
BlackRock Investment Management (UK) Limited
BlackRock Investment Management (UK) Limited
N
Y
Y
Financial Conduct Authority
FRN 119293
X0
Securities and Exchange Board of India Foreign Portfolio Investor
INUKFP248015
K7
Amend
Investment Adviser
BlackRock Investment Management (Korea) Limited
BlackRock Investment Management (Korea) Limited
N
Y
Y
Financial Supervisory Commission/Financial Supervisory Service
M5
Amend
Investment Adviser
Commodity pool operator
Commodity trading advisor
Pension consultant
Sponsor or syndicator of limited partnerships
BlackRock International Limited
BlackRock International Limited
N
Y
Y
Financial Conduct Authority
178638
X0
Korean Financial Services Commission
M5
Add
Investment Adviser
BlackRock Fund Managers Limited
BlackRock Fund Managers Limited
N
Y
Y
Financial Conduct Authority
119292
X0
Add
Investment Adviser
BlackRock Asset Management Canada Limited
BlackRock Asset Management Canada Limited
N
Y
Y
Ontario Securities Commission
3900
A6
Financial Markets Authority
3900
A8
Alberta Securities Commission
3900
A0
British Columbia Securities Commission
3900
A1
Manitoba Securities Commission
3900
A2
Nova Scotia Securities Commission
3900
A5
Newfoundland and Labrador, Financial Services Regulation Division
3900
A4
Financial and Consumer Affairs Authority
3900
A9
Financial and Consumer Services Commission
3900
A3
Prince Edward Island, Securities Office
3900
A7
Nunavut, Registrar of Securities
3900
Z4
Northwest Territories, Office of the Registrar of Securities
3900
Z4
Yukon Territories, Registrar of Securities
3900
Z4
Add
Investment Adviser
DSP BlackRock Investment Managers Private Limited
DSP BlackRock Investment Managers Private Limited
N
Y
Y
Securities and Exchange Board of India
approved by Securities and Exchange Board of India to act as asset management company to DSP BlackRock Mutual Fund - 036/9717
K7
Ministry of Corporate Affairs
U74140MH1996PTC099483
K7
Reserve Bank of India
K7
Add
Investment Adviser
BlackRock Investment Management (Taiwan) Limited
BlackRock Investment Management (Taiwan) Limited
N
Y
Y
Financial Supervisory Commission R.O.C.
2013 Gin-Guan-Tou-Hsin-Xin-Tze-026
F5
Amend
Investment Adviser
Commodity pool operator
Commodity trading advisor
BlackRock Asset Management North Asia Limited
BlackRock Asset Management North Asia Limited
N
Y
Y
MPF Scheme Authority
IC000979
K3
China Securities Regulatory Commission
QF-2012ASF194 and RQF-2014HKF051
F4
Securities and Exchange Board of India - FPI License
INHKFP58614
K7
Securities & Futures Commission of Hong Kong
AFF275
K3
Financial Supervisory Commission/Financial Supervisory Service
M5
Add
Investment Adviser
Commodity pool operator
BlackRock (Singapore) Limited
BlackRock (Singapore) Limited
N
Y
Y
Monetary Authority of Singapore
CMS000096-9
U0
Securities and Exchange Board of India (SEBI) Foreign Portfolio Investors (FPI)
INSGFP059275
K7
China Securities Regulatory Commission
RQFII License
F4
Korea Financial Services Commission
M5
Amend
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Real estate broker or dealer
BlackRock Japan Co., Ltd.
BlackRock Japan Co., Ltd.
N
Y
Y
Financial Services Agency
Kanto Local Financial Bureau No. 375
M0
Tokyo Metropolitan Government
Governor of Tokyo (1) No. 95644
M0
MINISTRY OF LAND, INFRASTRUCTURE, TRANSPORT AND TOURISM
M0
Add
Investment Adviser
BlackRock Investment Management (Australia) Limited
BlackRock Investment Management (Australia) Limited
N
Y
Y
Australian Securities and Investments Commission
AFSL 230523
C3
Delete
Investment Adviser
BlackRock (Isle of Man) Limited
BlackRock (Isle of Man) Limited
N
Y
Y
Isle of Man Financial Services Authority
1052
Y8
Add
Pension consultant
BlackRock (Netherlands) B.V.
BlackRock (Netherlands) B.V.
N
Y
Y
Netherlands Authority for the Financial Markets
12014230
P7
De Nederlandsche Bank (DNB, the Dutch Bank)
P7
Add
Investment Adviser
Insurance company or agency
BlackRock Life Limited
BlackRock Life Limited
N
Y
Y
Financial Conduct Authority
202909
X0
Prudential Regulatory Authority
202909
X0
Add
Investment Adviser
PNMAC Capital Management, LLC
PNMAC Capital Management, LLC
N
Y
N
Add
Investment Adviser
BLACKROCK FUND MANAGEMENT COMPANY S.A.
BLACKROCK FUND MANAGEMENT COMPANY S.A.
N
Y
Y
Commission to Surveillance of the Finance Sector (also known as CSSF - stands for Commission de Surveillance du Secteur Financier)
N4
Add
Investment Adviser
BLACKROCK ASSET MANAGEMENT IRELAND LIMITED
BLACKROCK ASSET MANAGEMENT IRELAND LIMITED
N
Y
Y
Central Bank of Ireland
C21345
L2
Delete
Investment Adviser
BLACKROCK (LUXEMBOURG) S.A.
BLACKROCK (LUXEMBOURG) S.A.
N
Y
Y
Commission to Surveillance of the Finance Sector (also known as CSSF - stands for Commission de Surveillance du Secteur Financier)
N4
Delete
Investment Adviser
BlackRock Brasil Gestora de Investimentos Ltda.
BlackRock Brasil Gestora de Investimentos Ltda.
N
Y
Y
Securities and Exchange Commission of Brazil
10.568/09
D5
Amend
Commodity pool operator
Commodity trading advisor
ISHARES DELAWARE TRUST SPONSOR LLC
ISHARES DELAWARE TRUST SPONSOR LLC
N
Y
N
Add
Investment Company
BlackRock Multi-Manager Alternative Strategies Fund - Aggregate
BlackRock Multi-Manager Alternative Strategies Fund - Aggregate
N
Y
N
Delete
Investment Company
BlackRock CoRI 2023 Fund
BlackRock CoRI 2023 Fund
N
Y
N
Delete
Investment Company
BlackRock CoRI 2021 Fund
BlackRock CoRI 2021 Fund
N
Y
N
Delete
Investment Company
BlackRock CoRI 2019 Fund
BlackRock CoRI 2019 Fund
N
Y
N
Delete
Investment Company
BlackRock CoRI 2017 Fund
BlackRock CoRI 2017 Fund
N
Y
N
Delete
Investment Company
BlackRock CoRI 2015 Fund
BlackRock CoRI 2015 Fund
N
Y
N
Delete
Investment Company
BlackRock LifePath Active 2055
BlackRock LifePath Active 2055
N
Y
N
Add
Investment Adviser
BlackRock Europe Development Management Limited
BlackRock Europe Development Management Limited
N
Y
N
Add
Investment Adviser
BlackRock Property Asia Limited
BlackRock Property Asia Limited
N
Y
N
Add
Investment Adviser
BlackRock Property Consulting (Beijing) Co., Ltd.
BlackRock Property Consulting (Beijing) Co., Ltd.
N
Y
N
Add
Investment Adviser
BlackRock Property France SARL
BlackRock Property France SARL
N
Y
N
Add
Investment Adviser
BlackRock Property Malaysia Sdn. Bhd.
BlackRock Property Malaysia Sdn. Bhd.
N
Y
N
Add
Investment Adviser
BlackRock (Channel Islands) Limited
BlackRock (Channel Islands) Limited
N
Y
Y
Jersey Financial Services Commission
5719
Y9
Add
Sponsor or syndicator of limited partnerships
BlackRock Asset Management International Inc.
BlackRock Asset Management International Inc.
N
Y
N
Delete
Investment Adviser
BlackRock Overseas Investment Fund Management (Shanghai) Co., Ltd.
BlackRock Overseas Investment Fund Management (Shanghai) Co., Ltd.
N
Y
Y
Shanghai Administration of Industry & Commerce
Hu Jin Rong Ban (2015) No.210
F4
Asset Management Association of China
P1028074
F4
Amend
Trust Company
DSP BlackRock Trustee Company Private Limited
DSP BlackRock Trustee Company Private Limited
N
Y
Y
Securities and Exchange Board of India
K7
MINISTRY OF CORPORATE AFFAIRS
K7
Add
Investment Adviser
FutureAdvisor, Inc.
FutureAdvisor, Inc.
N
Y
N
Add
Investment Company
BlackRock Alternative Capital Strategies Fund
BlackRock Alternative Capital Strategies Fund
N
Y
N
Delete
Investment Company
BlackRock Impact U.S. Equity Fund
BlackRock Impact U.S. Equity Fund
N
Y
N
Delete
Investment Company
iShares Core International Aggregate Bond ETF
iShares Core International Aggregate Bond ETF
N
Y
N
Delete
Investment Company
iShares Edge U.S. Fixed Income Balanced Risk ETF
iShares Edge U.S. Fixed Income Balanced Risk ETF
N
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
BlackRock Asset Management Deutschland AG
BlackRock Asset Management Deutschland AG
N
Y
Y
BaFin
118185
2M
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermogen
iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermogen
N
Y
Y
BaFin
121789
2M
Add
Investment Adviser
BlackRock Infrastructure Management I, LLC
BlackRock Infrastructure Management I, LLC
N
Y
Y
Cayman Islands Monetary Authority (CIMA)
E9
Add
Investment Company
BlackRock Impact Bond Fund
BlackRock Impact Bond Fund
N
Y
N
Add
Investment Company
BlackRock LifePath Smart Beta 2055 Fund of BlackRock Funds II
BlackRock LifePath Smart Beta 2055 Fund of BlackRock Funds II
N
Y
N
Delete
Investment Company
BlackRock Advantage Small Cap Core Fund
BlackRock Advantage Small Cap Core Fund
N
Y
N
Delete
Investment Company
BlackRock Emerging Markets Equity Strategies Fund - Aggregate
BlackRock Emerging Markets Equity Strategies Fund - Aggregate
N
Y
N
Add
Investment Company
BlackRock Emerging Markets Flexible Dynamic Bond Portfolio
BlackRock Emerging Markets Flexible Dynamic Bond Portfolio
N
Y
N
Delete
Investment Company
BlackRock Min Vol USA Index Fund
BlackRock Min Vol USA Index Fund
N
Y
N
Delete
Investment Company
BlackRock Multifactor International Index Fund
BlackRock Multifactor International Index Fund
N
Y
N
Delete
Investment Company
BlackRock Multifactor USA Index Fund
BlackRock Multifactor USA Index Fund
N
Y
N
Add
Investment Company
BlackRock Total Factor Fund
BlackRock Total Factor Fund
N
Y
N
Delete
Investment Company
BlackRock USA Momentum Factor Index Fund
BlackRock USA Momentum Factor Index Fund
N
Y
N
Delete
Investment Company
BlackRock USA Quality Factor Index Fund
BlackRock USA Quality Factor Index Fund
N
Y
N
Delete
Investment Company
BlackRock USA Size Factor Index Fund
BlackRock USA Size Factor Index Fund
N
Y
N
Delete
Investment Company
BlackRock USA Value Factor Index Fund
BlackRock USA Value Factor Index Fund
N
Y
N
Add
Investment Company
iShares Adaptive Currency Hedged MSCI Japan ETF
iShares Adaptive Currency Hedged MSCI Japan ETF
N
Y
N
Delete
Investment Company
iShares Adaptive Currency Hedged MSCI EAFE ETF
iShares Adaptive Currency Hedged MSCI EAFE ETF
N
Y
N
Add
Investment Company
iShares Adaptive Currency Hedged MSCI Eurozone ETF
iShares Adaptive Currency Hedged MSCI Eurozone ETF
N
Y
N
Delete
Investment Company
iShares Core 5-10 Year USD Bond ETF
iShares Core 5-10 Year USD Bond ETF
N
Y
N
Delete
Investment Company
iShares Fallen Angels USD Bond ETF
iShares Fallen Angels USD Bond ETF
N
Y
N
Add
Investment Company
iShares MSCI China A ETF
iShares MSCI China A ETF
N
Y
N
Delete
Investment Company
iShares MSCI EAFE ESG Optimized ETF
iShares MSCI EAFE ESG Optimized ETF
N
Y
N
Delete
Investment Company
iShares MSCI EM ESG Optimized ETF
iShares MSCI EM ESG Optimized ETF
N
Y
N
Delete
Investment Company
iShares MSCI Global Impact ETF
iShares MSCI Global Impact ETF
N
Y
N
Delete
Investment Company
iShares MSCI USA ESG Optimized ETF
iShares MSCI USA ESG Optimized ETF
N
Y
N
Add
Investment Company
iShares Ultra Short-Term Bond ETF
iShares Ultra Short-Term Bond ETF
N
Y
N
NewAdd
Investment Adviser
BLACKROCK ALTERNATIVES MANAGEMENT, LLC
BLACKROCK ALTERNATIVES MANAGEMENT, LLC
N
Y
N
NewAdd
Investment Adviser
Commodity pool operator
Commodity trading advisor
BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC
BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC
N
Y
N
NewAdd
Investment Adviser
Commodity pool operator
Commodity trading advisor
GLOBAL ENERGY & POWER INFRASTRUCTURE ADVISORS, L.L.C.
GLOBAL ENERGY & POWER INFRASTRUCTURE ADVISORS, L.L.C.
N
Y
N
NewAdd
Investment Adviser
Commodity pool operator
Commodity trading advisor
GLOBAL ENERGY & POWER INFRASTRUCTURE II ADVISORS, L.L.C.
GLOBAL ENERGY & POWER INFRASTRUCTURE II ADVISORS, L.L.C.
N
Y
N
NewAdd
Investment Company
BlackRock LifePath Smart Beta 2060 Fund of BlackRock Funds II
BlackRock LifePath Smart Beta 2060 Fund of BlackRock Funds II
N
Y
N
NewAdd
Investment Company
BlackRock Impact U.S. Equity Fund
BlackRock Impact U.S. Equity Fund
N
Y
N
NewAdd
Investment Company
iShares Edge MSCI Multifactor Intl Index Fund
iShares Edge MSCI Multifactor Intl Index Fund
N
Y
N
NewAdd
Investment Company
iShares Edge MSCI Multifactor USA Index Fund
iShares Edge MSCI Multifactor USA Index Fund
N
Y
N
NewAdd
Investment Company
iShares Edge MSCI Min Vol USA Index Fund
iShares Edge MSCI Min Vol USA Index Fund
N
Y
N
NewAdd
Investment Company
iShares Edge MSCI USA Momentum Factor Index Fund
iShares Edge MSCI USA Momentum Factor Index Fund
N
Y
N
NewAdd
Investment Company
iShares Edge MSCI USA Quality Factor Index Fund
iShares Edge MSCI USA Quality Factor Index Fund
N
Y
N
NewAdd
Investment Company
iShares Edge MSCI USA Size Factor Index Fund
iShares Edge MSCI USA Size Factor Index Fund
N
Y
N
NewAdd
Investment Company
iShares Edge MSCI USA Value Factor Index Fund
iShares Edge MSCI USA Value Factor Index Fund
N
Y
N
NewAdd
Investment Company
BlackRock Emerging Markets Bond Fund
BlackRock Emerging Markets Bond Fund
N
Y
N
NewAdd
Investment Company
BlackRock Emerging Markets Local Currency Bond Fund
BlackRock Emerging Markets Local Currency Bond Fund
N
Y
N
NewAdd
Investment Company
BlackRock GA Disciplined Volatility Equity Fund
BlackRock GA Disciplined Volatility Equity Fund
N
Y
N
NewAdd
Investment Company
BlackRock GA Enhanced Equity Fund
BlackRock GA Enhanced Equity Fund
N
Y
N
NewAdd
Investment Company
iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF
iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF
N
Y
N
NewAdd
Investment Company
iShares 10+ Year Investment Grade Corporate Bond ETF
iShares 10+ Year Investment Grade Corporate Bond ETF
N
Y
N
NewAdd
Investment Company
iShares 5-10 Year Investment Grade Corporate Bond ETF
iShares 5-10 Year Investment Grade Corporate Bond ETF
N
Y
N
NewAdd
Investment Company
iShares Edge MSCI Multifactor Consumer Discretionary ETF
iShares Edge MSCI Multifactor Consumer Discretionary ETF
N
Y
N
NewAdd
Investment Company
iShares Edge MSCI Multifactor Consumer Staples ETF
iShares Edge MSCI Multifactor Consumer Staples ETF
N
Y
N
NewAdd
Investment Company
iShares Adaptive Currency Hedged MSCI EAFE ETF
iShares Adaptive Currency Hedged MSCI EAFE ETF
N
Y
N
NewAdd
Investment Company
iShares MSCI Emerging Markets ex China ETF
iShares MSCI Emerging Markets ex China ETF
N
Y
N
NewAdd
Investment Company
iShares Currency Hedged MSCI Mexico ETF
iShares Currency Hedged MSCI Mexico ETF
N
Y
N
NewAdd
Investment Company
iShares Edge MSCI Intl Size Factor ETF
iShares Edge MSCI Intl Size Factor ETF
N
Y
N
NewAdd
Investment Company
iShares Edge MSCI Multifactor Materials ETF
iShares Edge MSCI Multifactor Materials ETF
N
Y
N
NewAdd
Investment Company
iShares Russell 2500 ETF
iShares Russell 2500 ETF
N
Y
N
NewAdd
Investment Company
iShares Edge MSCI Multifactor Utilities ETF
iShares Edge MSCI Multifactor Utilities ETF
N
Y
N
NewAdd
Investment Company
iShares MSCI Asia ex Japan Index Fund
iShares MSCI Asia ex Japan Index Fund
N
Y
N
NewAdd
Investment Company
LifePath Dynamic 2060 Portfolio - Aggregate
LifePath Dynamic 2060 Portfolio - Aggregate
N
Y
N
N
N
N
N
N
N
Y
Y
Y
N
Y
N
N
N
BlackRock Inc.
0001364742
Schedule B
Item 1.I Location of Books and Records - For a more complete listing of the locations where some or all of the Applicant's books and records required to be kept under MSRB rules and SEC rules may be held, please see Section 1.L of Schedule D of BlackRock Financial Management, Inc.'s Form ADV.
Item 1.F Website - Kindly note, www.blackrockinstitutional.com was decommissioned recently but we are unable to delete this entry from the current filing. Hence, the total count for additional website of the applicant should be read as 3 instead of 4.
Item 6. A number of BlackRock US-registered investment adviser subsidiaries have been engaged as investment advisers to BlackRock-sponsored registered investment companies (RICs). Filings for these RICs are readily available on the SEC's website. To the extent that BlackRock seed capital represents less than 25% of the voting securities of any class of shares, these RICs are not considered controlled entities for purposes of this filing.
Item 5.A.13 Other Business Activities, banking or thrift institution - Applicant is a national banking association which operates as a limited purpose trust company.
N
N
N
N
Y
Y
N
Y
Y
Y
Y
N
Y
Y
N
N
N
N
N
Y
N
N
N
N
N
Y
BlackRock Delaware Holdings, Inc.
N
27-1037825
Sole Shareholder of Applicant
12-01-2009
E
Y
Derek
Neville
Stein
Chief Executive Officer, Director
12-01-2009
NA
Y
004382888
Joseph
NMN
Feliciani
Director
10-31-2011
NA
Y
005773942
Anne
Marie
Petach
Director
12-01-2009
NA
Y
005569378
Jeffrey
Craig
Keil
Director
06-28-2010
NA
Y
002207040
Richard
Michael
Webb
Director
06-28-2010
NA
Y
002340571
Gerald
Philip
Andre Jr.
Chief Compliance Officer
06-20-2012
NA
Y
Murry
Steven
Gerber
Director
12-09-2011
NA
Y
Andrew
NMN
Gidney
Chief Operating Officer
03-19-2014
NA
Y
Marc
David
Comerchero
Chief Financial Officer
09-09-2015
NA
Y
Jeanne
Marie
Belanger
General Counsel and Secretary
09-14-2016
NA
Y
BlackRock Holdco 2, Inc.
BlackRock, Inc.
Y
32-0174431
Sole Shareholder
09-29-2006
E
Y
BlackRock Financial Management, Inc.
BlackRock Holdco 2, Inc.
N
68-0635711
Sole Shareholder
09-29-2006
E
Y
BlackRock Holdco 4, LLC
Blackrock Financial Management, Inc.
N
Sole Member
10-21-1994
E
Y
000107105
BlackRock Holdco 5, LLC
BlackRock Holdco 4, LLC
N
27-1438207
Sole Member
12-01-2009
E
Y
BlackRock Holdco 6, LLC
BlackRock Holdco 5, LLC
N
27-1438320
Sole Member of 100% Preferred Shares
12-01-2009
E
Y
BlackRock Delaware Holdings, Inc.
BlackRock Holdco 6, LLC
N
27-1438468
Sole Shareholder
12-01-2009
E
Y
Add
BlackRock Delaware Holdings, Inc.
N
27-1037825
Sole Shareholder of Applicant
12-01-2009
E
Y
Add
Derek
Neville
Stein
Chief Executive Officer, Director
12-01-2009
NA
Y
004382888
Amend
Joseph
NMN
Feliciani
Director
10-31-2011
NA
Y
005773942
Add
Anne
Marie
Petach
Director
12-01-2009
NA
Y
005569378
Add
Jeffrey
Craig
Keil
Director
06-28-2010
NA
Y
002207040
Add
Richard
Michael
Webb
Director
06-28-2010
NA
Y
002340571
Add
Gerald
Philip
Andre Jr.
Chief Compliance Officer
06-20-2012
NA
Y
Add
Murry
Steven
Gerber
Director
12-09-2011
NA
Y
Amend
Andrew
NMN
Gidney
Director and Chief Operating Officer
03-19-2014
NA
Y
Amend
Marc
David
Comerchero
Chief Financial Officer
09-09-2015
NA
Y
Amend
Jeanne
Marie
Belanger
General Counsel
09-14-2016
NA
Y
Add
BlackRock Holdco 2, Inc.
BlackRock, Inc.
Y
32-0174431
Sole Shareholder
09-29-2006
E
Y
Add
BlackRock Financial Management, Inc.
BlackRock Holdco 2, Inc.
N
68-0635711
Sole Shareholder
09-29-2006
E
Y
Add
BlackRock Holdco 4, LLC
Blackrock Financial Management, Inc.
N
Sole Member
10-21-1994
E
Y
000107105
Add
BlackRock Holdco 5, LLC
BlackRock Holdco 4, LLC
N
27-1438207
Sole Member
12-01-2009
E
Y
Add
BlackRock Holdco 6, LLC
BlackRock Holdco 5, LLC
N
27-1438320
Sole Member of 100% Preferred Shares
12-01-2009
E
Y
Add
BlackRock Delaware Holdings, Inc.
BlackRock Holdco 6, LLC
N
27-1438468
Sole Shareholder
12-01-2009
E
Y
1
9-C1
9-C2
9-C4
9-C5
BlackRock Financial Management, Inc.
Y
801-48433
BlackRock Financial Management, Inc.
000107105
38052
1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
000162379
40701
1
9-C2
9-C4
9-C5
9-C5
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
40773
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
44326
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
41824
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
44785
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
41825
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
45861
1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
000162379
42388
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
45863
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
43608
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
40771
1
9-D2
9-D4
9-D5
BlackRock Investment Management (Taiwan) Limited
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
43113
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
40772
1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
000162379
45816
1
9-D2
BlackRock, Inc.
N
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
42081
1
9-D1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
000162379
46849
9-C2
9-C4
9-C5
BLACKROCK FINANCIAL MANAGEMENT, INC.
000107105
47590
1
9-D2
BLK, Inc.
N
BlackRock Financial Management, Inc.
000107105
47842
1
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
000162379
48982
1
9-C1
9-C2
9-C3
9-C4
9-C5
BlackRock Advisors, LLC
Y
801-47710
BlackRock Advisors, LLC
000106614
73180
1
9-C2
9-C3
9-C4
9-C5
Bartholomew
Angelo
Battista
N
BlackRock Financial Management, Inc.
000107105
76180
1
9-C1
9-C2
9-C3
9-C4
9-C5
BlackRock Advisors, LLC
Y
801-47710
BlackRock Financial Management, Inc.
000107105
76179
1
9-C1
9-C2
9-C3
9-C4
9-C5
BlackRock Advisors, LLC
Y
801-47710
BlackRock Capital Management, Inc.
000108069
73179
2
9-D2
BlackRock Investment Management (UK) Limited
Y
802-76129
BlackRock Investment Management (UK) Limited
000162379
114324
BlackRock, Inc.
N
BlackRock Financial Management, Inc.
000107105
114312
1
9-D2
BlackRock, Inc.
N
BlackRock Financial Management, Inc.
000107105
114310
1
9-C2
9-C4
9-C5
BlackRock Inc.
N
BlackRock Financial Management, Inc.
000107105
132000
1
9-C2
9-C4
9-C5
BlackRock Fund Advisors
Y
801-48433
BlackRock Fund Advisors
000105247
133088
/s/ Andrew Gidney
Andrew Gidney
Director and Chief Operating Officer
03-29-2018
N
N
N
N
N
Y
Y
Y
N
Y
Y
Y
Y
N
N
N
N
Y
Y
N
N